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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-1.58%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.43B
AUM Growth
+$223M
Cap. Flow
+$517M
Cap. Flow %
36.15%
Top 10 Hldgs %
41.55%
Holding
794
New
212
Increased
219
Reduced
129
Closed
151

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$169M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$48.6M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$29.1M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$22.5M
5
SIRI icon
SiriusXM
SIRI
+$20.3M

Top Sells

Rank Stock Value
1
MMP
Magellan Midstream Partners, L.P.
MMP
+$45.2M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.1M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$15.2M
4
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$11.4M
5
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$8.23M

Sector Composition

Rank Sector Weight
1 Financials 29.55%
2 Technology 21.97%
3 Healthcare 21.97%
4 Communication Services 4.12%
5 Industrials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LCAAW
201
DELISTED
L Catterton Asia Acquisition Corp Warrant
LCAAW
$285K 0.02%
552,966
+128,664
+30% +$65.1K
ETWO.WS
202
DELISTED
E2open Parent Holdings, Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50
ETWO.WS
$282K 0.02%
+599,680
New +$303K
BWAQ
203
DELISTED
Blue World Acquisition Corporation Class A Ordinary Shares
BWAQ
$279K 0.02%
+25,783
New +$277K
NETDW
204
DELISTED
Nabors Energy Transition Corp II Warrant
NETDW
$236K 0.02%
+1,313,512
New +$265K
DMAQR
205
DELISTED
Deep Medicine Acquisition Corp. Rights
DMAQR
$234K 0.02%
671,214
+608,854
+976% +$160K
CLBTW
206
DELISTED
Cellebrite DI Ltd. Warrants
CLBTW
$224K 0.02%
+176,126
New +$224K
IWM icon
207
iShares Russell 2000 ETF
IWM
$81.5B
$221K 0.02%
+1,250
New +$235K
KCGI.WS
208
DELISTED
Kensington Capital Acquisition Corp. V Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
KCGI.WS
$220K 0.02%
1,902,513
+573,643
+43% +$63K
KVACU
209
DELISTED
Keen Vision Acquisition Corp Units
KVACU
$207K 0.01%
+20,200
New +$205K
EOSEW
210
Eos Energy Enterprises Warrant
EOSEW
$27.7M
$206K 0.01%
+496,847
New +$451K
ZPTAW
211
DELISTED
Zapata Computing Holdings Inc. Warrant
ZPTAW
$206K 0.01%
653,190
+353,138
+118% +$93.8K
BRACR
212
DELISTED
Broad Capital Acquisition Corp Rights
BRACR
$202K 0.01%
985,334
+739,531
+301% +$133K
LCID icon
213
PUT
Lucid Motors
LCID
$2.6B
$201K 0.01%
+510
New +$33K
ESHA
214
DELISTED
ESH Acquisition Corp
ESHA
$201K 0.01%
+19,842
New +$200K
GCTS.WS
215
GCT Semiconductor Holding Warrants
GCTS.WS
$22.1M
$199K 0.01%
3,318,672
+11,445
+0.3% +$548
KITTW icon
216
Nauticus Robotics Warrant
KITTW
$205K
$197K 0.01%
896,842
+10,767
+1% +$2.32K
QQQ icon
217
Invesco QQQ Trust
QQQ
$479B
$197K 0.01%
550
-2,950
-84% -$1.09M
BYNO
218
DELISTED
byNordic Acquisition Corporation Class A Common Stock
BYNO
$191K 0.01%
+17,664
New +$189K
HLLY.WS
219
DELISTED
Holley Inc Warrants
HLLY.WS
$181K 0.01%
282,991
-66,753
-19% -$57.9K
BTMWW
220
DELISTED
Bitcoin Depot Inc Warrant
BTMWW
$180K 0.01%
947,382
+320,648
+51% +$68K
BFAC
221
DELISTED
Battery Future Acquisition Corp.
BFAC
$168K 0.01%
15,424
-121,775
-89% -$1.31M
KDKRW
222
Kodiak AI Warrants
KDKRW
$164K 0.01%
697,005
+170,005
+32% +$49.3K
ABLLW
223
DELISTED
Abacus Life Warrant
ABLLW
$160K 0.01%
420,668
-494,168
-54% -$159K
ISRLW
224
DELISTED
Israel Acquisitions Corp Warrant
ISRLW
$159K 0.01%
1,155,991
+218,878
+23% +$31.8K
CNTM
225
DELISTED
ConnectM Technology Solutions, Inc. Common Stock
CNTM
$158K 0.01%
+14,847
New +$157K
7 8
9
10 11

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CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2023 Portfolio in Review

As of Q3 2023, Cowen and Company held 794 positions worth $1.43B, up 18% from $1.21B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen and Company deployed $517M of net new capital in Q3 2023, opening 212 new positions and adding to 219 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 29% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Kensington Capital Acquisition Corp. V, an estimated $7.13M trimmed.

  • Cowen and Company's largest Q3 2023 buy was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.
  • Cowen and Company added most to NVIDIA in Q3 2023, an estimated $169M increase.
  • Cowen and Company's biggest Q3 2023 reduction was Kensington Capital Acquisition Corp. V, cutting an estimated $7.13M.
  • Cowen and Company fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $45.2M.
  • Cowen and Company's ten largest holdings make up 42% of its $1.43B portfolio in Q3 2023.
  • Cowen and Company opened 212 new positions and closed 151 in Q3 2023.
  • Cowen and Company's portfolio value rose 18% quarter-over-quarter to $1.43B.

Based on Cowen and Company's 13F filing for Q3 2023, filed 9 Nov 2023.