Cowen Prime Advisors’s State Street Utilities Select Sector SPDR ETF XLU Stock Holding History

Cowen Prime Advisors’s Portfolio XLU Stock Details XLU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-46	Closed	-$1K	–	233
2016 Q3	$1K	Buy	46 +2	+5%	+$51	﹤0.01%	238
2016 Q2	$1K	Hold	44	–	–	﹤0.01%	220
2016 Q1	$1K	Hold	44	–	–	﹤0.01%	222
2015 Q4	$1K	Hold	44	–	–	﹤0.01%	221
2015 Q3	$1K	Sell	44 -312	-88%	-$6.72K	﹤0.01%	233
2015 Q2	$7K	Sell	356 -8,120	-96%	-$178K	﹤0.01%	218
2015 Q1	$188K	Sell	8,476 -8	-0.1%	-$185	0.08%	116
2014 Q4	$200K	Buy	8,484 +70	+0.8%	+$1.58K	0.08%	116
2014 Q3	$177K	Sell	8,414 -110	-1%	-$2.33K	0.08%	114
2014 Q2	$189K	Sell	8,524 -40	-0.5%	-$851	0.07%	103
2014 Q1	$178K	Buy	8,564 +1,726	+25%	+$34K	0.07%	103
2013 Q4	$130K	Sell	6,838 -60	-0.9%	-$1.15K	0.05%	125
2013 Q3	$129K	Buy	6,898 +714	+12%	+$13.6K	0.05%	139
2013 Q2	$116K	Buy	+6,184	New	+$121K	0.05%	140

Other funds holding XLU

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

SGI

Swan Global Investments Durango, Colorado $3.39B AUM 20.1% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $289B AUM 60.46% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

STMM

South Texas Money Management San Antonio, Texas $2.37B AUM 5.24% 1-Year Est. Return

Cowen Prime Advisors's XLU Position: Q4 2016 in Review

Cowen Prime Advisors sold out of State Street Utilities Select Sector SPDR ETF (XLU) in Q4 2016, closing a stake of 46 shares — an estimated $1K sold.

Cowen Prime Advisors first reported a position in XLU in Q2 2013 and held it in 14 quarters. The position peaked at $200K in Q4 2014. 505 funds tracked by Wall St. Rank hold XLU as of Q4 2016.

Cowen Prime Advisors reported no remaining State Street Utilities Select Sector SPDR ETF position as of Q4 2016 after selling out during the quarter.
Cowen Prime Advisors sold 46 State Street Utilities Select Sector SPDR ETF shares in Q4 2016, an estimated $1K.
Cowen Prime Advisors first reported a position in State Street Utilities Select Sector SPDR ETF in Q2 2013 and held it in 14 quarters.
Cowen Prime Advisors's State Street Utilities Select Sector SPDR ETF position peaked at $200K in Q4 2014.
505 funds tracked by Wall St. Rank held State Street Utilities Select Sector SPDR ETF as of Q4 2016.

Based on Cowen Prime Advisors's 13F filing for Q4 2016, filed 9 Feb 2017.