We are live on ! Find out more
EAM

Empirical Asset Management Portfolio holdings

AUM $379M
1-Year Est. Return 24.52%
This Fund
S&P 500
This Quarter Est. Return
-1.19%
1 Year Est. Return
+24.52%
3 Year Est. Return
+59.99%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$115M
AUM Growth
+$1.74M
Cap. Flow
+$3.86M
Cap. Flow %
3.36%
Top 10 Hldgs %
23.68%
Holding
193
New
37
Increased
71
Reduced
47
Closed
27

Top Buys

Rank Stock Value
1
MNST icon
Monster Beverage
MNST
+$751K
2
SJM icon
J.M. Smucker
SJM
+$737K
3
NEM icon
Newmont
NEM
+$689K
4
V icon
Visa
V
+$649K
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$633K

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$753K
2
WRB icon
W.R. Berkley
WRB
+$719K
3
AKAM icon
Akamai
AKAM
+$713K
4
CBOE icon
Cboe Global Markets
CBOE
+$699K
5
XYL icon
Xylem
XYL
+$691K

Sector Composition

Rank Sector Weight
1 Technology 8.94%
2 Financials 5.35%
3 Healthcare 5.25%
4 Energy 5.11%
5 Consumer Discretionary 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$4.94M 4.31%
11,568
-581
-5% -$258K
UTWO icon
2
US Treasury 2 Year Note ETF
UTWO
$483M
$4.35M 3.79%
90,651
+7,277
+9% +$350K
SGOL icon
3
abrdn Physical Gold Shares ETF
SGOL
$6.85B
$3.75M 3.27%
212,076
-4,512
-2% -$83.2K
WTMF icon
4
WisdomTree Managed Futures Strategy Fund
WTMF
$237M
$2.55M 2.23%
72,556
-2,292
-3% -$80.4K
UTEN icon
5
US Treasury 10 Year Note ETF
UTEN
$290M
$2.14M 1.86%
49,879
+1,906
+4% +$84.4K
ICOW icon
6
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
$1.77B
$2.1M 1.83%
70,251
-1,910
-3% -$58.3K
QLVD icon
7
FlexShares Developed Markets ex-US Quality Low Volatility Index Fund
QLVD
$53.9M
$2.08M 1.81%
85,066
+756
+0.9% +$19.1K
SLV icon
8
iShares Silver Trust
SLV
$27.1B
$1.92M 1.68%
94,554
-1,223
-1% -$26.4K
GILD icon
9
Gilead Sciences
GILD
$167B
$1.67M 1.46%
22,343
+799
+4% +$61.5K
QAI icon
10
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1,000M
$1.66M 1.45%
55,298
-1,437
-3% -$43.3K
DBEM icon
11
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$98.8M
$1.65M 1.43%
75,051
-521
-0.7% -$11.8K
GCC icon
12
WisdomTree Enhanced Commodity Strategy Fund
GCC
$268M
$1.61M 1.4%
89,344
+337
+0.4% +$6.05K
MSFT icon
13
Microsoft
MSFT
$2.93T
$1.59M 1.38%
5,028
+330
+7% +$109K
UEVM icon
14
VictoryShares Emerging Markets Value Momentum ETF
UEVM
$243M
$1.57M 1.37%
37,904
+226
+0.6% +$9.58K
COM icon
15
Direxion Auspice Broad Commodity Strategy ETF
COM
$200M
$1.57M 1.36%
52,722
+1,151
+2% +$34.3K
JPEM icon
16
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$378M
$1.53M 1.33%
30,390
+340
+1% +$17.5K
TPL icon
17
Texas Pacific Land
TPL
$28.7B
$1.5M 1.3%
7,389
+18
+0.2% +$3.4K
DBEF icon
18
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9B
$1.48M 1.29%
42,419
-91
-0.2% -$3.2K
COWZ icon
19
Pacer US Cash Cows 100 ETF
COWZ
$18.3B
$1.41M 1.22%
28,434
-1,570
-5% -$78.7K
BTAL icon
20
AGF US Market Neutral Anti-Beta Fund
BTAL
$303M
$1.37M 1.2%
69,104
+52
+0.1% +$985
AAPL icon
21
Apple
AAPL
$4.9T
$1.34M 1.17%
7,843
+1,442
+23% +$264K
HYZD icon
22
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$255M
$1.27M 1.1%
60,033
-4,466
-7% -$94.8K
HYHG icon
23
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$179M
$1.13M 0.98%
18,321
-239
-1% -$14.7K
HEFA icon
24
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.2B
$1.1M 0.96%
36,660
+150
+0.4% +$4.54K
JPME icon
25
JPMorgan Diversified Return US Mid Cap Equity ETF
JPME
$456M
$1.04M 0.91%
12,459
-142
-1% -$12.5K
1
2 3 4 5

Similar funds

RWA
Rooted Wealth Advisors Bourbonnais, Illinois $379M AUM 13.75% 1-Year Est. Return
CSWG
Cardinal Strategic Wealth Guidance Louisville, Kentucky $379M AUM 19.59% 1-Year Est. Return
AC
Attestor Capital Grand Cayman, Cayman Islands $380M AUM
BP
BWM Planning The Woodlands, Texas $379M AUM 21.72% 1-Year Est. Return
NICM
Neo Ivy Capital Management New York $379M AUM 28.34% 1-Year Est. Return
KFS
Kurt F. Somerville $379M AUM 19.42% 1-Year Est. Return
CFG
Carr Financial Group Worcester, Massachusetts $379M AUM 21.34% 1-Year Est. Return
MLFP
MPS Loria Financial Planners Burr Ridge, Illinois $379M AUM 17.57% 1-Year Est. Return

Empirical Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Empirical Asset Management held 193 positions worth $115M, up 1.5% from $113M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Empirical Asset Management deployed $3.86M of net new capital in Q3 2023, opening 37 new positions and adding to 71 existing holdings. Its largest new stake was Monster Beverage: 13,212 shares worth $700K.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, down from 9.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was PepsiCo, an estimated $518K trimmed.

  • Empirical Asset Management's largest Q3 2023 buy was Monster Beverage: 13,212 shares worth $700K.
  • Empirical Asset Management added most to Ulta Beauty in Q3 2023, an estimated $547K increase.
  • Empirical Asset Management's biggest Q3 2023 reduction was PepsiCo, cutting an estimated $518K.
  • Empirical Asset Management fully exited Kimberly-Clark in Q3 2023, selling an estimated $753K.
  • Empirical Asset Management's ten largest holdings make up 24% of its $115M portfolio in Q3 2023.
  • Empirical Asset Management opened 37 new positions and closed 27 in Q3 2023.
  • Empirical Asset Management's portfolio value rose 1.5% quarter-over-quarter to $115M.

Based on Empirical Asset Management's 13F filing for Q3 2023, filed 1 Nov 2023.