K2 Principal Fund’s CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 PRPC.WS Stock Holding History

K2 Principal Fund’s Portfolio PRPC.WS Stock Details PRPC.WS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-551,323	Closed	-$99K	–	335
2022 Q3	$99K	Sell	551,323 -11,986	-2%	-$3K	0.01%	191
2022 Q2	$169K	Hold	563,309	–	–	0.02%	232
2022 Q1	$349K	Buy	563,309 +5,999	+1%	+$4.3K	0.03%	180
2021 Q4	$607K	Buy	557,310 +138,364	+33%	+$157K	0.04%	207
2021 Q3	$419K	Buy	+418,946	New	+$497K	0.03%	223

Other funds holding PRPC.WS

RCM

Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.33B AUM 1.18% 1-Year Est. Return

SCM

Segantii Capital Management Hong Kong $1.54B AUM 16.73% 1-Year Est. Return

Athos Capital Hong Kong $324M AUM 16.62% 1-Year Est. Return

AGC

Angelo Gordon & Co New York $1.06B AUM 47.95% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Nomura Holdings Tokyo, Japan $37.7B AUM 34.44% 1-Year Est. Return

CAC

Cowen and Company New York $2.97B AUM 105.26% 1-Year Est. Return

ETH

Exos TFP Holdings New York $162M AUM 16.08% 1-Year Est. Return

Sculptor Capital New York $9.61B AUM 27.49% 1-Year Est. Return

Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return

K2 Principal Fund's PRPC.WS Position: Q4 2022 in Review

K2 Principal Fund sold out of CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 (PRPC.WS) in Q4 2022, closing a stake of 551,323 shares — an estimated $99K sold.

K2 Principal Fund first reported a position in PRPC.WS in Q3 2021 and held it in 5 quarters. The position peaked at $607K in Q4 2021. 52 funds tracked by Wall St. Rank hold PRPC.WS as of Q4 2022.

K2 Principal Fund reported no remaining CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 position as of Q4 2022 after selling out during the quarter.
K2 Principal Fund sold 551,323 CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 shares in Q4 2022, an estimated $99K.
K2 Principal Fund first reported a position in CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 in Q3 2021 and held it in 5 quarters.
K2 Principal Fund's CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 position peaked at $607K in Q4 2021.
52 funds tracked by Wall St. Rank held CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 as of Q4 2022.

Based on K2 Principal Fund's 13F filing for Q4 2022, filed 10 Feb 2023.