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EAM

Empirical Asset Management Portfolio holdings

AUM $444M
1-Year Est. Return 40.6%
This Fund
S&P 500
This Quarter Est. Return
+22.91%
1 Year Est. Return
+40.6%
3 Year Est. Return
+94.48%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$444M
AUM Growth
+$64.7M
Cap. Flow
-$946K
Cap. Flow %
-0.21%
Top 10 Hldgs %
19.64%
Holding
509
New
113
Increased
161
Reduced
157
Closed
60

Top Buys

Rank Stock Value
1
SETM icon
Sprott Energy Transition Materials ETF
SETM
+$3.24M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$2.87M
3
REMX icon
VanEck Rare Earth/Strategic Metals ETF
REMX
+$2.23M
4
NVDA icon
NVIDIA
NVDA
+$2.16M
5
MU icon
Micron Technology
MU
+$1.7M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$5.64M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$4.63M
3
SDCI icon
USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund
SDCI
+$4.16M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.56M
5
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$2.31M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.35%
2 Technology 20.73%
3 Healthcare 5.46%
4 Financials 5.19%
5 Industrials 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
26
iShares Russell 1000 Growth ETF
IWF
$126B
$2.85M 0.64%
22,914
+742
+3% +$89.5K
IWM icon
27
iShares Russell 2000 ETF
IWM
$81.2B
$2.79M 0.63%
9,292
+113
+1% +$31.8K
QQQ icon
28
Invesco QQQ Trust
QQQ
$489B
$2.75M 0.62%
3,740
+947
+34% +$652K
SPYM
29
State Street SPDR Portfolio S&P 500 ETF
SPYM
$172B
$2.74M 0.62%
31,231
+10,783
+53% +$920K
CECO icon
30
Ceco Environmental
CECO
$4.34B
$2.72M 0.61%
30,025
– –
QCOM icon
31
Qualcomm
QCOM
$180B
$2.71M 0.61%
14,688
-1,325
-8% -$248K
IGOV icon
32
iShares International Treasury Bond ETF
IGOV
$1.55B
$2.68M 0.6%
65,230
+6,413
+11% +$266K
IBB icon
33
iShares Biotechnology ETF
IBB
$10.6B
$2.66M 0.6%
13,997
– –
AMD icon
34
Advanced Micro Devices
AMD
$780B
$2.61M 0.59%
4,493
-83
-2% -$34K
KLAC icon
35
KLA
KLAC
$242B
$2.59M 0.58%
8,586
-2,274
-21% -$451K
PWB icon
36
Invesco Large Cap Growth ETF
PWB
$2.45B
$2.57M 0.58%
15,282
+500
+3% +$75.9K
LRCX icon
37
Lam Research
LRCX
$385B
$2.49M 0.56%
5,743
+3,337
+139% +$1.01M
FTC icon
38
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.35B
$2.44M 0.55%
12,603
+558
+5% +$98.6K
SCHR
39
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$2.42M 0.55%
98,159
+10,661
+12% +$264K
CTA icon
40
Simplify Managed Futures Strategy ETF
CTA
$1.61B
$2.4M 0.54%
92,415
+12,758
+16% +$379K
AMAT icon
41
Applied Materials
AMAT
$361B
$2.38M 0.54%
3,285
+1,282
+64% +$591K
AVGO icon
42
Broadcom
AVGO
$1.7T
$2.36M 0.53%
6,248
+3,672
+143% +$1.47M
PSLV icon
43
Sprott Physical Silver Trust
PSLV
$13.7B
$2.3M 0.52%
+122,100
New +$2.87M
COWG icon
44
Pacer US Large Cap Cash Cows Growth Leaders ETF
COWG
$2.32B
$2.26M 0.51%
56,187
+4,675
+9% +$174K
IYH icon
45
iShares US Healthcare ETF
IYH
$3.83B
$2.24M 0.51%
33,476
-1,994
-6% -$125K
JNJ icon
46
Johnson & Johnson
JNJ
$663B
$2.18M 0.49%
8,572
+3,188
+59% +$743K
SMLF icon
47
iShares US Small Cap Equity Factor ETF
SMLF
$4.27B
$2.14M 0.48%
24,056
+530
+2% +$44.2K
WMT icon
48
Walmart Inc
WMT
$850B
$2.14M 0.48%
18,924
-2,341
-11% -$291K
FNY icon
49
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$581M
$2.08M 0.47%
18,745
+797
+4% +$81.3K
PG icon
50
Procter & Gamble
PG
$340B
$2.05M 0.46%
13,999
-61
-0.4% -$8.88K
1
2
3 4 5

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VM
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T
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WAM
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AC
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VW
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AWM
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Empirical Asset Management's Q2 2026 Portfolio in Review

As of Q2 2026, Empirical Asset Management held 509 positions worth $444M, up 17% from $379M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Empirical Asset Management's Q2 2026 filing shows 113 new, 161 increased, 157 reduced and 60 closed positions. Its largest new stake was Sprott Energy Transition Materials ETF: 91,514 shares worth $2.85M. The largest sale was Vanguard S&P 500 ETF, an estimated $5.64M.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, down from 51% a quarter earlier, followed by Technology and Healthcare.

  • Empirical Asset Management's largest Q2 2026 buy was Sprott Energy Transition Materials ETF: 91,514 shares worth $2.85M.
  • Empirical Asset Management added most to NVIDIA in Q2 2026, an estimated $2.16M increase.
  • Empirical Asset Management's biggest Q2 2026 reduction was Vanguard S&P 500 ETF, cutting an estimated $5.64M.
  • Empirical Asset Management fully exited Charles Schwab in Q2 2026, selling an estimated $1.13M.
  • Empirical Asset Management's ten largest holdings make up 20% of its $444M portfolio in Q2 2026.
  • Empirical Asset Management opened 113 new positions and closed 60 in Q2 2026.
  • Empirical Asset Management's portfolio value rose 17% quarter-over-quarter to $444M.

Based on Empirical Asset Management's 13F filing for Q2 2026, filed 10 Aug 2026.