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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$826M
AUM Growth
+$58.2M
Cap. Flow
+$54.9M
Cap. Flow %
6.65%
Top 10 Hldgs %
51.97%
Holding
305
New
38
Increased
129
Reduced
82
Closed
20

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$8.64M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.8M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$5.6M
4
INTC icon
Intel
INTC
+$2.79M
5
V icon
Visa
V
+$2.79M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.1M
2
COMT icon
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
+$2.35M
3
NFLX icon
Netflix
NFLX
+$1.2M
4
IWC icon
iShares Micro-Cap ETF
IWC
+$909K
5
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$897K

Sector Composition

Rank Sector Weight
1 Technology 6.11%
2 Financials 2.5%
3 Consumer Discretionary 2.39%
4 Healthcare 1.9%
5 Industrials 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BABA icon
226
Alibaba
BABA
$279B
$318K 0.04%
1,902
+558
+42% +$95.9K
EEM icon
227
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$318K 0.04%
7,780
-31
-0.4% -$1.28K
VSGX icon
228
Vanguard ESG International Stock ETF
VSGX
$6.53B
$311K 0.04%
6,312
+1,005
+19% +$49.4K
CMI icon
229
Cummins
CMI
$87.3B
$310K 0.04%
1,907
+480
+34% +$76.8K
GLD icon
230
SPDR Gold Trust
GLD
$133B
$307K 0.04%
2,211
+756
+52% +$105K
GE icon
231
GE Aerospace
GE
$368B
$305K 0.04%
6,842
+228
+3% +$10.7K
FNDB icon
232
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.42B
$301K 0.04%
23,058
-2,985
-11% -$38.5K
YUM icon
233
Yum! Brands
YUM
$43.3B
$298K 0.04%
2,623
+471
+22% +$53.8K
VMBS icon
234
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$296K 0.04%
+5,558
New +$295K
MELI icon
235
Mercado Libre
MELI
$95.6B
$295K 0.04%
+536
New +$325K
SDY icon
236
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$293K 0.04%
2,857
-1,332
-32% -$134K
IWO icon
237
iShares Russell 2000 Growth ETF
IWO
$14.4B
$289K 0.04%
1,500
– –
XLK icon
238
State Street Technology Select Sector SPDR ETF
XLK
$115B
$288K 0.03%
7,162
-3,130
-30% -$125K
IWR icon
239
iShares Russell Mid-Cap ETF
IWR
$56.1B
$286K 0.03%
5,118
+112
+2% +$6.26K
IJH icon
240
iShares Core S&P Mid-Cap ETF
IJH
$122B
$278K 0.03%
7,195
+300
+4% +$11.5K
STZ icon
241
Constellation Brands
STZ
$22.3B
$276K 0.03%
1,333
-42
-3% -$8.43K
UNH icon
242
UnitedHealth
UNH
$383B
$262K 0.03%
1,204
-86
-7% -$20.8K
SLYV icon
243
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$261K 0.03%
+4,260
New +$255K
FFNW
244
DELISTED
First Financial Northwest, Inc
FFNW
$259K 0.03%
17,500
– –
CVM icon
245
CEL-SCI Corp
CVM
$21.3M
$258K 0.03%
960
– –
VO icon
246
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$257K 0.03%
+6,124
New +$256K
SCHR
247
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$256K 0.03%
+9,218
New +$255K
NEE icon
248
NextEra Energy
NEE
$183B
$255K 0.03%
4,380
– –
IWD icon
249
iShares Russell 1000 Value ETF
IWD
$81.8B
$254K 0.03%
1,982
– –
LUV icon
250
Southwest Airlines
LUV
$22.3B
$254K 0.03%
4,700
+118
+3% +$6.17K
8 9
10
11 12

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Empirical Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Empirical Wealth Management held 305 positions worth $826M, up 7.6% from $768M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Empirical Wealth Management deployed $54.9M of net new capital in Q3 2019, opening 38 new positions and adding to 129 existing holdings. Its largest new stake was Vanguard Short-Term Treasury ETF: 141,917 shares worth $8.65M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 5.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $5.1M trimmed.

  • Empirical Wealth Management's largest Q3 2019 buy was Vanguard Short-Term Treasury ETF: 141,917 shares worth $8.65M.
  • Empirical Wealth Management added most to Vanguard Short-Term Corporate Bond ETF in Q3 2019, an estimated $5.8M increase.
  • Empirical Wealth Management's biggest Q3 2019 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $5.1M.
  • Empirical Wealth Management fully exited State Street SPDR S&P 600 Small Cap Growth ETF in Q3 2019, selling an estimated $731K.
  • Empirical Wealth Management's ten largest holdings make up 52% of its $826M portfolio in Q3 2019.
  • Empirical Wealth Management opened 38 new positions and closed 20 in Q3 2019.
  • Empirical Wealth Management's portfolio value rose 7.6% quarter-over-quarter to $826M.

Based on Empirical Wealth Management's 13F filing for Q3 2019, filed 13 Nov 2019.