EAM

Empery Asset Management Portfolio holdings

AUM $16.8M
1-Year Est. Return 55.89%
This Quarter Est. Return
1 Year Est. Return
-55.89%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$18.5M
AUM Growth
-$2.81M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
88
New
Increased
Reduced
Closed

Top Buys

1
+$4.5M
2
+$2.07M
3
+$1.29M
4
APLT icon
Applied Therapeutics
APLT
+$640K
5
STSSW icon
Sharps Technology Inc Warrant
STSSW
+$231K

Top Sells

1
+$1.2M
2
+$1.1M
3
+$688K
4
NISN icon
NiSun International Enterprise Development Group
NISN
+$658K
5
TOI icon
The Oncology Institute
TOI
+$504K

Sector Composition

1 Healthcare 25.83%
2 Technology 25.02%
3 Consumer Staples 0.38%
4 Energy 0%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PETVW
26
DELISTED
PetVivo Holdings, Inc. Warrant
PETVW
$64K 0.35%
193,290
AUUDW
27
Auddia Inc Warrants
AUUDW
$96.8K
$60K 0.32%
150,000
CELUW icon
28
Celularity Inc
CELUW
$499K
$58K 0.31%
+100,972
PXSAW
29
DELISTED
Pyxis Tankers Inc Warrant
PXSAW
$54K 0.29%
151,865
-8,135
BFRIW icon
30
Biofrontera
BFRIW
$53K 0.29%
75,000
PCTTW
31
PureCycle Technologies Inc Warrant
PCTTW
$754M
$53K 0.29%
20,014
GROY.WS
32
DELISTED
Gold Royalty Corp. Warrants, each warrant exercisable for one common share at an exercise price of $7.50
GROY.WS
$50K 0.27%
112,000
WKSPW
33
DELISTED
Worksport, Ltd. Warrant
WKSPW
$44K 0.24%
193,370
AMPGW icon
34
Amplitech Group Warrants
AMPGW
$955K
$43K 0.23%
71,709
ACONW icon
35
Aclarion Warrant
ACONW
$96K
$40K 0.22%
+110,000
FGIWW
36
FGI Industries Warrant
FGIWW
$767K
$40K 0.22%
102,500
BEATW icon
37
Heartbeam Inc Warrant
BEATW
$770K
$39K 0.21%
90,000
GFAIW icon
38
Guardforce AI Warrant
GFAIW
$510K
$37K 0.2%
301,563
OHAAW
39
DELISTED
OPY Acquisition Corp. I Warrant
OHAAW
$37K 0.2%
148,800
AENTW icon
40
Alliance Entertainment Holding Corp Warrants
AENTW
$17.7M
$36K 0.2%
199,999
SQLLW
41
DELISTED
SeqLL Inc. Warrant
SQLLW
$35K 0.19%
235,000
PRPC.WS
42
DELISTED
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PRPC.WS
$33K 0.18%
110,014
CYTHW
43
DELISTED
Cyclo Therapeutics, Inc. Warrant
CYTHW
$31K 0.17%
61,399
-1,637
TGVCW
44
DELISTED
TG Venture Acquisition Corp. Warrants
TGVCW
$29K 0.16%
238,428
RNERW
45
DELISTED
Mount Rainier Acquisition Corp. Warrant
RNERW
$29K 0.16%
190,764
NXGLW icon
46
NexGel Inc Warrant
NXGLW
$700K
$25K 0.14%
90,000
IVDAW icon
47
Iveda Solutions Warrant
IVDAW
$346K
$23K 0.12%
+100,000
LMDXW
48
DELISTED
LumiraDx Limited Warrant
LMDXW
$23K 0.12%
23,799
NGC.WS
49
DELISTED
Northern Genesis Acquisition Corp. III Redeemable Warrants, each whole warrant exercisable for shares of common stock at an exercise price of $11.50 per share
NGC.WS
$23K 0.12%
70,656
SWVLW icon
50
Swvl Holdings Corp Warrant
SWVLW
$262K
$22K 0.12%
+48,382
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