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EAM

Empery Asset Management Portfolio holdings

AUM $86.5M
This Fund
S&P 500
This Quarter Est. Return
-34.27%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$18.5M
AUM Growth
-$2.81M
Cap. Flow
+$6.2M
Cap. Flow %
33.6%
Top 10 Hldgs %
79.94%
Holding
88
New
11
Increased
–
Reduced
13
Closed
13

Top Buys

Rank Stock Value
1
MMAT
Meta Materials Inc. Common Stock
MMAT
+$6.52M
2
SLS icon
SELLAS Life Sciences
SLS
+$2.72M
3
ETNB
89bio
ETNB
+$1.21M
4
APLT
Applied Therapeutics
APLT
+$1.11M
5
SKYAW
SkyAI Inc
SKYAW
+$343K

Top Sells

Rank Stock Value
1
BRCC.WS
BRC Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock a
BRCC.WS
+$1.2M
2
SBFM
Sunshine Biopharma
SBFM
+$1.1M
3
VLNS
The Valens Company, Inc. Common Shares
VLNS
+$688K
4
AIOS
AIOS Tech
AIOS
+$658K
5
STLN
Starling Oncology
STLN
+$504K

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.77%
2 Healthcare 25.83%
3 Technology 25.02%
4 Consumer Staples 0.38%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PETVW
26
DELISTED
PetVivo Holdings, Inc. Warrant
PETVW
$64K 0.35%
193,290
– –
AUUDW
27
DELISTED
Auddia Inc Warrants
AUUDW
$60K 0.32%
150,000
– –
CELUW
28
DELISTED
Celularity Inc
CELUW
$58K 0.31%
+100,972
New +$99.5K
PXSAW
29
DELISTED
Pyxis Tankers Inc Warrant
PXSAW
$54K 0.29%
151,865
-8,135
-5% -$2.06K
BFRIW icon
30
Biofrontera
BFRIW
$42.4K
$53K 0.29%
75,000
– –
PCTTW
31
PureCycle Technologies Inc Warrant
PCTTW
$14.7M
$53K 0.29%
20,014
– –
GROY.WS
32
DELISTED
Gold Royalty Corp. Warrants, each warrant exercisable for one common share at an exercise price of $7.50
GROY.WS
$50K 0.27%
112,000
– –
WKSPW
33
DELISTED
Worksport, Ltd. Warrant
WKSPW
$44K 0.24%
193,370
– –
AMPGW
34
DELISTED
Amplitech Group Warrants
AMPGW
$43K 0.23%
71,709
– –
ACONW icon
35
Aclarion Warrant
ACONW
$63.4K
$40K 0.22%
+110,000
New +$51.4K
FGIWW
36
FGI Industries Warrant
FGIWW
$100K
$40K 0.22%
102,500
– –
BEATW icon
37
Heartbeam Inc Warrant
BEATW
$40.7K
$39K 0.21%
90,000
– –
GFAIW icon
38
Guardforce AI Warrant
GFAIW
$6K
$37K 0.2%
301,563
– –
OHAAW
39
DELISTED
OPY Acquisition Corp. I Warrant
OHAAW
$37K 0.2%
148,800
– –
AENTW icon
40
Alliance Entertainment Holding Corp Warrants
AENTW
$3.6M
$36K 0.2%
199,999
– –
SQLLW
41
DELISTED
SeqLL Inc. Warrant
SQLLW
$35K 0.19%
235,000
– –
PRPC.WS
42
DELISTED
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PRPC.WS
$33K 0.18%
110,014
– –
CYTHW
43
DELISTED
Cyclo Therapeutics, Inc. Warrant
CYTHW
$31K 0.17%
61,399
-1,637
-3% -$1.6K
TGVCW
44
DELISTED
TG Venture Acquisition Corp. Warrants
TGVCW
$29K 0.16%
238,428
– –
RNERW
45
DELISTED
Mount Rainier Acquisition Corp. Warrant
RNERW
$29K 0.16%
190,764
– –
NXGLW icon
46
NexGel Inc Warrant
NXGLW
$37.2K
$25K 0.14%
90,000
– –
IVDAW icon
47
Iveda Solutions Warrant
IVDAW
$23K 0.12%
+100,000
New +$45.2K
LMDXW
48
DELISTED
LumiraDx Limited Warrant
LMDXW
$23K 0.12%
23,799
– –
NGC.WS
49
DELISTED
Northern Genesis Acquisition Corp. III Redeemable Warrants, each whole warrant exercisable for shares of common stock at an exercise price of $11.50 per share
NGC.WS
$23K 0.12%
70,656
– –
SWVLW icon
50
Swvl Holdings Corp Warrant
SWVLW
$143K
$22K 0.12%
+48,382
New +$23.9K
1
2
3 4

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Empery Asset Management's Q2 2022 Portfolio in Review

As of Q2 2022, Empery Asset Management held 88 positions worth $18.5M, down 13% from $21.3M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Empery Asset Management deployed $6.2M of net new capital in Q2 2022, opening 11 new positions. Its largest new stake was Meta Materials Inc. Common Stock: 43,706 shares worth $4.5M.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 75% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Sunshine Biopharma Inc Warrant, an estimated $389K trimmed.

  • Empery Asset Management's largest Q2 2022 buy was Meta Materials Inc. Common Stock: 43,706 shares worth $4.5M.
  • Empery Asset Management's biggest Q2 2022 reduction was Sunshine Biopharma Inc Warrant, cutting an estimated $389K.
  • Empery Asset Management fully exited BRC Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock a in Q2 2022, selling an estimated $1.2M.
  • Empery Asset Management's ten largest holdings make up 80% of its $18.5M portfolio in Q2 2022.
  • Empery Asset Management opened 11 new positions and closed 13 in Q2 2022.
  • Empery Asset Management's portfolio value fell 13% quarter-over-quarter to $18.5M.

Based on Empery Asset Management's 13F filing for Q2 2022, filed 12 Aug 2022.