EAM

Empery Asset Management Portfolio holdings

AUM $16.8M
1-Year Return 55.89%
This Quarter Return
-33.99%
1 Year Return
-55.89%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$18.5M
AUM Growth
-$2.81M
Cap. Flow
+$3.38M
Cap. Flow %
18.28%
Top 10 Hldgs %
79.94%
Holding
88
New
11
Increased
–
Reduced
13
Closed
13

Top Buys

1
MMAT
Meta Materials Inc. Common Stock
MMAT
$4.5M
2
SLS icon
SELLAS Life Sciences
SLS
$2.07M
3
ETNB icon
89bio
ETNB
$1.29M
4
APLT icon
Applied Therapeutics
APLT
$640K
5
STSSW icon
Sharps Technology Inc. Warrant
STSSW
$231K

Top Sells

1
BRCC.WS
BRC Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock a
BRCC.WS
$1.2M
2
SBFM
Sunshine Biopharma
SBFM
$1.1M
3
VLNS
The Valens Company, Inc. Common Shares
VLNS
$688K
4
NISN icon
NiSun International Enterprise Development Group
NISN
$658K
5
TOI icon
The Oncology Institute
TOI
$504K

Sector Composition

1 Healthcare 25.83%
2 Technology 25.02%
3 Consumer Staples 0.38%
4 Energy 0%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PETVW
26
DELISTED
PetVivo Holdings, Inc. Warrant
PETVW
$64K 0.35%
193,290
– –
AUUDW
27
Auddia Inc Warrants
AUUDW
$70.4K
$60K 0.32%
150,000
– –
CELUW icon
28
Celularity Inc. Warrant
CELUW
$589K
$58K 0.31%
+100,972
New +$58K
PXSAW
29
Pyxis Tankers Inc. Warrant
PXSAW
$12.2K
$54K 0.29%
151,865
-8,135
-5% -$2.89K
BFRIW icon
30
Biofrontera Inc. Warrants
BFRIW
$53K 0.29%
75,000
– –
PCTTW
31
PureCycle Technologies, Inc. Warrant
PCTTW
$691M
$53K 0.29%
20,014
– –
GROY.WS
32
DELISTED
Gold Royalty Corp. Warrants, each warrant exercisable for one common share at an exercise price of $7.50
GROY.WS
$50K 0.27%
112,000
– –
WKSPW
33
DELISTED
Worksport, Ltd. Warrant
WKSPW
$44K 0.24%
193,370
– –
AMPGW icon
34
Amplitech Group Warrants
AMPGW
$267K
$43K 0.23%
71,709
– –
ACONW icon
35
Aclarion Warrant
ACONW
$70.2K
$40K 0.22%
+110,000
New +$40K
FGIWW
36
FGI Industries Ltd. Warrant
FGIWW
$40K 0.22%
102,500
– –
BEATW icon
37
Heartbeam, Inc. Warrant
BEATW
$953K
$39K 0.21%
90,000
– –
GFAIW icon
38
Guardforce AI Co., Limited Warrant
GFAIW
$673K
$37K 0.2%
301,563
– –
OHAAW
39
DELISTED
OPY Acquisition Corp. I Warrant
OHAAW
$37K 0.2%
148,800
– –
AENTW icon
40
Alliance Entertainment Holding Corp Warrants
AENTW
$18.3M
$36K 0.2%
199,999
– –
SQLLW
41
DELISTED
SeqLL Inc. Warrant
SQLLW
$35K 0.19%
235,000
– –
PRPC.WS
42
DELISTED
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PRPC.WS
$33K 0.18%
110,014
– –
CYTHW
43
DELISTED
Cyclo Therapeutics, Inc. Warrant
CYTHW
$31K 0.17%
61,399
-1,637
-3% -$827
TGVCW
44
DELISTED
TG Venture Acquisition Corp. Warrants
TGVCW
$29K 0.16%
238,428
– –
RNERW
45
DELISTED
Mount Rainier Acquisition Corp. Warrant
RNERW
$29K 0.16%
190,764
– –
NXGLW icon
46
NexGel, Inc Warrant
NXGLW
$599K
$25K 0.14%
90,000
– –
IVDAW icon
47
Iveda Solutions, Inc. Warrant
IVDAW
$238K
$23K 0.12%
+100,000
New +$23K
LMDXW
48
DELISTED
LumiraDx Limited Warrant
LMDXW
$23K 0.12%
23,799
– –
NGC.WS
49
DELISTED
Northern Genesis Acquisition Corp. III Redeemable Warrants, each whole warrant exercisable for shares of common stock at an exercise price of $11.50 per share
NGC.WS
$23K 0.12%
70,656
– –
SWVLW icon
50
Swvl Holdings Corp Warrant
SWVLW
$22K 0.12%
+48,382
New +$22K
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