EAM

Empery Asset Management Portfolio holdings

AUM $16.8M
This Quarter Return
-33.99%
1 Year Return
-55.89%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$18.5M
AUM Growth
+$18.5M
Cap. Flow
+$3.38M
Cap. Flow %
18.28%
Top 10 Hldgs %
79.94%
Holding
88
New
11
Increased
–
Reduced
13
Closed
13

Top Buys

1
MMAT
Meta Materials Inc. Common Stock
MMAT
$4.5M
2
SLS icon
SELLAS Life Sciences
SLS
$2.07M
3
ETNB icon
89bio
ETNB
$1.29M
4
APLT icon
Applied Therapeutics
APLT
$640K
5
STSSW icon
Sharps Technology Inc. Warrant
STSSW
$231K

Top Sells

1
BRCC.WS
BRC Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock a
BRCC.WS
$1.2M
2
SBFM
Sunshine Biopharma
SBFM
$1.1M
3
VLNS
The Valens Company, Inc. Common Shares
VLNS
$688K
4
NISN icon
NiSun International Enterprise Development Group
NISN
$658K
5
TOI icon
The Oncology Institute
TOI
$504K

Sector Composition

1 Healthcare 25.83%
2 Technology 25.02%
3 Consumer Staples 0.38%
4 Energy 0%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MMAT
1
DELISTED
Meta Materials Inc. Common Stock
MMAT
$4.5M 24.38% +4,370,568 New +$4.5M
POL.WS
2
DELISTED
Polished.com Inc. Warrants to Purchase Common Stock
POL.WS
$2.08M 11.25% 7,985,355 -310,000 -4% -$80.6K
SLS icon
3
SELLAS Life Sciences
SLS
$202M
$2.07M 11.2% +927,984 New +$2.07M
ETNB icon
4
89bio
ETNB
$1.34B
$1.29M 6.98% +400,000 New +$1.29M
FATBW
5
DELISTED
FAT Brands Inc. Warrant
FATBW
$1.2M 6.48% 281,598 – –
HCDIZ
6
DELISTED
Harbor Custom Development, Inc. Warrant
HCDIZ
$1.1M 5.95% 2,930,730 – –
SRZN icon
7
Surrozen
SRZN
$104M
$773K 4.19% 257,766 -76,199 -23% -$229K
APLT icon
8
Applied Therapeutics
APLT
$71M
$640K 3.47% +675,000 New +$640K
TCBPW
9
DELISTED
TC BioPharm (Holdings) plc Warrants
TCBPW
$571K 3.09% 2,823,528 – –
HGTY.WS
10
DELISTED
Hagerty, Inc. Warrants, each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share
HGTY.WS
$545K 2.95% 178,758 – –
NTRBW icon
11
Nutriband Inc. Warrant
NTRBW
$1.05M
$438K 2.37% 76,604 – –
SURGW
12
DELISTED
SurgePays, Inc. Warrant
SURGW
$344K 1.86% 286,495 – –
ZEV.WS
13
DELISTED
Lightning eMotors, Inc. Redeemable Warrants, each whole warrant exercisable 1/20th of a share of common stock at an exercise price of $230.00 per whole share
ZEV.WS
$284K 1.54% 676,381 – –
STSSW icon
14
Sharps Technology Inc. Warrant
STSSW
$618K
$231K 1.25% +829,851 New +$231K
PEPLW
15
DELISTED
PepperLime Health Acquisition Corporation Warrrant
PEPLW
$189K 1.02% 740,000 -2,500 -0.3% -$639
ARBEW icon
16
Arbe Robotics Warrant
ARBEW
$2.36M
$138K 0.75% 189,904 – –
CINGW icon
17
Cingulate Inc. Warrants
CINGW
$118K 0.64% 500,000 – –
SVRE
18
SaverOne 2014 Ltd
SVRE
$2.14M
$118K 0.64% +51,036 New +$118K
DRCTW
19
DELISTED
Direct Digital Holdings, Inc. Warrant
DRCTW
$105K 0.57% 270,000 – –
MTEKW icon
20
Maris-Tech Ltd. Warrants
MTEKW
$2.15M
$97K 0.53% 297,600 – –
LEXXW icon
21
Lexaria Bioscience Corp. Warrant
LEXXW
$88K 0.48% 126,215 -4,467 -3% -$3.11K
NRSNW icon
22
NeuroSense Therapeutics Ltd. Warrant
NRSNW
$13.2M
$82K 0.44% 160,000 – –
BNCWW
23
CEA Industries Inc. Warrant
BNCWW
$495K
$77K 0.42% 500,000 – –
REED
24
DELISTED
Reeds, Inc. Common Stock
REED
$71K 0.38% 456,469 -943,531 -67% -$147K
SVREW
25
SaverOne 2014 Ltd. Warrant
SVREW
$130K
$64K 0.35% +181,500 New +$64K
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