CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M Turnover 3.88%
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
-9.3%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$214M
AUM Growth
-$41M
Cap. Flow
-$6.91M
Cap. Flow %
-3.22%
Top 10 Hldgs %
50.93%
Holding
309
New
37
Increased
42
Reduced
63
Closed
47
Avg Time Held Equity + Options
1.5 years
Top 10 Avg Time Held Equity + Options
1.5 years
Top 20 Avg Time Held Equity + Options
1.2 years
Avg Time Held Equity only
1.5 years
Top 10 Avg Time Held Equity only
1.5 years
Top 20 Avg Time Held Equity only
1.2 years

Top Buys

Rank Stock Value
1
KHC icon
The Kraft Heinz Company
KHC
+$5.15M
2
RATE icon
Bankrate Inc
RATE
+$3.63M
3
SQI
SCIQUEST, INC. COMMON STOCK
SQI
+$2.42M
4
ARIS icon
ARI Network Services, Inc.
ARIS
+$1.5M
5
PDFS icon
PDF Solutions
PDFS
+$1.39M

Top Sells

Rank Stock Value
1
PLL icon
PALL CORP
PLL
+$6.21M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$6M
3
VZ icon
Verizon
VZ
+$4.02M
4
KMI icon
Kinder Morgan
KMI
+$2.43M
5
UPS icon
United Parcel Service
UPS
+$2.3M

Sector Composition

Rank Sector Weight
1 Technology 29.17%
2 Healthcare 19.43%
3 Industrials 15.72%
4 Communication Services 9.72%
5 Real Estate 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
DMRC icon
1
Digimarc Corp
DMRC
$140M
$25.8M 12.04%
844,250
-32,100
-4% -$1.2M
2013 Q2
9 quarters
PDFS icon
2
PDF Solutions
PDFS
$1.79B
$14.2M 6.63%
1,419,940
+110,900
+8% +$1.39M
2013 Q2
9 quarters
WIFI
3
DELISTED
Boingo Wireless, Inc.
WIFI
$13.2M 6.17%
1,597,600
-102,300
-6% -$877K
2013 Q3
8 quarters
REIS
4
DELISTED
Reis, Inc.
REIS
$12.6M 5.88%
556,700
+6,500
+1% +$157K
2013 Q2
9 quarters
LIOX
5
DELISTED
Lionbridge Technologies
LIOX
$10.6M 4.93%
2,137,235
+8,000
+0.4% +$44.6K
2013 Q2
9 quarters
TEVA icon
6
Teva Pharmaceutical Industries Limited
TEVA
$47.5B
$7.74M 3.61%
137,139
-1,590
-1% -$103K
2013 Q2
9 quarters
NEO icon
7
NeoGenomics
NEO
$2.17B
$6.89M 3.22%
1,202,926
-42,300
-3% -$262K
2014 Q4
3 quarters
SNMX
8
DELISTED
Senomyx, Inc.
SNMX
$6.77M 3.16%
1,516,986
+13,000
+0.9% +$77.4K
2013 Q2
9 quarters
PFE icon
9
Pfizer
PFE
$166B
$6.52M 3.04%
218,893
-1,844
-0.8% -$59.1K
2013 Q2
9 quarters
KHC icon
10
The Kraft Heinz Company
KHC
$26.9B
$4.82M 2.25%
+68,250
New +$5.15M
2015 Q3
0 quarters
SHOR
11
DELISTED
ShoreTel, Inc.
SHOR
$4.34M 2.03%
581,500
+74,000
+15% +$533K
2014 Q4
3 quarters
LMNX
12
DELISTED
Luminex Corp
LMNX
$4.29M 2%
253,845
+800
+0.3% +$14.5K
2013 Q2
9 quarters
DD icon
13
DuPont de Nemours
DD
$17.4B
$4.05M 1.89%
37,711
+7,266
+24% +$842K
2013 Q2
9 quarters
DEA icon
14
Easterly Government Properties
DEA
$1.05B
$4M 1.87%
100,320
+12,720
+15% +$501K
2015 Q2
1 quarter
ARIS icon
15
DELISTED
ARI Network Services, Inc.
ARIS
$3.96M 1.85%
1,058,400
+431,400
+69% +$1.5M
2015 Q2
1 quarter
WMB icon
16
Williams Companies
WMB
$89B
$3.93M 1.83%
106,550
+21,850
+26% +$1.09M
2013 Q3
8 quarters
RATE icon
17
DELISTED
Bankrate Inc
RATE
$3.75M 1.75%
+362,300
New +$3.63M
2015 Q3
0 quarters
CCI icon
18
Crown Castle
CCI
$33.8B
$3.58M 1.67%
45,400
+3,150
+7% +$256K
2014 Q4
3 quarters
ABBV icon
19
AbbVie
ABBV
$501B
$3.35M 1.57%
61,650
+7,229
+13% +$471K
2013 Q2
9 quarters
TACT icon
20
Transact Technologies
TACT
$47M
$3.23M 1.51%
356,888
-24,700
-6% -$192K
2013 Q2
9 quarters
PCL icon
21
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$3.23M 1.51%
81,666
-941
-1% -$37.7K
2013 Q2
9 quarters
IMI
22
DELISTED
Intermolecular, Inc.
IMI
$2.89M 1.35%
1,530,200
+310,500
+25% +$650K
2014 Q3
4 quarters
PTC icon
23
PTC
PTC
$21B
$2M 0.93%
62,950
– –
2013 Q2
9 quarters
SQI
24
DELISTED
SCIQUEST, INC. COMMON STOCK
SQI
$1.99M 0.93%
+198,900
New +$2.42M
2015 Q3
0 quarters
KMI icon
25
Kinder Morgan
KMI
$74.3B
$1.97M 0.92%
71,000
-73,400
-51% -$2.43M
2014 Q1
6 quarters
1
2 3 4 5

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Cowen Prime Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Cowen Prime Advisors held 309 positions worth $214M, down 16% from $255M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Cowen Prime Advisors withdrew a net $6.91M in Q3 2015, closing 47 positions and reducing 63 holdings. Its most notable exit was PALL CORP, an estimated $6.21M position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, down from 33% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Cowen Prime Advisors opened a new position in The Kraft Heinz Company worth $4.82M.

  • Cowen Prime Advisors's largest Q3 2015 buy was The Kraft Heinz Company: 68,250 shares worth $4.82M.
  • Cowen Prime Advisors added most to ARI Network Services, Inc. in Q3 2015, an estimated $1.5M increase.
  • Cowen Prime Advisors's biggest Q3 2015 reduction was Verizon, cutting an estimated $4.02M.
  • Cowen Prime Advisors fully exited PALL CORP in Q3 2015, selling an estimated $6.21M.
  • Cowen Prime Advisors's ten largest holdings make up 51% of its $214M portfolio in Q3 2015.
  • Cowen Prime Advisors opened 37 new positions and closed 47 in Q3 2015.
  • Cowen Prime Advisors's portfolio value fell 16% quarter-over-quarter to $214M.

Based on Cowen Prime Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.