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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+4.03%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$269M
AUM Growth
-$6.89M
Cap. Flow
-$6.17M
Cap. Flow %
-2.29%
Top 10 Hldgs %
54.85%
Holding
172
New
5
Increased
32
Reduced
13
Closed
2

Top Buys

Rank Stock Value
1
RDNW
RideNow Group
RDNW
+$4M
2
SCOR icon
Comscore
SCOR
+$3.39M
3
GTYH
GTY Technology Holdings, Inc. Common Stock
GTYH
+$2.8M
4
XGN icon
Exagen
XGN
+$2.43M
5
INSE icon
Inspired Entertainment
INSE
+$2.18M

Top Sells

Rank Stock Value
1
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$14.3M
2
QUOT
Quotient Technology Inc
QUOT
+$6.95M
3
LMNX
Luminex Corp
LMNX
+$6.22M
4
ASPN icon
Aspen Aerogels
ASPN
+$3.27M
5
RSSS icon
Research Solutions
RSSS
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 41.32%
2 Healthcare 14.11%
3 Communication Services 11.36%
4 Materials 8.46%
5 Industrials 8.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDFS icon
1
PDF Solutions
PDFS
$1.89B
$44.6M 16.61%
1,937,728
+48,200
+3% +$993K
ASPN icon
2
Aspen Aerogels
ASPN
$409M
$17.3M 6.45%
376,750
-82,450
-18% -$3.27M
VG
3
DELISTED
Vonage Holdings Corporation
VG
$15.1M 5.62%
936,500
-9,700
-1% -$141K
FRG
4
DELISTED
Franchise Group, Inc.
FRG
$13.1M 4.88%
370,500
+59,250
+19% +$2.07M
QUOT
5
DELISTED
Quotient Technology Inc
QUOT
$12.2M 4.54%
2,095,800
-829,800
-28% -$6.95M
GTYH
6
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$11M 4.1%
1,465,300
+389,650
+36% +$2.8M
SCOR icon
7
Comscore
SCOR
$78.4M
$9.73M 3.62%
124,765
+42,755
+52% +$3.39M
ITI
8
DELISTED
Iteris, Inc.
ITI
$9.63M 3.58%
1,824,050
+227,300
+14% +$1.33M
KRNT icon
9
Kornit Digital
KRNT
$718M
$7.53M 2.8%
51,994
– –
SCTL
10
DELISTED
Societal CDMO, Inc. Common Stock
SCTL
$7.14M 2.66%
3,467,600
+704,200
+25% +$1.5M
NEPH icon
11
Nephros
NEPH
$49.4M
$5.79M 2.15%
660,150
+33,700
+5% +$292K
DMRC icon
12
Digimarc Corp
DMRC
$135M
$5M 1.86%
145,093
-20,000
-12% -$591K
RDNW
13
RideNow Group
RDNW
$221M
$4.28M 1.59%
+109,850
New +$4M
HTGM
14
DELISTED
HTG Molecular Diagnostics, Inc. Common Stock
HTGM
$3.99M 1.48%
58,211
+10,683
+22% +$764K
BRK.B icon
15
Berkshire Hathaway Class B
BRK.B
$1.08T
$3.67M 1.37%
13,465
+250
+2% +$70.2K
TACT icon
16
Transact Technologies
TACT
$53.4M
$3.5M 1.3%
252,067
-500
-0.2% -$7.11K
APYX icon
17
Apyx Medical
APYX
$130M
$3.49M 1.3%
251,759
+2,800
+1% +$29.5K
DDD icon
18
3D Systems Corp
DDD
$545M
$3.42M 1.27%
124,050
– –
APO icon
19
Apollo Global Management
APO
$79.7B
$3.38M 1.26%
54,830
+2,000
+4% +$120K
AZN icon
20
AstraZeneca
AZN
$252B
$3.27M 1.22%
27,210
+400
+1% +$46.6K
HLIT icon
21
Harmonic Inc
HLIT
$1.31B
$3.26M 1.21%
372,294
+2,600
+0.7% +$23.3K
KKR icon
22
KKR & Co
KKR
$97.6B
$3.15M 1.17%
51,800
– –
PFE icon
23
Pfizer
PFE
$159B
$3.11M 1.16%
72,225
– –
JNJ icon
24
Johnson & Johnson
JNJ
$646B
$3M 1.12%
18,560
+300
+2% +$51.2K
MTSI icon
25
MACOM Technology Solutions
MTSI
$20.3B
$2.8M 1.04%
43,108
+400
+0.9% +$24.6K
1
2 3 4 5

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Cowen Prime Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen Prime Advisors held 172 positions worth $269M, down 2.5% from $276M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Trading was light in Q3 2021: portfolio turnover was 4.1%. Cowen Prime Advisors opened 5 new positions and exited 2, leaving the 172-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 41% of assets, up from 37% a quarter earlier, followed by Healthcare and Communication Services.

  • Cowen Prime Advisors's largest Q3 2021 buy was RideNow Group: 109,850 shares worth $4.28M.
  • Cowen Prime Advisors added most to Comscore in Q3 2021, an estimated $3.39M increase.
  • Cowen Prime Advisors's biggest Q3 2021 reduction was Inovalon Holdings, Inc. Class A Common Stock, cutting an estimated $14.3M.
  • Cowen Prime Advisors fully exited Luminex Corp in Q3 2021, selling an estimated $6.22M.
  • Cowen Prime Advisors's ten largest holdings make up 55% of its $269M portfolio in Q3 2021.
  • Cowen Prime Advisors opened 5 new positions and closed 2 in Q3 2021.
  • Cowen Prime Advisors's portfolio value fell 2.5% quarter-over-quarter to $269M.

Based on Cowen Prime Advisors's 13F filing for Q3 2021, filed 2 Nov 2021.