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EAM

Empirical Asset Management Portfolio holdings

AUM $379M
1-Year Est. Return 24.52%
This Fund
S&P 500
This Quarter Est. Return
+9.28%
1 Year Est. Return
+24.52%
3 Year Est. Return
+59.99%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$360M
AUM Growth
+$36.6M
Cap. Flow
+$310M
Cap. Flow %
86.2%
Top 10 Hldgs %
21.71%
Holding
402
New
89
Increased
176
Reduced
77
Closed
34

Top Buys

Rank Stock Value
1
COST icon
Costco
COST
+$37.2M
2
MSFT icon
Microsoft
MSFT
+$24.5M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$21.3M
4
QCOM icon
Qualcomm
QCOM
+$18.3M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$16.4M

Top Sells

Rank Stock Value
1
UTWO icon
US Treasury 2 Year Note ETF
UTWO
+$3.11M
2
CVNA icon
Carvana
CVNA
+$1.72M
3
GCC icon
WisdomTree Enhanced Commodity Strategy Fund
GCC
+$1.7M
4
GSG icon
iShares S&P GSCI Commodity-Indexed Trust
GSG
+$1.56M
5
STX icon
Seagate
STX
+$1.49M

Sector Composition

Rank Sector Weight
1 Technology 19.03%
2 Financials 5.62%
3 Consumer Discretionary 5.5%
4 Communication Services 4.26%
5 Healthcare 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.9T
$18.3M 5.08%
93,681
+16,270
+21% +$3.68M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$11.2M 3.11%
16,808
+678
+4% +$435K
NVDA icon
3
NVIDIA
NVDA
$4.91T
$8.49M 2.36%
62,900
+18,127
+40% +$3.16M
MSFT icon
4
Microsoft
MSFT
$2.93T
$7.4M 2.05%
61,216
+48,049
+365% +$24.5M
IYW icon
5
iShares US Technology ETF
IYW
$24B
$7.12M 1.98%
36,343
-811
-2% -$148K
SGOL icon
6
abrdn Physical Gold Shares ETF
SGOL
$6.85B
$6.24M 1.73%
169,393
-27,672
-14% -$913K
META icon
7
Meta Platforms (Facebook)
META
$1.64T
$5.18M 1.44%
21,792
+14,454
+197% +$10.8M
HD icon
8
Home Depot
HD
$338B
$4.89M 1.36%
16,123
+4,025
+33% +$1.58M
AMZN icon
9
Amazon
AMZN
$2.66T
$4.83M 1.34%
47,501
+29,140
+159% +$6.6M
JPM icon
10
JPMorgan Chase
JPM
$907B
$4.55M 1.26%
18,892
+4,874
+35% +$1.45M
SDCI icon
11
USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund
SDCI
$555M
$3.7M 1.03%
+160,810
New +$3.59M
GLD icon
12
SPDR Gold Trust
GLD
$130B
$3.68M 1.02%
36,404
+26,197
+257% +$8.35M
SLV icon
13
iShares Silver Trust
SLV
$27.1B
$3.66M 1.02%
86,462
-6,768
-7% -$243K
GOOGL icon
14
Alphabet (Google) Class A
GOOGL
$4.23T
$3.62M 1.01%
14,891
+7,571
+103% +$1.59M
RSPT icon
15
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.38B
$3.27M 0.91%
73,240
-1,800
-2% -$75.6K
SHY icon
16
iShares 1-3 Year Treasury Bond ETF
SHY
$25.7B
$3.13M 0.87%
37,724
+29,604
+365% +$2.45M
IVV icon
17
iShares Core S&P 500 ETF
IVV
$881B
$2.95M 0.82%
4,409
+18
+0.4% +$11.6K
RMIF icon
18
LHA Risk-Managed Income ETF
RMIF
$25.3M
$2.92M 0.81%
116,987
+10,855
+10% +$271K
IGOV icon
19
iShares International Treasury Bond ETF
IGOV
$1.36B
$2.73M 0.76%
63,981
+3,337
+6% +$142K
LLY icon
20
Eli Lilly
LLY
$1.05T
$2.65M 0.74%
3,472
+1,959
+129% +$1.46M
GOOG icon
21
Alphabet (Google) Class C
GOOG
$4.22T
$2.64M 0.73%
18,836
+4,894
+35% +$1.03M
SCHR
22
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$2.62M 0.73%
+104,229
New +$2.6M
IWF icon
23
iShares Russell 1000 Growth ETF
IWF
$123B
$2.59M 0.72%
22,156
+692
+3% +$77.1K
AGG icon
24
iShares Core US Aggregate Bond ETF
AGG
$139B
$2.38M 0.66%
28,949
+11,732
+68% +$1.16M
XOM icon
25
ExxonMobil
XOM
$611B
$2.31M 0.64%
38,532
+17,656
+85% +$1.96M
1
2 3 4 5

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Empirical Asset Management's Q3 2025 Portfolio in Review

As of Q3 2025, Empirical Asset Management held 402 positions worth $360M, up 11% from $323M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Empirical Asset Management deployed $310M of net new capital in Q3 2025, opening 89 new positions and adding to 176 existing holdings. Its largest new stake was Marriott International: 47,567 shares worth $116K.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was US Treasury 2 Year Note ETF, an estimated $3.11M trimmed.

  • Empirical Asset Management's largest Q3 2025 buy was Marriott International: 47,567 shares worth $116K.
  • Empirical Asset Management added most to Costco in Q3 2025, an estimated $37.2M increase.
  • Empirical Asset Management's biggest Q3 2025 reduction was US Treasury 2 Year Note ETF, cutting an estimated $3.11M.
  • Empirical Asset Management fully exited Carvana in Q3 2025, selling an estimated $1.72M.
  • Empirical Asset Management's ten largest holdings make up 22% of its $360M portfolio in Q3 2025.
  • Empirical Asset Management opened 89 new positions and closed 34 in Q3 2025.
  • Empirical Asset Management's portfolio value rose 11% quarter-over-quarter to $360M.

Based on Empirical Asset Management's 13F filing for Q3 2025, filed 12 Nov 2025.