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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$826M
AUM Growth
+$58.2M
Cap. Flow
+$54.9M
Cap. Flow %
6.65%
Top 10 Hldgs %
51.97%
Holding
305
New
38
Increased
129
Reduced
82
Closed
20

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$8.64M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.8M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$5.6M
4
INTC icon
Intel
INTC
+$2.79M
5
V icon
Visa
V
+$2.79M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.1M
2
COMT icon
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
+$2.35M
3
NFLX icon
Netflix
NFLX
+$1.2M
4
IWC icon
iShares Micro-Cap ETF
IWC
+$909K
5
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$897K

Sector Composition

Rank Sector Weight
1 Technology 6.11%
2 Financials 2.5%
3 Consumer Discretionary 2.39%
4 Healthcare 1.9%
5 Industrials 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USMV icon
301
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
– –
-4,215
Closed -$260K
VGT icon
302
Vanguard Information Technology ETF
VGT
$139B
– –
-9,000
Closed -$237K
VHT icon
303
Vanguard Health Care ETF
VHT
$18.3B
– –
-1,157
Closed -$201K
XLI icon
304
State Street Industrial Select Sector SPDR ETF
XLI
$32.5B
– –
-3,775
Closed -$292K
PCI
305
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-10,838
Closed -$259K
9 10 11 12
13

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
AMH
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EDRH
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CF
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JCAM
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Empirical Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Empirical Wealth Management held 305 positions worth $826M, up 7.6% from $768M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Empirical Wealth Management deployed $54.9M of net new capital in Q3 2019, opening 38 new positions and adding to 129 existing holdings. Its largest new stake was Vanguard Short-Term Treasury ETF: 141,917 shares worth $8.65M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 5.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $5.1M trimmed.

  • Empirical Wealth Management's largest Q3 2019 buy was Vanguard Short-Term Treasury ETF: 141,917 shares worth $8.65M.
  • Empirical Wealth Management added most to Vanguard Short-Term Corporate Bond ETF in Q3 2019, an estimated $5.8M increase.
  • Empirical Wealth Management's biggest Q3 2019 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $5.1M.
  • Empirical Wealth Management fully exited State Street SPDR S&P 600 Small Cap Growth ETF in Q3 2019, selling an estimated $731K.
  • Empirical Wealth Management's ten largest holdings make up 52% of its $826M portfolio in Q3 2019.
  • Empirical Wealth Management opened 38 new positions and closed 20 in Q3 2019.
  • Empirical Wealth Management's portfolio value rose 7.6% quarter-over-quarter to $826M.

Based on Empirical Wealth Management's 13F filing for Q3 2019, filed 13 Nov 2019.