EAM

Empery Asset Management Portfolio holdings

AUM $16.8M
This Quarter Return
-4.91%
1 Year Return
-55.89%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$16.8M
AUM Growth
+$16.8M
Cap. Flow
-$221K
Cap. Flow %
-1.32%
Top 10 Hldgs %
63.43%
Holding
94
New
19
Increased
–
Reduced
7
Closed
6

Top Buys

1
UBX
Unity Biotechnology
UBX
$1.74M
2
GWAV icon
Greenwave Technology Solutions
GWAV
$1.07M
3
SOBR icon
SOBR Safe
SOBR
$666K
4
MNMD icon
MindMed
MNMD
$656K
5
MDNA
Medicenna Therapeutics Corp. Common Shares
MDNA
$489K

Top Sells

1
MMAT
Meta Materials Inc. Common Stock
MMAT
$4.5M
2
SLS icon
SELLAS Life Sciences
SLS
$1.25M
3
APLT icon
Applied Therapeutics
APLT
$640K
4
SVRE
SaverOne 2014 Ltd
SVRE
$118K
5
SRZN icon
Surrozen
SRZN
$84.4K

Sector Composition

1 Healthcare 42.69%
2 Technology 7.19%
3 Industrials 6.37%
4 Communication Services 0.37%
5 Consumer Discretionary 0.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AMPGW icon
51
Amplitech Group Warrants
AMPGW
$268K
$32K 0.19%
71,709
– –
RNERW
52
DELISTED
Mount Rainier Acquisition Corp. Warrant
RNERW
$29K 0.17%
190,764
– –
NXGLW icon
53
NexGel, Inc Warrant
NXGLW
$620K
$27K 0.16%
90,000
– –
GIWWW
54
DELISTED
GigInternational1, Inc. Warrant
GIWWW
$24K 0.14%
297,796
– –
HCDIW
55
DELISTED
Harbor Custom Development, Inc. Warrant
HCDIW
$23K 0.14%
115,814
– –
NXLIW
56
Nexalin Technology, Inc. Warrant
NXLIW
$78K
$22K 0.13%
+120,000
New +$22K
CYTHW
57
DELISTED
Cyclo Therapeutics, Inc. Warrant
CYTHW
$21K 0.13%
61,399
– –
GRNAW
58
DELISTED
GreenLight Biosciences Holdings, PBC Warrant
GRNAW
$21K 0.13%
93,837
– –
SQLLW
59
DELISTED
SeqLL Inc. Warrant
SQLLW
$20K 0.12%
235,000
– –
PRPC.WS
60
DELISTED
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PRPC.WS
$20K 0.12%
110,014
– –
ONFOW icon
61
Onfolio Holdings Inc. Warrant
ONFOW
$1.45M
$19K 0.11%
+100,000
New +$19K
BBLGW
62
Bone Biologics Corp Warrants
BBLGW
$18K 0.11%
140,471
– –
DRMAW icon
63
Dermata Therapeutics, Inc. Warrant
DRMAW
$17K 0.1%
175,000
– –
IVDAW icon
64
Iveda Solutions, Inc. Warrant
IVDAW
$16K 0.1%
100,000
– –
OHAAW
65
DELISTED
OPY Acquisition Corp. I Warrant
OHAAW
$16K 0.1%
148,800
– –
BCDAW
66
DELISTED
BioCardia, Inc. Warrant
BCDAW
$15K 0.09%
18,459
– –
KBNTW
67
DELISTED
Kubient, Inc. Warrant
KBNTW
$15K 0.09%
80,000
– –
TGVCW
68
DELISTED
TG Venture Acquisition Corp. Warrants
TGVCW
$14K 0.08%
238,428
– –
QTEKW
69
DELISTED
QualTek Services Inc. Warrant
QTEKW
$11K 0.07%
41,773
– –
REVBW icon
70
Revelation Biosciences, Inc. Warrant
REVBW
$14.3K
$10K 0.06%
233,382
– –
VLDRW
71
DELISTED
Velodyne Lidar, Inc. Warrants
VLDRW
$8K 0.05%
18,968
– –
SBFMW
72
Sunshine Biopharma Inc. warrant
SBFMW
$476K
$7K 0.04%
14,986
– –
BSLKW
73
Bolt Projects Holdings, Inc. Warrant
BSLKW
$421K
$7K 0.04%
126,665
– –
CCTSW
74
DELISTED
Cactus Acquisition Corp. 1 Limited Warrant
CCTSW
$7K 0.04%
95,459
-4,541
-5% -$333
BOAS.WS
75
DELISTED
BOA Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at a price of $11.50 per share
BOAS.WS
$7K 0.04%
31,810
– –
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3
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