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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
-9.3%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$214M
AUM Growth
-$41M
Cap. Flow
-$6.91M
Cap. Flow %
-3.22%
Top 10 Hldgs %
50.93%
Holding
309
New
37
Increased
42
Reduced
63
Closed
47

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$5.15M
2
RATE
Bankrate Inc
RATE
+$3.63M
3
SQI
SCIQUEST, INC. COMMON STOCK
SQI
+$2.42M
4
ARIS
ARI Network Services, Inc.
ARIS
+$1.5M
5
PDFS icon
PDF Solutions
PDFS
+$1.39M

Top Sells

Rank Stock Value
1
PLL
PALL CORP
PLL
+$6.21M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$6M
3
VZ icon
Verizon
VZ
+$4.02M
4
KMI icon
Kinder Morgan
KMI
+$2.43M
5
UPS icon
United Parcel Service
UPS
+$2.3M

Sector Composition

Rank Sector Weight
1 Technology 29.17%
2 Healthcare 19.43%
3 Industrials 15.72%
4 Communication Services 9.72%
5 Real Estate 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SU icon
151
Suncor Energy
SU
$76.5B
$53K 0.02%
2,000
– –
REXX
152
DELISTED
Rex Energy Corporation
REXX
$53K 0.02%
2,540
-1,230
-33% -$35.6K
CAT icon
153
Caterpillar
CAT
$368B
$52K 0.02%
800
-600
-43% -$45.9K
OXSQ icon
154
Oxford Square Capital
OXSQ
$146M
$48K 0.02%
7,200
– –
DD
155
DELISTED
Du Pont De Nemours E I
DD
$48K 0.02%
1,000
-53
-5% -$2.83K
SNY icon
156
Sanofi
SNY
$107B
$47K 0.02%
1,000
– –
AMJ
157
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$46K 0.02%
+1,500
New +$53.9K
SGEN
158
DELISTED
Seagen Inc. Common Stock
SGEN
$46K 0.02%
1,200
-400
-25% -$18K
HILL
159
DELISTED
DOT HILL SYSTEMS CORP
HILL
$46K 0.02%
+4,720
New +$36.4K
META icon
160
Meta Platforms (Facebook)
META
$1.47T
$45K 0.02%
500
– –
EXXI
161
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$45K 0.02%
42,700
-22,950
-35% -$38.5K
BMO icon
162
Bank of Montreal
BMO
$120B
$41K 0.02%
753
– –
EPD icon
163
Enterprise Products Partners
EPD
$84.3B
$40K 0.02%
1,600
– –
HZNP
164
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$40K 0.02%
+2,000
New +$63.2K
CIE
165
DELISTED
Cobalt International Energy, Inc
CIE
$40K 0.02%
380
-40
-10% -$4.87K
KOPN icon
166
Kopin
KOPN
$833M
$39K 0.02%
+12,426
New +$37.9K
HP icon
167
Helmerich & Payne
HP
$4.25B
$38K 0.02%
800
– –
OXY icon
168
Occidental Petroleum
OXY
$59.1B
$36K 0.02%
551
– –
COP icon
169
ConocoPhillips
COP
$157B
$34K 0.02%
700
– –
PYPL icon
170
PayPal
PYPL
$45.9B
$32K 0.01%
+1,019
New +$36.5K
SYT
171
DELISTED
Syngenta Ag
SYT
$32K 0.01%
500
– –
NFLX icon
172
Netflix
NFLX
$340B
$29K 0.01%
2,800
– –
GAP
173
The Gap Inc
GAP
$8.45B
$29K 0.01%
1,022
– –
VTR icon
174
Ventas
VTR
$47.1B
$28K 0.01%
+500
New +$32.8K
PPG icon
175
PPG Industries
PPG
$25.4B
$26K 0.01%
292
-5,500
-95% -$560K
5 6
7
8 9

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Cowen Prime Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Cowen Prime Advisors held 309 positions worth $214M, down 16% from $255M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Cowen Prime Advisors withdrew a net $6.91M in Q3 2015, closing 47 positions and reducing 63 holdings. Its most notable exit was PALL CORP, an estimated $6.21M position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, down from 33% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Cowen Prime Advisors opened a new position in Kraft Heinz worth $4.82M.

  • Cowen Prime Advisors's largest Q3 2015 buy was Kraft Heinz: 68,250 shares worth $4.82M.
  • Cowen Prime Advisors added most to ARI Network Services, Inc. in Q3 2015, an estimated $1.5M increase.
  • Cowen Prime Advisors's biggest Q3 2015 reduction was Verizon, cutting an estimated $4.02M.
  • Cowen Prime Advisors fully exited PALL CORP in Q3 2015, selling an estimated $6.21M.
  • Cowen Prime Advisors's ten largest holdings make up 51% of its $214M portfolio in Q3 2015.
  • Cowen Prime Advisors opened 37 new positions and closed 47 in Q3 2015.
  • Cowen Prime Advisors's portfolio value fell 16% quarter-over-quarter to $214M.

Based on Cowen Prime Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.