Cowen Prime Advisors’s State Street Utilities Select Sector SPDR ETF XLU Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-46	Closed	-$1K	–	233
2016 Q3	$1K	Buy	46 +2	+5%	+$51	﹤0.01%	238
2016 Q2	$1K	Hold	44	–	–	﹤0.01%	220
2016 Q1	$1K	Hold	44	–	–	﹤0.01%	222
2015 Q4	$1K	Hold	44	–	–	﹤0.01%	221
2015 Q3	$1K	Sell	44 -312	-88%	-$6.72K	﹤0.01%	233
2015 Q2	$7K	Sell	356 -8,120	-96%	-$178K	﹤0.01%	218
2015 Q1	$188K	Sell	8,476 -8	-0.1%	-$185	0.08%	116
2014 Q4	$200K	Buy	8,484 +70	+0.8%	+$1.58K	0.08%	116
2014 Q3	$177K	Sell	8,414 -110	-1%	-$2.33K	0.08%	114
2014 Q2	$189K	Sell	8,524 -40	-0.5%	-$851	0.07%	103
2014 Q1	$178K	Buy	8,564 +1,726	+25%	+$34K	0.07%	103
2013 Q4	$130K	Sell	6,838 -60	-0.9%	-$1.15K	0.05%	125
2013 Q3	$129K	Buy	6,898 +714	+12%	+$13.6K	0.05%	139
2013 Q2	$116K	Buy	+6,184	New	+$121K	0.05%	140