We are live on ! Find out more
EAM

Empirical Asset Management Portfolio holdings

AUM $379M
1-Year Est. Return 24.52%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+24.52%
3 Year Est. Return
+59.99%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$379M
AUM Growth
+$24.8M
Cap. Flow
-$206M
Cap. Flow %
-54.38%
Top 10 Hldgs %
22.49%
Holding
445
New
88
Increased
125
Reduced
156
Closed
49

Top Buys

Rank Stock Value
1
SDCI icon
USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund
SDCI
+$3.51M
2
ISRG icon
Intuitive Surgical
ISRG
+$1.6M
3
BSX icon
Boston Scientific
BSX
+$1.56M
4
INTU icon
Intuit
INTU
+$1.49M
5
ATO icon
Atmos Energy
ATO
+$1.16M

Top Sells

Rank Stock Value
1
COST icon
Costco
COST
+$37.8M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$22.6M
3
MSFT icon
Microsoft
MSFT
+$19.4M
4
VGT icon
Vanguard Information Technology ETF
VGT
+$17.5M
5
QCOM icon
Qualcomm
QCOM
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 16.66%
2 Financials 5.71%
3 Healthcare 4.99%
4 Consumer Discretionary 4.5%
5 Energy 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHZ icon
76
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$1.32M 0.35%
56,858
+2,059
+4% +$48.2K
JNJ icon
77
Johnson & Johnson
JNJ
$602B
$1.32M 0.35%
5,384
-3,899
-42% -$908K
IGV icon
78
iShares Expanded Tech-Software Sector ETF
IGV
$13.8B
$1.3M 0.34%
16,206
+100
+0.6% +$8.85K
IYJ icon
79
iShares US Industrials ETF
IYJ
$1.96B
$1.29M 0.34%
8,726
-136
-2% -$21K
MU icon
80
Micron Technology
MU
$964B
$1.28M 0.34%
3,800
+1,892
+99% +$741K
CLSE icon
81
Convergence Long/Short Equity ETF
CLSE
$735M
$1.25M 0.33%
44,516
+2,071
+5% +$58.2K
DBEM icon
82
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$98.8M
$1.25M 0.33%
36,598
-3,084
-8% -$107K
BSX icon
83
Boston Scientific
BSX
$66.3B
$1.22M 0.32%
+19,483
New +$1.56M
ATO icon
84
Atmos Energy
ATO
$29.7B
$1.21M 0.32%
+6,561
New +$1.16M
IJH icon
85
iShares Core S&P Mid-Cap ETF
IJH
$122B
$1.21M 0.32%
17,879
-592
-3% -$41.1K
GEV icon
86
GE Vernova
GEV
$278B
$1.2M 0.32%
1,378
-6,681
-83% -$5.21M
AGOX icon
87
Adaptive Alpha Opportunities ETF
AGOX
$377M
$1.2M 0.32%
45,041
+366
+0.8% +$10.6K
DELL icon
88
Dell
DELL
$253B
$1.18M 0.31%
7,185
+1,778
+33% +$237K
IGM icon
89
iShares Expanded Tech Sector ETF
IGM
$10B
$1.17M 0.31%
9,871
+233
+2% +$29.3K
QQQ icon
90
PUT
Invesco QQQ Trust
QQQ
$466B
– –
0
– –
GE icon
91
GE Aerospace
GE
$361B
$1.14M 0.3%
4,025
-12,108
-75% -$3.81M
SCHW
92
Charles Schwab
SCHW
$179B
$1.13M 0.3%
12,070
-16,826
-58% -$1.65M
EMGF icon
93
iShares Emerging Markets Equity Factor ETF
EMGF
$1.79B
$1.13M 0.3%
18,743
-1,368
-7% -$85.4K
CAT icon
94
Caterpillar
CAT
$404B
$1.1M 0.29%
1,556
-1,108
-42% -$767K
AGGY icon
95
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$959M
$1.09M 0.29%
25,105
+6,984
+39% +$308K
WFC icon
96
Wells Fargo
WFC
$267B
$1.09M 0.29%
13,678
+633
+5% +$54.4K
IVW icon
97
iShares S&P 500 Growth ETF
IVW
$73.1B
$1.08M 0.29%
9,557
+77
+0.8% +$9.26K
MPWR icon
98
Monolithic Power Systems
MPWR
$64.1B
$1.06M 0.28%
973
-804
-45% -$878K
EFA icon
99
iShares MSCI EAFE ETF
EFA
$76.5B
$1.02M 0.27%
10,513
+798
+8% +$79.8K
HYZD icon
100
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$255M
$1M 0.26%
45,574
+1,575
+4% +$35.4K
2 3
4
5 6

Similar funds

RWA
Rooted Wealth Advisors Bourbonnais, Illinois $379M AUM 13.75% 1-Year Est. Return
CSWG
Cardinal Strategic Wealth Guidance Louisville, Kentucky $379M AUM 19.59% 1-Year Est. Return
AC
Attestor Capital Grand Cayman, Cayman Islands $380M AUM
BP
BWM Planning The Woodlands, Texas $379M AUM 21.72% 1-Year Est. Return
NICM
Neo Ivy Capital Management New York $379M AUM 28.34% 1-Year Est. Return
KFS
Kurt F. Somerville $379M AUM 19.42% 1-Year Est. Return
CFG
Carr Financial Group Worcester, Massachusetts $379M AUM 21.34% 1-Year Est. Return
MLFP
MPS Loria Financial Planners Burr Ridge, Illinois $379M AUM 17.57% 1-Year Est. Return

Empirical Asset Management's Q1 2026 Portfolio in Review

As of Q1 2026, Empirical Asset Management held 445 positions worth $379M, up 7% from $355M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Empirical Asset Management withdrew a net $206M in Q1 2026, closing 49 positions and reducing 156 holdings. Its most notable exit was United Therapeutics, an estimated $1.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Empirical Asset Management opened a new position in Intuitive Surgical worth $1.46M.

  • Empirical Asset Management's largest Q1 2026 buy was Intuitive Surgical: 3,168 shares worth $1.46M.
  • Empirical Asset Management added most to USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund in Q1 2026, an estimated $3.51M increase.
  • Empirical Asset Management's biggest Q1 2026 reduction was Costco, cutting an estimated $37.8M.
  • Empirical Asset Management fully exited United Therapeutics in Q1 2026, selling an estimated $1.13M.
  • Empirical Asset Management's ten largest holdings make up 22% of its $379M portfolio in Q1 2026.
  • Empirical Asset Management opened 88 new positions and closed 49 in Q1 2026.
  • Empirical Asset Management's portfolio value rose 7% quarter-over-quarter to $379M.

Based on Empirical Asset Management's 13F filing for Q1 2026, filed 11 May 2026.