EAM

Empery Asset Management Portfolio holdings

AUM $16.8M
This Quarter Return
-24.8%
1 Year Return
-55.89%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$21.3M
AUM Growth
+$21.3M
Cap. Flow
-$16.7M
Cap. Flow %
-78.34%
Top 10 Hldgs %
66.69%
Holding
94
New
24
Increased
–
Reduced
32
Closed
17

Top Buys

1
TCBPW
TC BioPharm (Holdings) plc Warrants
TCBPW
$1.38M
2
BRCC.WS
BRC Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock a
BRCC.WS
$1.2M
3
SBFM
Sunshine Biopharma
SBFM
$1.1M
4
VLNS
The Valens Company, Inc. Common Shares
VLNS
$688K
5
REED
Reeds, Inc. Common Stock
REED
$421K

Top Sells

1
ISPC icon
iSpecimen
ISPC
$3.64M
2
OHAA
OPY Acquisition Corp. I Class A Common Stock
OHAA
$2.96M
3
AMPE
Ampio Pharmaceuticals Inc.
AMPE
$2.43M
4
RNERU
Mount Rainier Acquisition Corp. Unit
RNERU
$2.03M
5
CCTSU
Cactus Acquisition Corp. 1 Limited Unit
CCTSU
$2.02M

Sector Composition

1 Healthcare 18.25%
2 Industrials 3.09%
3 Consumer Staples 1.98%
4 Energy 0.39%
5 Real Estate 0.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
POL.WS
1
DELISTED
Polished.com Inc. Warrants to Purchase Common Stock
POL.WS
$5.14M 24.13% 8,295,355 -153,900 -2% -$95.3K
TCBPW
2
DELISTED
TC BioPharm (Holdings) plc Warrants
TCBPW
$1.38M 6.5% +2,823,528 New +$1.38M
FATBW
3
DELISTED
FAT Brands Inc. Warrant
FATBW
$1.27M 5.95% 281,598 -18,402 -6% -$82.8K
BRCC.WS
4
DELISTED
BRC Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock a
BRCC.WS
$1.2M 5.65% +269,212 New +$1.2M
SBFM
5
Sunshine Biopharma
SBFM
$6.56M
$1.1M 5.19% +450,450 New +$1.1M
HCDIZ
6
DELISTED
Harbor Custom Development, Inc. Warrant
HCDIZ
$1.08M 5.09% 2,930,730 -69,270 -2% -$25.6K
SRZN icon
7
Surrozen
SRZN
$104M
$1.01M 4.72% 333,965 -246,735 -42% -$742K
VLNS
8
DELISTED
The Valens Company, Inc. Common Shares
VLNS
$688K 3.23% +400,000 New +$688K
ZEV.WS
9
DELISTED
Lightning eMotors, Inc. Redeemable Warrants, each whole warrant exercisable 1/20th of a share of common stock at an exercise price of $230.00 per whole share
ZEV.WS
$663K 3.12% 676,381 -19,271 -3% -$18.9K
NISN icon
10
NiSun International Enterprise Development Group
NISN
$18.4M
$658K 3.09% 672,556 -317,599 -32% -$311K
NTRBW icon
11
Nutriband Inc. Warrant
NTRBW
$1.05M
$581K 2.73% 76,604 -3,396 -4% -$25.8K
HGTY.WS
12
DELISTED
Hagerty, Inc. Warrants, each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share
HGTY.WS
$522K 2.45% 178,758 -8,742 -5% -$25.5K
TOI icon
13
The Oncology Institute
TOI
$318M
$504K 2.37% 70,733 -129,267 -65% -$921K
REED
14
DELISTED
Reeds, Inc. Common Stock
REED
$421K 1.98% +1,400,000 New +$421K
BNCWW
15
CEA Industries Inc. Warrant
BNCWW
$495K
$335K 1.57% +500,000 New +$335K
SLNO icon
16
Soleno Therapeutics
SLNO
$3.6B
$313K 1.47% +1,401,400 New +$313K
CALA
17
DELISTED
Calithera Biosciences, Inc
CALA
$313K 1.47% +775,925 New +$313K
PEPLW
18
DELISTED
PepperLime Health Acquisition Corporation Warrrant
PEPLW
$308K 1.45% 742,500 – –
SURGW
19
DELISTED
SurgePays, Inc. Warrant
SURGW
$255K 1.2% 286,495 -13,505 -5% -$12K
SBFMW
20
Sunshine Biopharma Inc. warrant
SBFMW
$476K
$233K 1.1% +235,200 New +$233K
CINGW icon
21
Cingulate Inc. Warrants
CINGW
$200K 0.94% 500,000 – –
DRCTW
22
DELISTED
Direct Digital Holdings, Inc. Warrant
DRCTW
$194K 0.91% +270,000 New +$194K
ARBEW icon
23
Arbe Robotics Warrant
ARBEW
$2.36M
$187K 0.88% 189,904 -10,096 -5% -$9.94K
WKSPW
24
DELISTED
Worksport, Ltd. Warrant
WKSPW
$143K 0.67% 193,370 -6,630 -3% -$4.9K
LEXXW icon
25
Lexaria Bioscience Corp. Warrant
LEXXW
$118K 0.55% 130,682 -2,651 -2% -$2.39K
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