Empirical Asset Management’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Empirical Asset Management’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.62M	Sell	17,948 -1,047	-6%	-$99.4K	0.43%	53
2025 Q4	$1.73M	Buy	18,995 +7,454	+65%	+$685K	0.49%	49
2025 Q3	$1.06M	Buy	+11,541	New	+$996K	0.29%	87

Other funds holding FNY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

&Partners Nashville, Tennessee $20.2B AUM 19.79% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Empirical Asset Management's FNY Position: Q1 2026 in Review

Empirical Asset Management reduced its First Trust Mid Cap Growth AlphaDEX Fund (FNY) stake by 5.5% in Q1 2026, selling an estimated $99.4K and leaving 17,948 shares worth $1.62M. The position accounts for 0.43% of the portfolio, ranked #53.

Empirical Asset Management first reported a position in FNY in Q3 2025 and has held it in 3 quarters since. The position peaked at $1.73M in Q4 2025. 122 funds tracked by Wall St. Rank hold FNY as of Q1 2026.

Empirical Asset Management held 17,948 shares of First Trust Mid Cap Growth AlphaDEX Fund worth $1.62M as of Q1 2026.
Empirical Asset Management sold 1,047 First Trust Mid Cap Growth AlphaDEX Fund shares in Q1 2026, an estimated $99.4K.
First Trust Mid Cap Growth AlphaDEX Fund made up 0.43% of Empirical Asset Management's portfolio in Q1 2026, its #53 holding.
Empirical Asset Management first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q3 2025 and has held it in 3 quarters since.
Empirical Asset Management's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $1.73M in Q4 2025.
122 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q1 2026.

Based on Empirical Asset Management's 13F filing for Q1 2026, filed 11 May 2026.