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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
+1.39%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$383M
AUM Growth
+$2.15M
Cap. Flow
-$2.69M
Cap. Flow %
-0.7%
Top 10 Hldgs %
73.79%
Holding
119
New
12
Increased
58
Reduced
32
Closed
10

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$4.26M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.48M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$927K
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$699K
5
INTC icon
Intel
INTC
+$687K

Top Sells

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$6.01M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$4.89M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$1.38M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.2M
5
VT icon
Vanguard Total World Stock ETF
VT
+$1.17M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.97%
2 Technology 2.15%
3 Financials 0.76%
4 Healthcare 0.62%
5 Consumer Discretionary 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCG
26
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$1.95M 0.51%
88,208
+5,457
+7% +$120K
SCHP icon
27
Schwab US TIPS ETF
SCHP
$15.9B
$1.94M 0.51%
68,094
-616
-0.9% -$17.5K
SUB icon
28
iShares Short-Term National Muni Bond ETF
SUB
$11.6B
$1.77M 0.46%
16,750
– –
CAC icon
29
Camden National
CAC
$979M
$1.75M 0.46%
55,070
– –
BSCM
30
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$1.53M 0.4%
70,502
+5,863
+9% +$127K
BSCL
31
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$1.5M 0.39%
69,485
+4,771
+7% +$103K
SPSB icon
32
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.5B
$1.48M 0.39%
47,929
-1,500
-3% -$46.1K
AGG icon
33
iShares Core US Aggregate Bond ETF
AGG
$137B
$1.41M 0.37%
12,503
-356
-3% -$40K
VYM icon
34
Vanguard High Dividend Yield ETF
VYM
$82.7B
$1.37M 0.36%
19,025
+4,313
+29% +$313K
HYD icon
35
VanEck High Yield Muni ETF
HYD
$4.23B
$1.3M 0.34%
20,182
-100
-0.5% -$6.46K
SBUX icon
36
Starbucks
SBUX
$113B
$1.23M 0.32%
22,688
+1,216
+6% +$68K
ITM icon
37
VanEck Intermediate Muni ETF
ITM
$2.06B
$1.12M 0.29%
22,768
-250
-1% -$12.4K
SPIB icon
38
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$1.11M 0.29%
31,941
– –
CVX icon
39
Chevron
CVX
$420B
$1.1M 0.29%
10,688
+1,190
+13% +$122K
RWR icon
40
State Street SPDR Dow Jones REIT ETF
RWR
$1.82B
$1.05M 0.28%
10,818
-60
-0.6% -$6.02K
BSJJ
41
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$1.03M 0.27%
42,581
+5,049
+13% +$121K
BSJI
42
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$1.03M 0.27%
40,573
+4,297
+12% +$108K
IGSB icon
43
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$997K 0.26%
18,860
-348
-2% -$18.4K
VNQI icon
44
Vanguard Global ex-US Real Estate ETF
VNQI
$3.4B
$995K 0.26%
17,705
-221
-1% -$12.3K
BSJG
45
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$975K 0.25%
37,795
+2,781
+8% +$71.8K
SPY icon
46
State Street SPDR S&P 500 ETF Trust
SPY
$808B
$964K 0.25%
4,456
-953
-18% -$206K
DWX icon
47
State Street SPDR S&P International Dividend ETF
DWX
$527M
$959K 0.25%
26,073
+9,592
+58% +$350K
BSJH
48
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$952K 0.25%
36,757
+3,305
+10% +$85.5K
BSJK
49
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$939K 0.25%
38,663
+4,458
+13% +$107K
BSJL
50
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$938K 0.25%
37,784
+3,180
+9% +$77.9K
1
2
3 4 5

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LIP
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TCM
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NPT
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Empirical Wealth Management's Q3 2016 Portfolio in Review

As of Q3 2016, Empirical Wealth Management held 119 positions worth $383M, up 0.56% from $381M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Empirical Wealth Management's Q3 2016 filing shows 12 new, 58 increased, 32 reduced and 10 closed positions. Its largest new stake was First Trust Preferred Securities and Income ETF: 47,534 shares worth $929K. The largest sale was Vanguard FTSE Developed Markets ETF, an estimated $6.01M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 95% a quarter earlier, followed by Technology and Financials.

  • Empirical Wealth Management's largest Q3 2016 buy was First Trust Preferred Securities and Income ETF: 47,534 shares worth $929K.
  • Empirical Wealth Management added most to iShares 1-3 Year Treasury Bond ETF in Q3 2016, an estimated $4.26M increase.
  • Empirical Wealth Management's biggest Q3 2016 reduction was Schwab US Large- Cap ETF, cutting an estimated $4.89M.
  • Empirical Wealth Management fully exited Vanguard FTSE Developed Markets ETF in Q3 2016, selling an estimated $6.01M.
  • Empirical Wealth Management's ten largest holdings make up 74% of its $383M portfolio in Q3 2016.
  • Empirical Wealth Management opened 12 new positions and closed 10 in Q3 2016.
  • Empirical Wealth Management's portfolio value rose 0.56% quarter-over-quarter to $383M.

Based on Empirical Wealth Management's 13F filing for Q3 2016, filed 4 Nov 2016.