Credit Agricole’s PhenixFIN PFX Stock Holding History

Credit Agricole’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-174	Closed	-$48K	–	1629
2013 Q4	$48K	Sell	174 -191	-52%	-$53.4K	﹤0.01%	1436
2013 Q3	$100K	Buy	+365	New	+$102K	﹤0.01%	1402

Other funds holding PFX

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

NIMC

NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return

Credit Agricole's PFX Position: Q1 2014 in Review

Credit Agricole sold out of PhenixFIN (PFX) in Q1 2014, closing a stake of 174 shares — an estimated $48K sold.

Credit Agricole first reported a position in PFX in Q3 2013 and held it in 2 quarters. The position peaked at $100K in Q3 2013. 119 funds tracked by Wall St. Rank hold PFX as of Q1 2014.

Credit Agricole reported no remaining PhenixFIN position as of Q1 2014 after selling out during the quarter.
Credit Agricole sold 174 PhenixFIN shares in Q1 2014, an estimated $48K.
Credit Agricole first reported a position in PhenixFIN in Q3 2013 and held it in 2 quarters.
Credit Agricole's PhenixFIN position peaked at $100K in Q3 2013.
119 funds tracked by Wall St. Rank held PhenixFIN as of Q1 2014.

Based on Credit Agricole's 13F filing for Q1 2014, filed 12 May 2014.