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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
+1.47%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$354M
AUM Growth
+$33.9M
Cap. Flow
+$29.8M
Cap. Flow %
8.44%
Top 10 Hldgs %
71.74%
Holding
98
New
10
Increased
56
Reduced
24
Closed
5

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$4.58M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$4.38M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$4.08M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$2.39M
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$1.86M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$2.88M
2
BSCD
CLAYMORE GUGGENHEIM BULLETSHARES 2013 CORP BD ETF
BSCD
+$1.46M
3
AAPL icon
Apple
AAPL
+$969K
4
VV icon
Vanguard Large-Cap ETF
VV
+$854K
5
TIP icon
iShares TIPS Bond ETF
TIP
+$815K

Sector Composition

Rank Sector Weight
1 Technology 0.5%
2 Industrials 0.44%
3 Healthcare 0.27%
4 Consumer Staples 0.23%
5 Consumer Discretionary 0.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHF icon
26
Schwab International Equity ETF
SCHF
$64.9B
$1.77M 0.5%
112,304
+15,040
+15% +$234K
EFA icon
27
iShares MSCI EAFE ETF
EFA
$76.4B
$1.65M 0.47%
24,541
+2,564
+12% +$168K
HYD icon
28
VanEck High Yield Muni ETF
HYD
$4.44B
$1.6M 0.45%
28,402
-2,467
-8% -$142K
BSCH
29
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$1.56M 0.44%
68,968
+11,203
+19% +$254K
BSCI
30
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$1.51M 0.43%
72,388
+10,966
+18% +$230K
BSCJ
31
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$1.5M 0.43%
73,069
+12,197
+20% +$253K
AGG icon
32
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.44M 0.41%
13,565
+1,382
+11% +$148K
BSCK
33
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$1.44M 0.41%
70,254
+12,746
+22% +$263K
SCHE icon
34
Schwab Emerging Markets Equity ETF
SCHE
$12.2B
$1.41M 0.4%
57,336
+6,729
+13% +$169K
RWR icon
35
State Street SPDR Dow Jones REIT ETF
RWR
$1.9B
$1.35M 0.38%
18,892
+979
+5% +$72K
ITM icon
36
VanEck Intermediate Muni ETF
ITM
$2.14B
$1.34M 0.38%
30,490
+13
+0% +$578
SPIB icon
37
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$1.32M 0.37%
39,283
+8,115
+26% +$274K
VTIP icon
38
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.22M 0.34%
24,645
+7,437
+43% +$368K
EBND icon
39
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.25B
$1.21M 0.34%
40,530
+11,610
+40% +$350K
ELD icon
40
WisdomTree Emerging Markets Local Debt Fund
ELD
$141M
$1.18M 0.33%
25,548
+1,205
+5% +$56.7K
SHM icon
41
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1.16M 0.33%
23,836
+9,307
+64% +$452K
FM
42
DELISTED
iShares Frontier and Select EM ETF
FM
$1.15M 0.33%
+34,198
New +$1.11M
MSFT icon
43
Microsoft
MSFT
$2.9T
$970K 0.27%
25,921
-5,326
-17% -$193K
WPS
44
DELISTED
iShares International Developed Property ETF
WPS
$872K 0.25%
23,329
+1,246
+6% +$46.7K
VTV icon
45
Vanguard Value ETF
VTV
$188B
$848K 0.24%
11,098
-224
-2% -$16.5K
LSI
46
DELISTED
LSI CORPORATION
LSI
$814K 0.23%
73,801
-280
-0.4% -$2.38K
BSCL
47
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$804K 0.23%
40,178
+21,440
+114% +$428K
IEI icon
48
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$712K 0.2%
5,928
-546
-8% -$66.2K
SHY icon
49
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$706K 0.2%
8,373
-189
-2% -$16K
EEM icon
50
iShares MSCI Emerging Markets ETF
EEM
$27.5B
$685K 0.19%
16,390
+3,003
+22% +$126K
1
2
3 4

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CIA
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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
AMH
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EDRH
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CF
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JCAM
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Empirical Wealth Management's Q4 2013 Portfolio in Review

As of Q4 2013, Empirical Wealth Management held 98 positions worth $354M, up 11% from $320M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Empirical Wealth Management deployed $29.8M of net new capital in Q4 2013, opening 10 new positions and adding to 56 existing holdings. Its largest new stake was iShares Frontier and Select EM ETF: 34,198 shares worth $1.15M.

By sector, the portfolio is most concentrated in Technology at 0.5% of assets, down from 0.81% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Vanguard Short-Term Bond ETF, an estimated $2.88M trimmed.

  • Empirical Wealth Management's largest Q4 2013 buy was iShares Frontier and Select EM ETF: 34,198 shares worth $1.15M.
  • Empirical Wealth Management added most to Vanguard FTSE Developed Markets ETF in Q4 2013, an estimated $4.58M increase.
  • Empirical Wealth Management's biggest Q4 2013 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $2.88M.
  • Empirical Wealth Management fully exited CLAYMORE GUGGENHEIM BULLETSHARES 2013 CORP BD ETF in Q4 2013, selling an estimated $1.46M.
  • Empirical Wealth Management's ten largest holdings make up 72% of its $354M portfolio in Q4 2013.
  • Empirical Wealth Management opened 10 new positions and closed 5 in Q4 2013.
  • Empirical Wealth Management's portfolio value rose 11% quarter-over-quarter to $354M.

Based on Empirical Wealth Management's 13F filing for Q4 2013, filed 24 Jan 2014.