EAM

Empery Asset Management Portfolio holdings

AUM $113M
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
–
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$16.8M
AUM Growth
-$1.66M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
94
New
Increased
Reduced
Closed

Top Buys

1
+$2.78M
2
+$1.97M
3
+$1.8M
4
ATNX
Athenex, Inc. Common Stock
ATNX
+$746K
5
MDNA
Medicenna Therapeutics Corp. Common Shares
MDNA
+$665K

Top Sells

1
+$4.5M
2
+$1.71M
3
+$640K
4
SVRE
SaverOne 2014 Ltd
SVRE
+$118K
5
SRZN icon
Surrozen
SRZN
+$118K

Sector Composition

1 Healthcare 42.69%
2 Technology 7.19%
3 Industrials 6.37%
4 Communication Services 0.37%
5 Consumer Discretionary 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$2.32M 13.78%
400,000
2
$1.74M 10.37%
+441,165
3
$1.45M 8.65%
281,598
4
$1.07M 6.37%
+38
5
$988K 5.88%
7,901,165
-84,190
6
$666K 3.96%
+226
7
$656K 3.9%
+187,500
8
$653K 3.89%
2,823,528
9
$623K 3.71%
308,466
-619,518
10
$489K 2.91%
+589,316
11
$487K 2.9%
2,778,907
-151,823
12
$438K 2.61%
178,758
13
$436K 2.59%
14,396
-2,788
14
$391K 2.33%
+72,605
15
$367K 2.18%
286,495
16
$296K 1.76%
+46,873
17
$295K 1.76%
+17,645
18
$291K 1.73%
829,851
19
$280K 1.67%
69,980
-6,624
20
$255K 1.52%
+3,620
21
$208K 1.24%
+28,862
22
$186K 1.11%
+237,943
23
$135K 0.8%
676,381
24
$123K 0.73%
189,904
25
$110K 0.65%
500,000
1
2 3 4