Delphi Management’s PhenixFIN PFX Stock Holding History

Delphi Management’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-2,969	Closed	-$701K	–	112
2014 Q3	$701K	Buy	2,969 +35	+1%	+$8.96K	0.1%	96
2014 Q2	$766K	Buy	2,934 +681	+30%	+$175K	0.11%	94
2014 Q1	$613K	Buy	2,253 +62	+3%	+$17.3K	0.07%	101
2013 Q4	$607K	Buy	2,191 +1,094	+100%	+$306K	0.07%	105
2013 Q3	$302K	Buy	+1,097	New	+$305K	0.03%	114

Other funds holding PFX

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

HCM

Hilton Capital Management Garden City, New York $1.32B AUM 15.59% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

SAM

Selway Asset Management $242M AUM 7.7% 1-Year Est. Return

Delphi Management's PFX Position: Q4 2014 in Review

Delphi Management sold out of PhenixFIN (PFX) in Q4 2014, closing a stake of 2,969 shares — an estimated $701K sold.

Delphi Management first reported a position in PFX in Q3 2013 and held it in 5 quarters. The position peaked at $766K in Q2 2014. 105 funds tracked by Wall St. Rank hold PFX as of Q4 2014.

Delphi Management reported no remaining PhenixFIN position as of Q4 2014 after selling out during the quarter.
Delphi Management sold 2,969 PhenixFIN shares in Q4 2014, an estimated $701K.
Delphi Management first reported a position in PhenixFIN in Q3 2013 and held it in 5 quarters.
Delphi Management's PhenixFIN position peaked at $766K in Q2 2014.
105 funds tracked by Wall St. Rank held PhenixFIN as of Q4 2014.

Based on Delphi Management's 13F filing for Q4 2014, filed 6 Feb 2015.