Empery Asset Management’s CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 PRPC.WS Stock Holding History

Empery Asset Management’s Portfolio PRPC.WS Stock Details PRPC.WS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	$20K	Hold	110,014	–	–	0.12%	60
2022 Q2	$33K	Hold	110,014	–	–	0.18%	42
2022 Q1	$68K	Sell	110,014 -6,762	-6%	-$4.84K	0.32%	40
2021 Q4	$127K	Buy	+116,776	New	+$132K	0.27%	36

Other funds holding PRPC.WS

RCM

Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.33B AUM 1.18% 1-Year Est. Return

SCM

Segantii Capital Management Hong Kong $1.54B AUM 16.73% 1-Year Est. Return

Athos Capital Hong Kong $324M AUM 16.62% 1-Year Est. Return

AGC

Angelo Gordon & Co New York $1.06B AUM 47.95% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

KPF

K2 Principal Fund Toronto, Ontario, Canada $1.43B AUM 29.56% 1-Year Est. Return

SRCM

Sage Rock Capital Management New York $22.3M AUM 4.09% 1-Year Est. Return

CAC

Cowen and Company New York $2.97B AUM 105.26% 1-Year Est. Return

Nomura Holdings Tokyo, Japan $37.7B AUM 34.44% 1-Year Est. Return

AGM

Alpine Global Management New York $668M AUM 20.22% 1-Year Est. Return

Empery Asset Management's PRPC.WS Position: Q3 2022 in Review

Empery Asset Management held its CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 (PRPC.WS) position steady in Q3 2022 at 110,014 shares worth $20K. The position accounts for 0.12% of the portfolio, ranked #60.

Empery Asset Management first reported a position in PRPC.WS in Q4 2021 and has held it in 4 quarters since. The position peaked at $127K in Q4 2021. 53 funds tracked by Wall St. Rank hold PRPC.WS as of Q3 2022.

Empery Asset Management held 110,014 shares of CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 worth $20K as of Q3 2022.
Empery Asset Management left its CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 share count unchanged in Q3 2022.
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 made up 0.12% of Empery Asset Management's portfolio in Q3 2022, its #60 holding.
Empery Asset Management first reported a position in CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 in Q4 2021 and has held it in 4 quarters since.
Empery Asset Management's CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 position peaked at $127K in Q4 2021.
53 funds tracked by Wall St. Rank held CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 as of Q3 2022.

Based on Empery Asset Management's 13F filing for Q3 2022, filed 14 Nov 2022.