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EAM

Empirical Asset Management Portfolio holdings

AUM $379M
1-Year Est. Return 24.52%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+24.52%
3 Year Est. Return
+59.99%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$379M
AUM Growth
+$24.8M
Cap. Flow
-$206M
Cap. Flow %
-54.38%
Top 10 Hldgs %
22.49%
Holding
445
New
88
Increased
125
Reduced
156
Closed
49

Top Buys

Rank Stock Value
1
SDCI icon
USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund
SDCI
+$3.51M
2
ISRG icon
Intuitive Surgical
ISRG
+$1.6M
3
BSX icon
Boston Scientific
BSX
+$1.56M
4
INTU icon
Intuit
INTU
+$1.49M
5
ATO icon
Atmos Energy
ATO
+$1.16M

Top Sells

Rank Stock Value
1
COST icon
Costco
COST
+$37.8M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$22.6M
3
MSFT icon
Microsoft
MSFT
+$19.4M
4
VGT icon
Vanguard Information Technology ETF
VGT
+$17.5M
5
QCOM icon
Qualcomm
QCOM
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 16.66%
2 Financials 5.71%
3 Healthcare 4.99%
4 Consumer Discretionary 4.5%
5 Energy 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VV icon
51
Vanguard Large-Cap ETF
VV
$52.2B
$1.67M 0.44%
11,838
+1
+0% +$313
GS icon
52
Goldman Sachs
GS
$323B
$1.66M 0.44%
1,967
-2,331
-54% -$2.08M
FNY icon
53
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$579M
$1.62M 0.43%
17,948
-1,047
-6% -$99.4K
ANET icon
54
Arista Networks
ANET
$212B
$1.62M 0.43%
13,192
-151
-1% -$20.2K
QQQ icon
55
Invesco QQQ Trust
QQQ
$466B
$1.61M 0.43%
2,793
-37,128
-93% -$22.6M
KLAC icon
56
KLA
KLAC
$287B
$1.6M 0.42%
10,860
-93,420
-90% -$13.7M
CSCO icon
57
Cisco
CSCO
$432B
$1.59M 0.42%
20,499
-37,356
-65% -$2.92M
GILD icon
58
Gilead Sciences
GILD
$169B
$1.56M 0.41%
11,184
-603
-5% -$84.4K
OMFS icon
59
Invesco Russell 2000 Dynamic Multifactor ETF
OMFS
$285M
$1.54M 0.41%
34,040
-959
-3% -$44.8K
SPYM
60
State Street SPDR Portfolio S&P 500 ETF
SPYM
$157B
$1.54M 0.41%
20,448
+10,844
+113% +$867K
RODM icon
61
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.58B
$1.52M 0.4%
38,443
-1,236
-3% -$48.3K
TLT icon
62
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$1.51M 0.4%
17,415
-1,048
-6% -$92.1K
FDT icon
63
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.26B
$1.51M 0.4%
17,336
-1,406
-8% -$125K
INTU icon
64
Intuit
INTU
$80.6B
$1.5M 0.39%
3,462
+3,123
+921% +$1.49M
UIVM icon
65
VictoryShares International Value Momentum ETF
UIVM
$330M
$1.5M 0.39%
21,909
-1,128
-5% -$77.9K
FYC icon
66
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.43B
$1.48M 0.39%
15,276
-1,359
-8% -$135K
DBAW icon
67
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$268M
$1.47M 0.39%
34,361
-1,064
-3% -$46.1K
ISRG icon
68
Intuitive Surgical
ISRG
$142B
$1.46M 0.39%
+3,168
New +$1.6M
QAI icon
69
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1,000M
$1.46M 0.38%
42,777
+1,762
+4% +$60.5K
IWR icon
70
iShares Russell Mid-Cap ETF
IWR
$56.6B
$1.44M 0.38%
14,838
+896
+6% +$89.5K
TSLA icon
71
Tesla
TSLA
$1.47T
$1.43M 0.38%
3,843
+40
+1% +$16.5K
ARM icon
72
Arm
ARM
$280B
$1.38M 0.36%
9,100
+100
+1% +$12.1K
PLTR icon
73
Palantir
PLTR
$322B
$1.34M 0.35%
9,176
-8,840
-49% -$1.35M
MCK icon
74
McKesson
MCK
$98.5B
$1.33M 0.35%
1,540
+1,214
+372% +$1.08M
V icon
75
Visa
V
$694B
$1.32M 0.35%
4,380
-12,162
-74% -$3.91M
1 2
3
4 5

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CSWG
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AC
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BP
BWM Planning The Woodlands, Texas $379M AUM 21.72% 1-Year Est. Return
NICM
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KFS
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CFG
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MLFP
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Empirical Asset Management's Q1 2026 Portfolio in Review

As of Q1 2026, Empirical Asset Management held 445 positions worth $379M, up 7% from $355M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Empirical Asset Management withdrew a net $206M in Q1 2026, closing 49 positions and reducing 156 holdings. Its most notable exit was United Therapeutics, an estimated $1.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Empirical Asset Management opened a new position in Intuitive Surgical worth $1.46M.

  • Empirical Asset Management's largest Q1 2026 buy was Intuitive Surgical: 3,168 shares worth $1.46M.
  • Empirical Asset Management added most to USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund in Q1 2026, an estimated $3.51M increase.
  • Empirical Asset Management's biggest Q1 2026 reduction was Costco, cutting an estimated $37.8M.
  • Empirical Asset Management fully exited United Therapeutics in Q1 2026, selling an estimated $1.13M.
  • Empirical Asset Management's ten largest holdings make up 22% of its $379M portfolio in Q1 2026.
  • Empirical Asset Management opened 88 new positions and closed 49 in Q1 2026.
  • Empirical Asset Management's portfolio value rose 7% quarter-over-quarter to $379M.

Based on Empirical Asset Management's 13F filing for Q1 2026, filed 11 May 2026.