We are live on ! Find out more
EAM

Empery Asset Management Portfolio holdings

AUM $86.5M
This Fund
S&P 500
This Quarter Est. Return
-10.39%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$47.9M
AUM Growth
–
Cap. Flow
+$67M
Cap. Flow %
139.83%
Top 10 Hldgs %
68.54%
Holding
70
New
70
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
POL.WS
Polished.com Inc. Warrants to Purchase Common Stock
POL.WS
+$11.1M
2
AIOS
AIOS Tech
AIOS
+$8.75M
3
AMPE
Ampio Pharmaceuticals Inc.
AMPE
+$5.3M
4
SRZN icon
Surrozen
SRZN
+$4.39M
5
ISPC icon
iSpecimen
ISPC
+$4.18M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.04%
2 Healthcare 31.79%
3 Technology 6.63%
4 Financials 6.18%
5 Real Estate 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POL.WS
1
DELISTED
Polished.com Inc. Warrants to Purchase Common Stock
POL.WS
$8.87M 18.52%
+8,449,255
New +$11.1M
SRZN icon
2
Surrozen
SRZN
$283M
$3.74M 7.81%
+38,713
New +$4.39M
ISPC icon
3
iSpecimen
ISPC
$4.03M
$3.64M 7.6%
+583
New +$4.18M
AIOS
4
AIOS Tech
AIOS
$54.3M
$3.18M 6.63%
+4,951
New +$8.75M
OHAA
5
DELISTED
OPY Acquisition Corp. I Class A Common Stock
OHAA
$2.96M 6.18%
+300,000
New +$2.93M
AMPE
6
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$2.43M 5.07%
+14,208
New +$5.3M
RNERU
7
DELISTED
Mount Rainier Acquisition Corp. Unit
RNERU
$2.03M 4.25%
+200,000
New +$2.03M
CCTSU
8
DELISTED
Cactus Acquisition Corp. 1 Limited Unit
CCTSU
$2.02M 4.22%
+200,000
New +$2.01M
FATBW
9
DELISTED
FAT Brands Inc. Warrant
FATBW
$2.01M 4.2%
+300,000
New +$1.94M
STLN
10
Starling Oncology
STLN
$644M
$1.95M 4.07%
+200,000
New +$1.78M
RGLS
11
DELISTED
Regulus Therapeutics
RGLS
$1.6M 3.34%
+507,425
New +$2.25M
AEI icon
12
Alset
AEI
$56.8M
$1.45M 3.02%
+129,724
New +$3.85M
SWAG icon
13
Stran & Co
SWAG
$32.1M
$1.22M 2.54%
+201,208
New +$1.02M
CNTX icon
14
Context Therapeutics
CNTX
$38.3M
$954K 1.99%
+358,617
New +$1.79M
ZEV.WS
15
DELISTED
Lightning eMotors, Inc. Redeemable Warrants, each whole warrant exercisable 1/20th of a share of common stock at an exercise price of $230.00 per whole share
ZEV.WS
$842K 1.76%
+695,652
New +$985K
HGTY.WS
16
DELISTED
Hagerty, Inc. Warrants, each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share
HGTY.WS
$823K 1.72%
+187,500
New +$840K
HCDIZ
17
DELISTED
Harbor Custom Development, Inc. Warrant
HCDIZ
$765K 1.6%
+3,000,000
New +$1.72M
SDOT icon
18
Sadot Group
SDOT
$23.4M
$669K 1.4%
+464
New +$1M
LGVN
19
Longeveron
LGVN
$22.2M
$656K 1.37%
+544
New +$578K
VGFC
20
DELISTED
The Very Good Food Company
VGFC
$507K 1.06%
+687,745
New +$879K
RFL icon
21
Rafael Holdings
RFL
$126M
$408K 0.85%
+81,120
New +$1.09M
PEPLW
22
DELISTED
PepperLime Health Acquisition Corporation Warrrant
PEPLW
$349K 0.73%
+742,500
New +$351K
NTRBW icon
23
Nutriband Inc Warrant
NTRBW
$525K
$288K 0.6%
+80,000
New +$154K
BFRIW icon
24
Biofrontera
BFRIW
$42.4K
$270K 0.56%
+75,000
New +$162K
ENVXW
25
DELISTED
Enovix Corporation Warrant
ENVXW
$268K 0.56%
+17,045
New +$278K
1
2 3

Similar funds

BCM
Beaumont Capital Management Boston, Massachusetts $86.4M AUM 20.04% 1-Year Est. Return
TI
Truxt Investmentos Rio De Janeiro, Brazil $86.6M AUM
LCM
LDR Capital Management New York $86.7M AUM 16.32% 1-Year Est. Return
AA
Ascent Advisors Mankato, Minnesota $86.7M AUM
YAG
Yorkville Advisors Global Mountainside, New Jersey $86.2M AUM 41.28% 1-Year Est. Return
CL
CPWA LLC Hood River, Oregon $86.1M AUM
TWM
Tripletail Wealth Management Orlando, Florida $86.9M AUM 39.01% 1-Year Est. Return
BI
Bradyco Inc Cambridge, Massachusetts $87.2M AUM 8.85% 1-Year Est. Return

Empery Asset Management's Q4 2021 Portfolio in Review

Q4 2021 is the first quarter with a 13F filing on record for Empery Asset Management, which disclosed 70 positions worth $47.9M. Its ten largest holdings account for 69% of the portfolio.

Its largest position is Polished.com Inc. Warrants to Purchase Common Stock: 8,449,255 shares worth $8.87M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, followed by Healthcare and Technology.

  • Empery Asset Management's largest Q4 2021 buy was Polished.com Inc. Warrants to Purchase Common Stock: 8,449,255 shares worth $8.87M.
  • Empery Asset Management's ten largest holdings make up 69% of its $47.9M portfolio in Q4 2021.
  • Empery Asset Management disclosed 70 positions in Q4 2021, its first 13F filing on record.

Based on Empery Asset Management's 13F filing for Q4 2021, filed 11 Feb 2022.