Rivernorth Capital Management’s CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 PRPC.WS Stock Holding History

Rivernorth Capital Management’s Portfolio PRPC.WS Stock Details PRPC.WS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-674,226	Closed	-$128K	–	560
2023 Q3	$128K	Buy	674,226 +17,000	+3%	+$3.21K	0.01%	273
2023 Q2	$118K	Sell	657,226 -42	-0%	-$8	0.01%	291
2023 Q1	$131K	Buy	657,268 +9,610	+1%	+$1.73K	0.01%	356
2022 Q4	$32.4K	Hold	647,658	–	–	﹤0.01%	486
2022 Q3	$117K	Buy	647,658 +607,357	+1,507%	+$152K	0.01%	560
2022 Q2	$13K	Hold	40,301	–	–	﹤0.01%	635
2022 Q1	$25K	Hold	40,301	–	–	﹤0.01%	654
2021 Q4	$44K	Buy	+40,301	New	+$45.7K	﹤0.01%	571

Other funds holding PRPC.WS

SBLIC

Security Benefit Life Insurance Company Topeka, Kansas $182M AUM 31.21% 1-Year Est. Return

Rivernorth Capital Management's PRPC.WS Position: Q4 2023 in Review

Rivernorth Capital Management sold out of CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 (PRPC.WS) in Q4 2023, closing a stake of 674,226 shares — an estimated $128K sold.

Rivernorth Capital Management first reported a position in PRPC.WS in Q4 2021 and held it in 8 quarters. The position peaked at $131K in Q1 2023. 1 fund tracked by Wall St. Rank holds PRPC.WS as of Q4 2023.

Rivernorth Capital Management reported no remaining CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 position as of Q4 2023 after selling out during the quarter.
Rivernorth Capital Management sold 674,226 CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 shares in Q4 2023, an estimated $128K.
Rivernorth Capital Management first reported a position in CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 in Q4 2021 and held it in 8 quarters.
Rivernorth Capital Management's CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 position peaked at $131K in Q1 2023.
1 fund tracked by Wall St. Rank held CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 as of Q4 2023.

Based on Rivernorth Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.