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EAM

Empirical Asset Management Portfolio holdings

AUM $379M
1-Year Est. Return 24.52%
This Fund
S&P 500
This Quarter Est. Return
-2.29%
1 Year Est. Return
+24.52%
3 Year Est. Return
+59.99%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$105M
AUM Growth
+$1.56M
Cap. Flow
+$3.69M
Cap. Flow %
3.51%
Top 10 Hldgs %
23.28%
Holding
192
New
42
Increased
70
Reduced
23
Closed
47

Top Buys

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$2.05M
2
AGOX icon
Adaptive Alpha Opportunities ETF
AGOX
+$1.05M
3
HD icon
Home Depot
HD
+$983K
4
GILD icon
Gilead Sciences
GILD
+$869K
5
AAPL icon
Apple
AAPL
+$711K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.42M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$1.47M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.21M
4
KEYS icon
Keysight
KEYS
+$783K
5
AWK icon
American Water Works
AWK
+$747K

Sector Composition

Rank Sector Weight
1 Technology 8.75%
2 Healthcare 6.38%
3 Financials 5.81%
4 Consumer Discretionary 4.76%
5 Consumer Staples 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGOL icon
1
abrdn Physical Gold Shares ETF
SGOL
$6.92B
$4.55M 4.32%
244,645
+37,508
+18% +$676K
SHY icon
2
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$3.89M 3.7%
46,679
+6,253
+15% +$528K
HYZD icon
3
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$260M
$2.6M 2.47%
118,376
+19,192
+19% +$418K
XLU icon
4
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$2.2M 2.09%
+59,156
New +$2.05M
SCHR
5
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.2B
$1.94M 1.84%
72,676
+13,126
+22% +$358K
MSFT icon
6
Microsoft
MSFT
$2.84T
$1.92M 1.83%
6,228
+1,416
+29% +$426K
TIPZ icon
7
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$86.2M
$1.88M 1.79%
29,659
+5,034
+20% +$323K
LGLV icon
8
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.19B
$1.87M 1.77%
12,990
+1,340
+12% +$188K
FDLO icon
9
Fidelity Low Volatility Factor ETF
FDLO
$1.4B
$1.84M 1.75%
36,860
+6,619
+22% +$324K
GSLC icon
10
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$1.8M 1.72%
20,276
+2,105
+12% +$186K
TDTT icon
11
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.52B
$1.8M 1.72%
69,672
+12,191
+21% +$318K
WTMF icon
12
WisdomTree Managed Futures Strategy Fund
WTMF
$237M
$1.79M 1.7%
49,766
+7,205
+17% +$255K
DBEM icon
13
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$105M
$1.73M 1.65%
70,832
+10,657
+18% +$273K
AAPL icon
14
Apple
AAPL
$4.89T
$1.7M 1.62%
9,754
+4,229
+77% +$711K
QEFA icon
15
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.04B
$1.61M 1.53%
22,341
+2,962
+15% +$216K
SPY icon
16
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$1.61M 1.53%
3,568
-9,935
-74% -$4.42M
CZA icon
17
Invesco Zacks Mid-Cap ETF
CZA
$188M
$1.56M 1.48%
16,423
+1,564
+11% +$144K
JHMM icon
18
John Hancock Multifactor Mid Cap ETF
JHMM
$5.89B
$1.5M 1.42%
28,467
+2,899
+11% +$151K
ADP icon
19
Automatic Data Processing
ADP
$100B
$1.49M 1.41%
6,536
+2,246
+52% +$481K
IMCB icon
20
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$1.49M 1.41%
22,097
+4,093
+23% +$272K
GCC icon
21
WisdomTree Enhanced Commodity Strategy Fund
GCC
$272M
$1.23M 1.17%
48,609
+4,460
+10% +$104K
GRES
22
DELISTED
IQ ARB Global Resources
GRES
$1.23M 1.17%
34,829
+3,074
+10% +$101K
SMMV icon
23
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$287M
$1.17M 1.11%
31,459
+3,724
+13% +$137K
JHSC icon
24
John Hancock Multifactor Small Cap ETF
JHSC
$701M
$1.16M 1.11%
33,907
+3,758
+12% +$128K
OUSM icon
25
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$885M
$1.16M 1.1%
33,244
+3,543
+12% +$124K
1
2 3 4 5

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NICM
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KFS
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MLFP
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Empirical Asset Management's Q1 2022 Portfolio in Review

As of Q1 2022, Empirical Asset Management held 192 positions worth $105M, up 1.5% from $104M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Empirical Asset Management deployed $3.69M of net new capital in Q1 2022, opening 42 new positions and adding to 70 existing holdings. Its largest new stake was State Street Utilities Select Sector SPDR ETF: 59,156 shares worth $2.2M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.42M trimmed.

  • Empirical Asset Management's largest Q1 2022 buy was State Street Utilities Select Sector SPDR ETF: 59,156 shares worth $2.2M.
  • Empirical Asset Management added most to Apple in Q1 2022, an estimated $711K increase.
  • Empirical Asset Management's biggest Q1 2022 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.42M.
  • Empirical Asset Management fully exited iShares S&P 500 Value ETF in Q1 2022, selling an estimated $1.47M.
  • Empirical Asset Management's ten largest holdings make up 23% of its $105M portfolio in Q1 2022.
  • Empirical Asset Management opened 42 new positions and closed 47 in Q1 2022.
  • Empirical Asset Management's portfolio value rose 1.5% quarter-over-quarter to $105M.

Based on Empirical Asset Management's 13F filing for Q1 2022, filed 6 May 2022.