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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M Turnover 3.88%
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+10.93%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$220M
AUM Growth
+$14.4M
Cap. Flow
-$451K
Cap. Flow %
-0.2%
Top 10 Hldgs %
42.64%
Holding
281
New
37
Increased
39
Reduced
41
Closed
19
Avg Time Held Equity + Options
2.1 years
Top 10 Avg Time Held Equity + Options
1.8 years
Top 20 Avg Time Held Equity + Options
1.8 years
Avg Time Held Equity only
2.1 years
Top 10 Avg Time Held Equity only
1.8 years
Top 20 Avg Time Held Equity only
1.8 years

Top Buys

Rank Stock Value
1
CPN
Calpine Corporation
CPN
+$2.81M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$2.48M
3
IVTY
Invuity, Inc
IVTY
+$2.34M
4
VG icon
Vonage Holdings Corporation
VG
+$2.22M
5
EPD icon
Enterprise Products Partners
EPD
+$1.59M

Top Sells

Rank Stock Value
1
SQI
SCIQUEST, INC. COMMON STOCK
SQI
+$3.32M
2
LIOX
Lionbridge Technologies
LIOX
+$3.23M
3
DEA icon
Easterly Government Properties
DEA
+$2.79M
4
DMRC icon
Digimarc Corp
DMRC
+$2.66M
5
CLDT icon
Chatham Lodging
CLDT
+$1.99M

Sector Composition

Rank Sector Weight
1 Technology 32.42%
2 Healthcare 21.94%
3 Communication Services 10.32%
4 Industrials 10.01%
5 Financials 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
PDFS icon
1
PDF Solutions
PDFS
$1.79B
$22.8M 10.37%
1,256,740
-86,900
-6% -$1.42M
2013 Q2
13 quarters
DMRC icon
2
Digimarc Corp
DMRC
$140M
$16.3M 7.39%
424,615
-74,457
-15% -$2.66M
2013 Q2
13 quarters
WIFI
3
DELISTED
Boingo Wireless, Inc.
WIFI
$9.1M 4.13%
884,900
-149,200
-14% -$1.34M
2013 Q3
12 quarters
NEO icon
4
NeoGenomics
NEO
$2.17B
$8.06M 3.66%
981,026
-37,100
-4% -$311K
2014 Q4
7 quarters
REIS
5
DELISTED
Reis, Inc.
REIS
$7.62M 3.46%
372,500
-67,300
-15% -$1.47M
2013 Q2
13 quarters
TEVA icon
6
Teva Pharmaceutical Industries Limited
TEVA
$47.5B
$6.47M 2.94%
140,539
+3,200
+2% +$167K
2013 Q2
13 quarters
ARIS icon
7
DELISTED
ARI Network Services, Inc.
ARIS
$6.14M 2.79%
1,381,950
-123,300
-8% -$573K
2015 Q2
5 quarters
LMNX
8
DELISTED
Luminex Corp
LMNX
$5.84M 2.65%
256,945
+2,600
+1% +$56.6K
2013 Q2
13 quarters
PFE icon
9
Pfizer
PFE
$166B
$5.81M 2.64%
180,739
-211
-0.1% -$7.05K
2013 Q2
13 quarters
SHOR
10
DELISTED
ShoreTel, Inc.
SHOR
$5.75M 2.61%
719,400
-84,400
-11% -$660K
2014 Q4
7 quarters
DD icon
11
DuPont de Nemours
DD
$17.4B
$4.41M 2%
33,565
– –
2013 Q2
13 quarters
LIOX
12
DELISTED
Lionbridge Technologies
LIOX
$4.13M 1.88%
826,935
-690,100
-45% -$3.23M
2013 Q2
13 quarters
GDX icon
13
VanEck Gold Miners ETF
GDX
$25B
$3.72M 1.69%
140,765
+36,450
+35% +$1.05M
2013 Q2
13 quarters
IVTY
14
DELISTED
Invuity, Inc
IVTY
$3.54M 1.61%
257,950
+196,950
+323% +$2.34M
2016 Q2
1 quarter
GE icon
15
GE Aerospace
GE
$319B
$3.46M 1.57%
24,407
-1,294
-5% -$193K
2013 Q2
13 quarters
KHC icon
16
The Kraft Heinz Company
KHC
$26.9B
$3.32M 1.51%
37,130
-70
-0.2% -$6.19K
2015 Q3
4 quarters
EHTH icon
17
eHealth
EHTH
$19.5M
$3.28M 1.49%
292,800
+35,500
+14% +$417K
2014 Q3
8 quarters
ABBV icon
18
AbbVie
ABBV
$501B
$3.18M 1.44%
50,350
-6,250
-11% -$405K
2013 Q2
13 quarters
CCI icon
19
Crown Castle
CCI
$33.8B
$2.92M 1.32%
30,950
– –
2014 Q4
7 quarters
YUM icon
20
Yum! Brands
YUM
$40B
$2.91M 1.32%
44,582
– –
2015 Q4
3 quarters
PTC icon
21
PTC
PTC
$21B
$2.84M 1.29%
64,050
– –
2013 Q2
13 quarters
SNMX
22
DELISTED
Senomyx, Inc.
SNMX
$2.74M 1.25%
643,886
+102,100
+19% +$370K
2013 Q2
13 quarters
CPN
23
DELISTED
Calpine Corporation
CPN
$2.64M 1.2%
+208,650
New +$2.81M
2016 Q3
0 quarters
CVS icon
24
CVS Health
CVS
$116B
$2.49M 1.13%
28,010
+4,760
+20% +$449K
2013 Q2
13 quarters
MMP
25
DELISTED
Magellan Midstream Partners, L.P.
MMP
$2.46M 1.12%
+34,800
New +$2.48M
2016 Q3
0 quarters
1
2 3 4 5

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BTP
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VFM
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FCAG
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Cowen Prime Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cowen Prime Advisors held 281 positions worth $220M, up 7% from $206M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Cowen Prime Advisors's Q3 2016 filing shows 37 new, 39 increased, 41 reduced and 19 closed positions. Its largest new stake was Calpine Corporation: 208,650 shares worth $2.64M. The largest sale was SCIQUEST, INC. COMMON STOCK, an estimated $3.32M.

By sector, the portfolio is most concentrated in Technology at 32% of assets, up from 32% a quarter earlier, followed by Healthcare and Communication Services.

  • Cowen Prime Advisors's largest Q3 2016 buy was Calpine Corporation: 208,650 shares worth $2.64M.
  • Cowen Prime Advisors added most to Invuity, Inc in Q3 2016, an estimated $2.34M increase.
  • Cowen Prime Advisors's biggest Q3 2016 reduction was Lionbridge Technologies, cutting an estimated $3.23M.
  • Cowen Prime Advisors fully exited SCIQUEST, INC. COMMON STOCK in Q3 2016, selling an estimated $3.32M.
  • Cowen Prime Advisors's ten largest holdings make up 43% of its $220M portfolio in Q3 2016.
  • Cowen Prime Advisors opened 37 new positions and closed 19 in Q3 2016.
  • Cowen Prime Advisors's portfolio value rose 7% quarter-over-quarter to $220M.

Based on Cowen Prime Advisors's 13F filing for Q3 2016, filed 8 Nov 2016.