CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M Turnover 3.88%
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+13.01%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$256M
AUM Growth
+$16.3M
Cap. Flow
-$7.79M
Cap. Flow %
-3.04%
Top 10 Hldgs %
54.11%
Holding
326
New
41
Increased
89
Reduced
48
Closed
41
Avg Time Held Equity + Options
0.2 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.2 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
BIRT
Actuate Corp
BIRT
+$4.48M
2
WMB icon
Williams Companies
WMB
+$3.76M
3
WIFI
Boingo Wireless, Inc.
WIFI
+$3M
4
CLDT icon
Chatham Lodging
CLDT
+$1.92M
5
BG icon
Bunge Global
BG
+$1.64M

Top Sells

Rank Stock Value
1
PDFS icon
PDF Solutions
PDFS
+$13.9M
2
VOD icon
Vodafone
VOD
+$5.42M
3
ACCL icon
Accelrys Inc
ACCL
+$3.99M
4
NEM icon
Newmont
NEM
+$2.21M
5
BMC
BMC SOFTWARE, INC
BMC
+$1.58M

Sector Composition

Rank Sector Weight
1 Technology 36.85%
2 Industrials 16.22%
3 Miscellaneous 15.75%
4 Healthcare 8.54%
5 Energy 5.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
PDFS icon
1
PDF Solutions
PDFS
$1.79B
$53.2M 20.76%
2,505,716
-675,500
-21% -$13.9M
2013 Q2
1 quarter
DMRC icon
2
Digimarc Corp
DMRC
$140M
$17.7M 6.9%
874,567
+49,313
+6% +$1.03M
2013 Q2
1 quarter
LIOX
3
DELISTED
Lionbridge Technologies
LIOX
$12.3M 4.79%
3,323,835
+178,400
+6% +$616K
2013 Q2
1 quarter
TACT icon
4
Transact Technologies
TACT
$47M
$10.4M 4.04%
791,578
-79,100
-9% -$757K
2013 Q2
1 quarter
PRGX
5
DELISTED
PRGX Global, Inc.
PRGX
$9.14M 3.57%
1,459,850
+26,700
+2% +$162K
2013 Q2
1 quarter
ACCL icon
6
DELISTED
Accelrys Inc
ACCL
$8.48M 3.31%
862,043
-437,359
-34% -$3.99M
2013 Q2
1 quarter
BIRT
7
DELISTED
Actuate Corp
BIRT
$7.83M 3.05%
1,064,800
+615,700
+137% +$4.48M
2013 Q2
1 quarter
REIS
8
DELISTED
Reis, Inc.
REIS
$7.59M 2.96%
469,900
+65,300
+16% +$1.14M
2013 Q2
1 quarter
PFE icon
9
Pfizer
PFE
$166B
$6.46M 2.52%
237,094
+1,280
+0.5% +$34.8K
2013 Q2
1 quarter
OPAY
10
DELISTED
OFFICIAL PAYMENTS HLDGS INC
OPAY
$5.64M 2.2%
678,150
+111,700
+20% +$865K
2013 Q2
1 quarter
DDD icon
11
3D Systems Corp
DDD
$487M
$5.13M 2%
95,021
-2,400
-2% -$119K
2013 Q2
1 quarter
APO icon
12
Apollo Global Management
APO
$67B
$4.78M 1.87%
169,300
+11,100
+7% +$298K
2013 Q2
1 quarter
PCL icon
13
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$4.48M 1.75%
95,601
+1,122
+1% +$52.6K
2013 Q2
1 quarter
KRFT
14
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$4.46M 1.74%
84,915
+65
+0.1% +$3.56K
2013 Q2
1 quarter
WMB icon
15
Williams Companies
WMB
$89B
$3.9M 1.52%
+107,400
New +$3.76M
2013 Q3
0 quarters
TEVA icon
16
Teva Pharmaceutical Industries Limited
TEVA
$47.5B
$3.85M 1.5%
101,850
+2,117
+2% +$82.6K
2013 Q2
1 quarter
DOC icon
17
Healthpeak Properties
DOC
$12.9B
$3.42M 1.34%
91,793
+4,173
+5% +$163K
2013 Q2
1 quarter
CLDT icon
18
Chatham Lodging
CLDT
$644M
$3.33M 1.3%
186,500
+104,400
+127% +$1.92M
2013 Q2
1 quarter
LMNX
19
DELISTED
Luminex Corp
LMNX
$3.23M 1.26%
161,375
+4,800
+3% +$102K
2013 Q2
1 quarter
PLL icon
20
DELISTED
PALL CORP
PLL
$3.12M 1.22%
40,440
-500
-1% -$35.8K
2013 Q2
1 quarter
WIFI
21
DELISTED
Boingo Wireless, Inc.
WIFI
$3.02M 1.18%
+432,200
New +$3M
2013 Q3
0 quarters
GE icon
22
GE Aerospace
GE
$319B
$2.85M 1.11%
24,846
– –
2013 Q2
1 quarter
SNMX
23
DELISTED
Senomyx, Inc.
SNMX
$2.77M 1.08%
783,586
+7,500
+1% +$22.4K
2013 Q2
1 quarter
LYB icon
24
LyondellBasell Industries
LYB
$19.8B
$2.34M 0.91%
31,900
-200
-0.6% -$13.9K
2013 Q2
1 quarter
BWP
25
DELISTED
Boardwalk Pipeline Partners
BWP
$2.12M 0.83%
69,750
+2,900
+4% +$88.8K
2013 Q2
1 quarter
1
2 3 4 5

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Cowen Prime Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Cowen Prime Advisors held 326 positions worth $256M, up 6.8% from $240M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Cowen Prime Advisors withdrew a net $7.79M in Q3 2013, closing 41 positions and reducing 48 holdings. Its most notable exit was BMC SOFTWARE, INC, an estimated $1.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 37% of assets, down from 40% a quarter earlier, followed by Industrials and Miscellaneous.

Against the trend, Cowen Prime Advisors opened a new position in Williams Companies worth $3.9M.

  • Cowen Prime Advisors's largest Q3 2013 buy was Williams Companies: 107,400 shares worth $3.9M.
  • Cowen Prime Advisors added most to Actuate Corp in Q3 2013, an estimated $4.48M increase.
  • Cowen Prime Advisors's biggest Q3 2013 reduction was PDF Solutions, cutting an estimated $13.9M.
  • Cowen Prime Advisors fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $1.58M.
  • Cowen Prime Advisors's ten largest holdings make up 54% of its $256M portfolio in Q3 2013.
  • Cowen Prime Advisors opened 41 new positions and closed 41 in Q3 2013.
  • Cowen Prime Advisors's portfolio value rose 6.8% quarter-over-quarter to $256M.

Based on Cowen Prime Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.