EAM

Empery Asset Management Portfolio holdings

AUM $16.8M
This Quarter Return
-4.91%
1 Year Return
-55.89%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$16.8M
AUM Growth
+$16.8M
Cap. Flow
-$221K
Cap. Flow %
-1.32%
Top 10 Hldgs %
63.43%
Holding
94
New
19
Increased
–
Reduced
7
Closed
6

Top Buys

1
UBX
Unity Biotechnology
UBX
$1.74M
2
GWAV icon
Greenwave Technology Solutions
GWAV
$1.07M
3
SOBR icon
SOBR Safe
SOBR
$666K
4
MNMD icon
MindMed
MNMD
$656K
5
MDNA
Medicenna Therapeutics Corp. Common Shares
MDNA
$489K

Top Sells

1
MMAT
Meta Materials Inc. Common Stock
MMAT
$4.5M
2
SLS icon
SELLAS Life Sciences
SLS
$1.25M
3
APLT icon
Applied Therapeutics
APLT
$640K
4
SVRE
SaverOne 2014 Ltd
SVRE
$118K
5
SRZN icon
Surrozen
SRZN
$84.4K

Sector Composition

1 Healthcare 42.69%
2 Technology 7.19%
3 Industrials 6.37%
4 Communication Services 0.37%
5 Consumer Discretionary 0.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ETNB icon
1
89bio
ETNB
$1.34B
$2.32M 13.78%
400,000
– –
UBX
2
DELISTED
Unity Biotechnology
UBX
$1.74M 10.37%
+4,411,645
New +$1.74M
FATBW
3
DELISTED
FAT Brands Inc. Warrant
FATBW
$1.45M 8.65%
281,598
– –
GWAV icon
4
Greenwave Technology Solutions
GWAV
$3.88M
$1.07M 6.37%
+618,844
New +$1.07M
POL.WS
5
DELISTED
Polished.com Inc. Warrants to Purchase Common Stock
POL.WS
$988K 5.88%
7,901,165
-84,190
-1% -$10.5K
SOBR icon
6
SOBR Safe
SOBR
$5.2M
$666K 3.96%
+248,430
New +$666K
MNMD icon
7
MindMed
MNMD
$676M
$656K 3.9%
+187,500
New +$656K
TCBPW
8
DELISTED
TC BioPharm (Holdings) plc Warrants
TCBPW
$653K 3.89%
2,823,528
– –
SLS icon
9
SELLAS Life Sciences
SLS
$202M
$623K 3.71%
308,466
-619,518
-67% -$1.25M
MDNA
10
DELISTED
Medicenna Therapeutics Corp. Common Shares
MDNA
$489K 2.91%
+589,316
New +$489K
HCDIZ
11
DELISTED
Harbor Custom Development, Inc. Warrant
HCDIZ
$487K 2.9%
2,778,907
-151,823
-5% -$26.6K
HGTY.WS
12
DELISTED
Hagerty, Inc. Warrants, each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share
HGTY.WS
$438K 2.61%
178,758
– –
SRZN icon
13
Surrozen
SRZN
$104M
$436K 2.59%
215,942
-41,824
-16% -$84.4K
ATNX
14
DELISTED
Athenex, Inc. Common Stock
ATNX
$391K 2.33%
+1,452,103
New +$391K
SURGW
15
DELISTED
SurgePays, Inc. Warrant
SURGW
$367K 2.18%
286,495
– –
BNTC icon
16
Benitec Biopharma
BNTC
$348M
$296K 1.76%
+796,837
New +$296K
WLDSW icon
17
Wearable Devices Ltd. Warrant
WLDSW
$199K
$295K 1.76%
+1,411,600
New +$295K
STSSW icon
18
Sharps Technology Inc. Warrant
STSSW
$618K
$291K 1.73%
829,851
– –
NTRBW icon
19
Nutriband Inc. Warrant
NTRBW
$1.05M
$280K 1.67%
69,980
-6,624
-9% -$26.5K
WLDS icon
20
Wearable Devices
WLDS
$2.44M
$255K 1.52%
+289,600
New +$255K
BTCT icon
21
BTC Digital
BTCT
$24.4M
$208K 1.24%
+577,231
New +$208K
CDAK
22
DELISTED
Codiak BioSciences, Inc. Common Stock
CDAK
$186K 1.11%
+237,943
New +$186K
ZEV.WS
23
DELISTED
Lightning eMotors, Inc. Redeemable Warrants, each whole warrant exercisable 1/20th of a share of common stock at an exercise price of $230.00 per whole share
ZEV.WS
$135K 0.8%
676,381
– –
ARBEW icon
24
Arbe Robotics Warrant
ARBEW
$2.36M
$123K 0.73%
189,904
– –
CINGW icon
25
Cingulate Inc. Warrants
CINGW
$110K 0.65%
500,000
– –
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