EAM

Empery Asset Management Portfolio holdings

AUM $113M
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
–
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$16.8M
AUM Growth
-$1.66M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
94
New
Increased
Reduced
Closed

Top Buys

1
+$2.78M
2
+$1.97M
3
+$1.8M
4
ATNX
Athenex, Inc. Common Stock
ATNX
+$746K
5
MDNA
Medicenna Therapeutics Corp. Common Shares
MDNA
+$665K

Top Sells

1
+$4.5M
2
+$1.71M
3
+$640K
4
SVRE
SaverOne 2014 Ltd
SVRE
+$118K
5
SRZN icon
Surrozen
SRZN
+$118K

Sector Composition

1 Healthcare 42.69%
2 Technology 7.19%
3 Industrials 6.37%
4 Communication Services 0.37%
5 Consumer Discretionary 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
51
$32K 0.19%
71,709
52
$29K 0.17%
190,764
53
$27K 0.16%
90,000
54
$24K 0.14%
297,796
55
$23K 0.14%
115,814
56
$22K 0.13%
+120,000
57
$21K 0.13%
61,399
58
$21K 0.13%
93,837
59
$20K 0.12%
235,000
60
$20K 0.12%
110,014
61
$19K 0.11%
+100,000
62
$18K 0.11%
4,682
63
$17K 0.1%
175,000
64
$16K 0.1%
100,000
65
$16K 0.1%
148,800
66
$15K 0.09%
18,459
67
$15K 0.09%
80,000
68
$14K 0.08%
238,428
69
$11K 0.07%
41,773
70
$10K 0.06%
233,382
71
$8K 0.05%
18,968
72
$7K 0.04%
14,986
73
$7K 0.04%
126,665
74
$7K 0.04%
95,459
-4,541
75
$7K 0.04%
31,810
1 2
3
4