EAM

Empery Asset Management Portfolio holdings

AUM $16.8M
1-Year Est. Return 55.89%
This Quarter Est. Return
1 Year Est. Return
-55.89%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$16.8M
AUM Growth
-$1.66M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
94
New
Increased
Reduced
Closed

Top Buys

1
+$1.74M
2
+$1.07M
3
+$666K
4
MNMD icon
MindMed
MNMD
+$656K
5
MDNA
Medicenna Therapeutics Corp. Common Shares
MDNA
+$489K

Top Sells

1
+$4.5M
2
+$1.25M
3
+$640K
4
SVRE
SaverOne 2014 Ltd
SVRE
+$118K
5
SRZN icon
Surrozen
SRZN
+$84.4K

Sector Composition

1 Healthcare 42.69%
2 Technology 7.19%
3 Industrials 6.37%
4 Communication Services 0.37%
5 Consumer Discretionary 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETNB icon
1
89bio
ETNB
$2.19B
$2.32M 13.78%
400,000
UBX
2
DELISTED
Unity Biotechnology
UBX
$1.74M 10.37%
+441,165
FATBW
3
DELISTED
FAT Brands Inc. Warrant
FATBW
$1.45M 8.65%
281,598
GWAV icon
4
Greenwave Technology Solutions
GWAV
$4.94M
$1.07M 6.37%
+38
POL.WS
5
DELISTED
Polished.com Inc. Warrants to Purchase Common Stock
POL.WS
$988K 5.88%
7,901,165
-84,190
SOBR icon
6
SOBR Safe
SOBR
$5.05M
$666K 3.96%
+226
MNMD icon
7
MindMed
MNMD
$1.04B
$656K 3.9%
+187,500
TCBPW
8
DELISTED
TC BioPharm (Holdings) plc Warrants
TCBPW
$653K 3.89%
2,823,528
SLS icon
9
SELLAS Life Sciences
SLS
$267M
$623K 3.71%
308,466
-619,518
MDNA
10
DELISTED
Medicenna Therapeutics Corp. Common Shares
MDNA
$489K 2.91%
+589,316
HCDIZ
11
DELISTED
Harbor Custom Development, Inc. Warrant
HCDIZ
$487K 2.9%
2,778,907
-151,823
HGTY.WS
12
DELISTED
Hagerty, Inc. Warrants, each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share
HGTY.WS
$438K 2.61%
178,758
SRZN icon
13
Surrozen
SRZN
$116M
$436K 2.59%
14,396
-2,788
ATNX
14
DELISTED
Athenex, Inc. Common Stock
ATNX
$391K 2.33%
+72,605
SURGW
15
DELISTED
SurgePays, Inc. Warrant
SURGW
$367K 2.18%
286,495
BNTC icon
16
Benitec Biopharma
BNTC
$411M
$296K 1.76%
+46,873
WLDSW icon
17
Wearable Devices Ltd Warrant
WLDSW
$284K
$295K 1.76%
+17,645
STSSW icon
18
Sharps Technology Inc Warrant
STSSW
$695K
$291K 1.73%
829,851
NTRBW icon
19
Nutriband Inc Warrant
NTRBW
$1.88M
$280K 1.67%
69,980
-6,624
WLDS icon
20
Wearable Devices
WLDS
$16.9M
$255K 1.52%
+3,620
BTCT icon
21
BTC Digital
BTCT
$24.1M
$208K 1.24%
+28,862
CDAK
22
DELISTED
Codiak BioSciences, Inc. Common Stock
CDAK
$186K 1.11%
+237,943
ZEV.WS
23
DELISTED
Lightning eMotors, Inc. Redeemable Warrants, each whole warrant exercisable 1/20th of a share of common stock at an exercise price of $230.00 per whole share
ZEV.WS
$135K 0.8%
676,381
ARBEW icon
24
Arbe Robotics Warrant
ARBEW
$3.33M
$123K 0.73%
189,904
CINGW icon
25
Cingulate Inc Warrants
CINGW
$174K
$110K 0.65%
500,000
1
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