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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
-7.9%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$229M
AUM Growth
-$26M
Cap. Flow
+$5.95M
Cap. Flow %
2.6%
Top 10 Hldgs %
53.66%
Holding
333
New
60
Increased
56
Reduced
73
Closed
17

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$1.91M
2
AEP icon
American Electric Power
AEP
+$1.79M
3
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$1.06M
4
VTSS
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
+$1.05M
5
TIBX
TIBCO SOFTWARE INC
TIBX
+$1.04M

Top Sells

Rank Stock Value
1
PDFS icon
PDF Solutions
PDFS
+$1.89M
2
PRGX
PRGX Global, Inc.
PRGX
+$1.85M
3
ARCC icon
Ares Capital
ARCC
+$1.77M
4
LIOX
Lionbridge Technologies
LIOX
+$1.6M
5
REIS
Reis, Inc.
REIS
+$1.33M

Sector Composition

Rank Sector Weight
1 Technology 26.27%
2 Industrials 21.23%
3 Healthcare 17.83%
4 Communication Services 8.09%
5 Miscellaneous 7.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BID
101
DELISTED
Sotheby's
BID
$229K 0.1%
+6,400
New +$252K
INTC icon
102
Intel
INTC
$473B
$226K 0.1%
6,481
-241
-4% -$8.16K
KKR icon
103
KKR & Co
KKR
$97.6B
$223K 0.1%
10,001
– –
MTSI icon
104
MACOM Technology Solutions
MTSI
$20.3B
$217K 0.09%
9,918
– –
TWC
105
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$215K 0.09%
1,500
-4,100
-73% -$609K
NRC icon
106
NRC Health Common Stock
NRC
$483M
$211K 0.09%
16,200
– –
WEC icon
107
WEC Energy
WEC
$34.6B
$194K 0.08%
4,500
– –
MKL icon
108
Markel Group
MKL
$22.5B
$191K 0.08%
300
– –
FALC
109
DELISTED
FalconStor Software Inc
FALC
$188K 0.08%
163,163
+2,502
+2% +$3.52K
AGN
110
DELISTED
Allergan plc
AGN
$185K 0.08%
+767
New +$172K
REGN icon
111
Regeneron Pharmaceuticals
REGN
$81.8B
$180K 0.08%
+500
New +$168K
AEM icon
112
Agnico Eagle Mines
AEM
$104B
$179K 0.08%
+6,200
New +$231K
WBA
113
DELISTED
Walgreens Boots Alliance
WBA
$177K 0.08%
2,983
-150
-5% -$9.84K
XLU icon
114
State Street Utilities Select Sector SPDR ETF
XLU
$21.9B
$177K 0.08%
8,414
-110
-1% -$2.33K
NVO
115
Novo Nordisk
NVO
$202B
$174K 0.08%
7,300
– –
D icon
116
Dominion Energy
D
$57.7B
$173K 0.08%
2,500
– –
CVS icon
117
CVS Health
CVS
$119B
$169K 0.07%
2,125
-386
-15% -$30.4K
BTU
118
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$167K 0.07%
+900
New +$204K
CSCO icon
119
Cisco
CSCO
$433B
$164K 0.07%
6,531
-202
-3% -$5.08K
MDLZ icon
120
Mondelez International
MDLZ
$79.6B
$164K 0.07%
4,797
– –
UNP icon
121
Union Pacific
UNP
$183B
$163K 0.07%
1,501
-129
-8% -$13.4K
UPS icon
122
United Parcel Service
UPS
$89.6B
$160K 0.07%
1,626
– –
AIXG
123
DELISTED
Aixtron SE
AIXG
$159K 0.07%
+10,500
New +$141K
F icon
124
Ford
F
$55.3B
$157K 0.07%
10,602
-261
-2% -$4.46K
BBG
125
DELISTED
Bill Barrett Corp
BBG
$154K 0.07%
7,000
+3,200
+84% +$74.7K
3 4
5
6 7

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SHWM
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Cowen Prime Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cowen Prime Advisors held 333 positions worth $229M, down 10% from $255M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Cowen Prime Advisors's Q3 2014 filing shows 60 new, 56 increased, 73 reduced and 17 closed positions. Its largest new stake was American Electric Power: 33,850 shares worth $1.77M. The largest sale was PDF Solutions, an estimated $1.89M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, down from 33% a quarter earlier, followed by Industrials and Healthcare.

  • Cowen Prime Advisors's largest Q3 2014 buy was American Electric Power: 33,850 shares worth $1.77M.
  • Cowen Prime Advisors added most to AbbVie in Q3 2014, an estimated $1.91M increase.
  • Cowen Prime Advisors's biggest Q3 2014 reduction was PDF Solutions, cutting an estimated $1.89M.
  • Cowen Prime Advisors fully exited QUESTCOR PHARMA INC in Q3 2014, selling an estimated $1.19M.
  • Cowen Prime Advisors's ten largest holdings make up 54% of its $229M portfolio in Q3 2014.
  • Cowen Prime Advisors opened 60 new positions and closed 17 in Q3 2014.
  • Cowen Prime Advisors's portfolio value fell 10% quarter-over-quarter to $229M.

Based on Cowen Prime Advisors's 13F filing for Q3 2014, filed 12 Nov 2014.