DBT
FUND

Dubuque Bank & Trust’s Sprott Focus Trust FUND Stock Holding History

Dubuque Bank & Trust’s Portfolio FUND Stock Details FUND Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q3 		– Sell
-536
Closed -$4K – 668
2018
Q2 		$4K Buy
536
+8
+2% +$63 ﹤0.01% 548
2018
Q1 		$4K Buy
+528
New +$4.24K ﹤0.01% 586

Other funds holding FUND

1CP
1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
COLIM
City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
FAAS
First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Dubuque Bank & Trust's FUND Position: Q3 2018 in Review

Dubuque Bank & Trust sold out of Sprott Focus Trust (FUND) in Q3 2018, closing a stake of 536 shares — an estimated $4K sold.

Dubuque Bank & Trust first reported a position in FUND in Q1 2018 and held it in 2 quarters. The position peaked at $4K in Q2 2018. 37 funds tracked by Wall St. Rank hold FUND as of Q3 2018.

  • Dubuque Bank & Trust reported no remaining Sprott Focus Trust position as of Q3 2018 after selling out during the quarter.
  • Dubuque Bank & Trust sold 536 Sprott Focus Trust shares in Q3 2018, an estimated $4K.
  • Dubuque Bank & Trust first reported a position in Sprott Focus Trust in Q1 2018 and held it in 2 quarters.
  • Dubuque Bank & Trust's Sprott Focus Trust position peaked at $4K in Q2 2018.
  • 37 funds tracked by Wall St. Rank held Sprott Focus Trust as of Q3 2018.

Based on Dubuque Bank & Trust's 13F filing for Q3 2018, filed 30 Oct 2018.