EAM

Empery Asset Management Portfolio holdings

AUM $16.8M
This Quarter Return
-6.55%
1 Year Return
-55.89%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$47.9M
AUM Growth
–
Cap. Flow
+$47.9M
Cap. Flow %
100%
Top 10 Hldgs %
68.54%
Holding
70
New
70
Increased
–
Reduced
–
Closed
–

Top Buys

1
POL.WS
Polished.com Inc. Warrants to Purchase Common Stock
POL.WS
$8.87M
2
SRZN icon
Surrozen
SRZN
$3.74M
3
ISPC icon
iSpecimen
ISPC
$3.64M
4
NISN icon
NiSun International Enterprise Development Group
NISN
$3.18M
5
OHAA
OPY Acquisition Corp. I Class A Common Stock
OHAA
$2.96M

Top Sells

No sells this quarter

Sector Composition

1 Healthcare 31.79%
2 Industrials 6.63%
3 Financials 6.18%
4 Real Estate 3.87%
5 Communication Services 2.54%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
POL.WS
1
DELISTED
Polished.com Inc. Warrants to Purchase Common Stock
POL.WS
$8.87M 18.52% +8,449,255 New +$8.87M
SRZN icon
2
Surrozen
SRZN
$104M
$3.74M 7.81% +580,700 New +$3.74M
ISPC icon
3
iSpecimen
ISPC
$5.84M
$3.64M 7.6% +466,333 New +$3.64M
NISN icon
4
NiSun International Enterprise Development Group
NISN
$18.4M
$3.18M 6.63% +990,155 New +$3.18M
OHAA
5
DELISTED
OPY Acquisition Corp. I Class A Common Stock
OHAA
$2.96M 6.18% +300,000 New +$2.96M
AMPE
6
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$2.43M 5.07% +4,262,409 New +$2.43M
RNERU
7
DELISTED
Mount Rainier Acquisition Corp. Unit
RNERU
$2.03M 4.25% +200,000 New +$2.03M
CCTSU
8
DELISTED
Cactus Acquisition Corp. 1 Limited Unit
CCTSU
$2.02M 4.22% +200,000 New +$2.02M
FATBW
9
DELISTED
FAT Brands Inc. Warrant
FATBW
$2.01M 4.2% +300,000 New +$2.01M
TOI icon
10
The Oncology Institute
TOI
$318M
$1.95M 4.07% +200,000 New +$1.95M
RGLS
11
DELISTED
Regulus Therapeutics
RGLS
$1.6M 3.34% +5,074,251 New +$1.6M
AEI icon
12
Alset
AEI
$55.3M
$1.45M 3.02% +2,594,480 New +$1.45M
SWAG icon
13
Stran & Co
SWAG
$31.4M
$1.22M 2.54% +201,208 New +$1.22M
CNTX icon
14
Context Therapeutics
CNTX
$75.4M
$954K 1.99% +358,617 New +$954K
ZEV.WS
15
DELISTED
Lightning eMotors, Inc. Redeemable Warrants, each whole warrant exercisable 1/20th of a share of common stock at an exercise price of $230.00 per whole share
ZEV.WS
$842K 1.76% +695,652 New +$842K
HGTY.WS
16
DELISTED
Hagerty, Inc. Warrants, each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share
HGTY.WS
$823K 1.72% +187,500 New +$823K
HCDIZ
17
DELISTED
Harbor Custom Development, Inc. Warrant
HCDIZ
$765K 1.6% +3,000,000 New +$765K
SDOT icon
18
Sadot Group
SDOT
$9.1M
$669K 1.4% +928,889 New +$669K
LGVN
19
Longeveron
LGVN
$17.2M
$656K 1.37% +54,352 New +$656K
VGFC
20
DELISTED
The Very Good Food Company
VGFC
$507K 1.06% +687,745 New +$507K
RFL icon
21
Rafael Holdings
RFL
$51.6M
$408K 0.85% +80,000 New +$408K
PEPLW
22
DELISTED
PepperLime Health Acquisition Corporation Warrrant
PEPLW
$349K 0.73% +742,500 New +$349K
NTRBW icon
23
Nutriband Inc. Warrant
NTRBW
$1.05M
$288K 0.6% +80,000 New +$288K
BFRIW icon
24
Biofrontera Inc. Warrants
BFRIW
$203K
$270K 0.56% +75,000 New +$270K
ENVXW
25
DELISTED
Enovix Corporation Warrant
ENVXW
$268K 0.56% +17,045 New +$268K
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