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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+13.01%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$256M
AUM Growth
+$16.3M
Cap. Flow
-$7.79M
Cap. Flow %
-3.04%
Top 10 Hldgs %
54.11%
Holding
326
New
41
Increased
89
Reduced
48
Closed
41

Top Buys

Rank Stock Value
1
BIRT
Actuate Corp
BIRT
+$4.48M
2
WMB icon
Williams Companies
WMB
+$3.76M
3
WIFI
Boingo Wireless, Inc.
WIFI
+$3M
4
CLDT
Chatham Lodging
CLDT
+$1.92M
5
BG icon
Bunge Global
BG
+$1.64M

Top Sells

Rank Stock Value
1
PDFS icon
PDF Solutions
PDFS
+$13.9M
2
VOD icon
Vodafone
VOD
+$5.42M
3
ACCL
Accelrys Inc
ACCL
+$3.99M
4
NEM icon
Newmont
NEM
+$2.21M
5
BMC
BMC SOFTWARE, INC
BMC
+$1.58M

Sector Composition

Rank Sector Weight
1 Technology 36.85%
2 Industrials 16.22%
3 Miscellaneous 15.75%
4 Healthcare 8.54%
5 Energy 5.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDFS icon
1
PDF Solutions
PDFS
$1.89B
$53.2M 20.76%
2,505,716
-675,500
-21% -$13.9M
DMRC icon
2
Digimarc Corp
DMRC
$135M
$17.7M 6.9%
874,567
+49,313
+6% +$1.03M
LIOX
3
DELISTED
Lionbridge Technologies
LIOX
$12.3M 4.79%
3,323,835
+178,400
+6% +$616K
TACT icon
4
Transact Technologies
TACT
$53.4M
$10.4M 4.04%
791,578
-79,100
-9% -$757K
PRGX
5
DELISTED
PRGX Global, Inc.
PRGX
$9.14M 3.57%
1,459,850
+26,700
+2% +$162K
ACCL
6
DELISTED
Accelrys Inc
ACCL
$8.48M 3.31%
862,043
-437,359
-34% -$3.99M
BIRT
7
DELISTED
Actuate Corp
BIRT
$7.83M 3.05%
1,064,800
+615,700
+137% +$4.48M
REIS
8
DELISTED
Reis, Inc.
REIS
$7.59M 2.96%
469,900
+65,300
+16% +$1.14M
PFE icon
9
Pfizer
PFE
$159B
$6.46M 2.52%
237,094
+1,280
+0.5% +$34.8K
OPAY
10
DELISTED
OFFICIAL PAYMENTS HLDGS INC
OPAY
$5.64M 2.2%
678,150
+111,700
+20% +$865K
DDD icon
11
3D Systems Corp
DDD
$545M
$5.13M 2%
95,021
-2,400
-2% -$119K
APO icon
12
Apollo Global Management
APO
$79.7B
$4.78M 1.87%
169,300
+11,100
+7% +$298K
PCL
13
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$4.48M 1.75%
95,601
+1,122
+1% +$52.6K
KRFT
14
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$4.46M 1.74%
84,915
+65
+0.1% +$3.56K
WMB icon
15
Williams Companies
WMB
$90.2B
$3.9M 1.52%
+107,400
New +$3.76M
TEVA icon
16
Teva Pharmaceuticals
TEVA
$42.5B
$3.85M 1.5%
101,850
+2,117
+2% +$82.6K
DOC icon
17
Healthpeak Properties
DOC
$14.5B
$3.42M 1.34%
91,793
+4,173
+5% +$163K
CLDT
18
Chatham Lodging
CLDT
$637M
$3.33M 1.3%
186,500
+104,400
+127% +$1.92M
LMNX
19
DELISTED
Luminex Corp
LMNX
$3.23M 1.26%
161,375
+4,800
+3% +$102K
PLL
20
DELISTED
PALL CORP
PLL
$3.12M 1.22%
40,440
-500
-1% -$35.8K
WIFI
21
DELISTED
Boingo Wireless, Inc.
WIFI
$3.02M 1.18%
+432,200
New +$3M
GE icon
22
GE Aerospace
GE
$355B
$2.85M 1.11%
24,846
– –
SNMX
23
DELISTED
Senomyx, Inc.
SNMX
$2.77M 1.08%
783,586
+7,500
+1% +$22.4K
LYB icon
24
LyondellBasell Industries
LYB
$20.6B
$2.34M 0.91%
31,900
-200
-0.6% -$13.9K
BWP
25
DELISTED
Boardwalk Pipeline Partners
BWP
$2.12M 0.83%
69,750
+2,900
+4% +$88.8K
1
2 3 4 5

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Cowen Prime Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Cowen Prime Advisors held 326 positions worth $256M, up 6.8% from $240M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Cowen Prime Advisors withdrew a net $7.79M in Q3 2013, closing 41 positions and reducing 48 holdings. Its most notable exit was BMC SOFTWARE, INC, an estimated $1.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 37% of assets, down from 40% a quarter earlier, followed by Industrials and Miscellaneous.

Against the trend, Cowen Prime Advisors opened a new position in Williams Companies worth $3.9M.

  • Cowen Prime Advisors's largest Q3 2013 buy was Williams Companies: 107,400 shares worth $3.9M.
  • Cowen Prime Advisors added most to Actuate Corp in Q3 2013, an estimated $4.48M increase.
  • Cowen Prime Advisors's biggest Q3 2013 reduction was PDF Solutions, cutting an estimated $13.9M.
  • Cowen Prime Advisors fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $1.58M.
  • Cowen Prime Advisors's ten largest holdings make up 54% of its $256M portfolio in Q3 2013.
  • Cowen Prime Advisors opened 41 new positions and closed 41 in Q3 2013.
  • Cowen Prime Advisors's portfolio value rose 6.8% quarter-over-quarter to $256M.

Based on Cowen Prime Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.