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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+13.01%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$256M
AUM Growth
+$16.3M
Cap. Flow
-$7.79M
Cap. Flow %
-3.04%
Top 10 Hldgs %
54.11%
Holding
326
New
41
Increased
89
Reduced
48
Closed
41

Top Buys

Rank Stock Value
1
BIRT
Actuate Corp
BIRT
+$4.48M
2
WMB icon
Williams Companies
WMB
+$3.76M
3
WIFI
Boingo Wireless, Inc.
WIFI
+$3M
4
CLDT
Chatham Lodging
CLDT
+$1.92M
5
BG icon
Bunge Global
BG
+$1.64M

Top Sells

Rank Stock Value
1
PDFS icon
PDF Solutions
PDFS
+$13.9M
2
VOD icon
Vodafone
VOD
+$5.42M
3
ACCL
Accelrys Inc
ACCL
+$3.99M
4
NEM icon
Newmont
NEM
+$2.21M
5
BMC
BMC SOFTWARE, INC
BMC
+$1.58M

Sector Composition

Rank Sector Weight
1 Technology 36.85%
2 Industrials 16.22%
3 Miscellaneous 15.75%
4 Healthcare 8.54%
5 Energy 5.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVN icon
276
CALL
Devon Energy
DVN
$52.1B
– –
-25
Closed -$5K
FOCL
277
EDAP TMS S.A.
FOCL
$199M
– –
-500
Closed -$1K
ELD icon
278
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
– –
-6,244
Closed -$300K
EVV
279
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$0 ﹤0.01%
2
– –
EWI icon
280
iShares MSCI Italy ETF
EWI
$1.12B
– –
-2,344
Closed -$55K
EWJ icon
281
iShares MSCI Japan ETF
EWJ
$22.7B
– –
-2,293
Closed -$103K
EWT icon
282
iShares MSCI Taiwan ETF
EWT
$11.7B
– –
-1,596
Closed -$42K
FICO icon
283
Fair Isaac
FICO
$24.9B
$0 ﹤0.01%
3
– –
GEN icon
284
Gen Digital
GEN
$18.6B
$0 ﹤0.01%
1
– –
JNPR
285
DELISTED
Juniper Networks
JNPR
$0 ﹤0.01%
4
– –
JPC icon
286
Nuveen Preferred & Income Opportunities Fund
JPC
$2.77B
– –
-1,000
Closed -$10K
JQC icon
287
Nuveen Credit Strategies Income Fund
JQC
$705M
– –
-15,000
Closed -$151K
LBTYK icon
288
Liberty Global Class C
LBTYK
$3.56B
$0 ﹤0.01%
2
– –
LEMB icon
289
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$723M
– –
-335
Closed -$17K
LH icon
290
Labcorp
LH
$27.2B
$0 ﹤0.01%
1
– –
LTBR icon
291
Lightbridge
LTBR
$283M
– –
-17
Closed -$2K
MSI icon
292
Motorola Solutions
MSI
$80.4B
– –
-275
Closed -$16K
NIE
293
Virtus Equity & Convertible Income Fund
NIE
$722M
– –
-16,000
Closed -$293K
PIPR icon
294
Piper Sandler
PIPR
$5.34B
– –
-20
Closed –
RNP icon
295
Cohen & Steers REIT and Preferred and Income Fund
RNP
$977M
– –
-10,000
Closed -$174K
TLT icon
296
iShares 20+ Year Treasury Bond ETF
TLT
$46.8B
– –
-117
Closed -$13K
UNH icon
297
UnitedHealth
UNH
$353B
$0 ﹤0.01%
2
– –
ZTS icon
298
Zoetis
ZTS
$32B
– –
-375
Closed -$12K
MTBL
299
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
– –
-400
Closed -$2K
CTB
300
DELISTED
Cooper Tire & Rubber Co.
CTB
– –
-39,000
Closed -$1.3M
10 11
12
13 14

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Cowen Prime Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Cowen Prime Advisors held 326 positions worth $256M, up 6.8% from $240M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Cowen Prime Advisors withdrew a net $7.79M in Q3 2013, closing 41 positions and reducing 48 holdings. Its most notable exit was BMC SOFTWARE, INC, an estimated $1.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 37% of assets, down from 40% a quarter earlier, followed by Industrials and Miscellaneous.

Against the trend, Cowen Prime Advisors opened a new position in Williams Companies worth $3.9M.

  • Cowen Prime Advisors's largest Q3 2013 buy was Williams Companies: 107,400 shares worth $3.9M.
  • Cowen Prime Advisors added most to Actuate Corp in Q3 2013, an estimated $4.48M increase.
  • Cowen Prime Advisors's biggest Q3 2013 reduction was PDF Solutions, cutting an estimated $13.9M.
  • Cowen Prime Advisors fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $1.58M.
  • Cowen Prime Advisors's ten largest holdings make up 54% of its $256M portfolio in Q3 2013.
  • Cowen Prime Advisors opened 41 new positions and closed 41 in Q3 2013.
  • Cowen Prime Advisors's portfolio value rose 6.8% quarter-over-quarter to $256M.

Based on Cowen Prime Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.