Empirical Asset Management’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Empirical Asset Management’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$2.08M	Buy	18,745 +797	+4%	+$81.3K	0.47%	49
2026 Q1	$1.62M	Sell	17,948 -1,047	-6%	-$99.4K	0.43%	53
2025 Q4	$1.73M	Buy	18,995 +7,454	+65%	+$685K	0.49%	49
2025 Q3	$1.06M	Buy	+11,541	New	+$996K	0.29%	87

Other funds holding FNY

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

&Partners Nashville, Tennessee $24.4B AUM 27.45% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $33.6B AUM 31.03% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Empirical Asset Management's FNY Position: Q2 2026 in Review

Empirical Asset Management increased its First Trust Mid Cap Growth AlphaDEX Fund (FNY) stake by 4.4% in Q2 2026, buying an estimated $81.3K and bringing the position to 18,745 shares worth $2.08M. The position accounts for 0.47% of the portfolio, ranked #49.

Empirical Asset Management first reported a position in FNY in Q3 2025 and has held it in 4 quarters since. 128 funds tracked by Wall St. Rank hold FNY as of Q2 2026.

Empirical Asset Management held 18,745 shares of First Trust Mid Cap Growth AlphaDEX Fund worth $2.08M as of Q2 2026.
Empirical Asset Management bought 797 First Trust Mid Cap Growth AlphaDEX Fund shares in Q2 2026, an estimated $81.3K.
First Trust Mid Cap Growth AlphaDEX Fund made up 0.47% of Empirical Asset Management's portfolio in Q2 2026, its #49 holding.
Empirical Asset Management first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q3 2025 and has held it in 4 quarters since.
128 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q2 2026.

Based on Empirical Asset Management's 13F filing for Q2 2026, filed 10 Aug 2026.