We are live on ! Find out more
CAC

Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$851M
AUM Growth
-$105M
Cap. Flow
+$44.2M
Cap. Flow %
5.19%
Top 10 Hldgs %
47.53%
Holding
835
New
170
Increased
157
Reduced
172
Closed
270

Top Buys

Rank Stock Value
1
KVSC
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
+$24.3M
2
STOK icon
Stoke Therapeutics
STOK
+$22.8M
3
TIOA
Tio Tech A Class A Ordinary Share
TIOA
+$22.1M
4
SCPH
scPharmaceuticals
SCPH
+$20.6M
5
AAC
Ares Acquisition Corporation
AAC
+$13.3M

Top Sells

Rank Stock Value
1
DCP
DCP Midstream, LP
DCP
+$58.8M
2
SCPL
SciPlay Corporation Class A Common Stock
SCPL
+$25.2M
3
CTLP
Cantaloupe
CTLP
+$12.3M
4
INVZ icon
Innoviz Technologies
INVZ
+$10.9M
5
KAIR
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
+$8.76M

Sector Composition

Rank Sector Weight
1 Healthcare 38.46%
2 Financials 25.66%
3 Materials 12.69%
4 Consumer Discretionary 4.54%
5 Technology 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JGGCR
201
DELISTED
Jaguar Global Growth Corporation I Right
JGGCR
$85K 0.01%
+497,339
New +$70.2K
PSQH.WS icon
202
PSQ Holdings, Inc. Warrants, Each whole warrant exercisable for 1/15th of a share of Class A common stock at an exercise price of $172.50 per share
PSQH.WS
$81K 0.01%
374,489
-299,050
-44% -$60.4K
MSAIW icon
203
MultiSensor AI Holdings Warrant
MSAIW
$659K
$78.7K 0.01%
1,748,365
+103,625
+6% +$5.31K
GFGDR
204
DELISTED
The Growth for Good Acquisition Corporation Right
GFGDR
$74.8K 0.01%
576,292
+388,692
+207% +$40.7K
GAQ.WS
205
DELISTED
Generation Asia I Acquisition Limited Redeemable Warrants included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
GAQ.WS
$70.9K 0.01%
492,502
+7,609
+2% +$1.11K
SATX.WS.A
206
DELISTED
SatixFy Communications Ltd.
SATX.WS.A
$70.2K 0.01%
+408,634
New +$89.8K
BGRYW
207
DELISTED
Berkshire Grey, Inc. Warrant
BGRYW
$69.1K 0.01%
+209,014
New +$39.1K
GLS
208
DELISTED
Gelesis Holdings, Inc.
GLS
$66K 0.01%
+405,838
New +$116K
ADM icon
209
CALL
Archer Daniels Midland
ADM
$38.5B
$65.8K 0.01%
+21,400
New +$1.75M
GGAL icon
210
CALL
Galicia Financial Group
GGAL
$7.19B
$65.6K 0.01%
+225,000
New +$2.78M
AUROW
211
Aurora Innovation Warrant
AUROW
$284M
$64.4K 0.01%
313,968
-64,350
-17% -$15.2K
SHUAW
212
DELISTED
SHUAA Partners Acquisition Corp I Warrant
SHUAW
$63.4K 0.01%
422,907
+201,267
+91% +$20.8K
KNSW.WS
213
DELISTED
KnightSwan Acquisition Corporation Public warrants, each whole public warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
KNSW.WS
$62.3K 0.01%
445,325
+365,843
+460% +$30.4K
PL icon
214
Planet Labs
PL
$8.35B
$61.9K 0.01%
15,749
– –
KACLR
215
DELISTED
Kairous Acquisition Corp. Limited Rights
KACLR
$61.7K 0.01%
+408,914
New +$88.7K
SLAMW
216
DELISTED
Slam Corp. warrant
SLAMW
$60.7K 0.01%
263,958
-657,289
-71% -$90.8K
CLINW
217
DELISTED
Clean Earth Acquisitions Corp. Warrant
CLINW
$58.8K 0.01%
977,999
-28,705
-3% -$2.18K
GDSTR
218
DELISTED
Goldenstone Acquisition Limited Rights
GDSTR
$58.5K 0.01%
467,968
-3,600
-0.8% -$463
EVGRW
219
DELISTED
Evergreen Corporation Warrant
EVGRW
$58.1K 0.01%
645,595
+406,300
+170% +$15.5K
SNAXW
220
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$54.3K 0.01%
938,213
-36,833
-4% -$1.79K
RCACW
221
DELISTED
Revelstone Capital Acquisition Corp. Warrant
RCACW
$53.8K 0.01%
387,964
+340,598
+719% +$31.8K
ADVWW
222
DELISTED
Advantage Solutions Warrant
ADVWW
$53.8K 0.01%
448,301
-318,072
-42% -$45.7K
SMH icon
223
VanEck Semiconductor ETF
SMH
$70.6B
$52.6K 0.01%
+400
New +$48K
ECXWW
224
ECARX Holdings Warrants
ECXWW
$1.08M
$51.4K 0.01%
342,357
+249,572
+269% +$27.8K
ARBGW
225
DELISTED
Aequi Acquisition Corp warrants
ARBGW
$51.3K 0.01%
513,249
+45,030
+10% +$4.04K
7 8
9
10 11

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q1 2023 Portfolio in Review

As of Q1 2023, Cowen and Company held 835 positions worth $851M, down 11% from $956M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Cowen and Company deployed $44.2M of net new capital in Q1 2023, opening 170 new positions and adding to 157 existing holdings. Its largest new stake was Khosla Ventures Acquisition Co. III Class A Common Stock: 2,410,664 shares worth $24.5M.

By sector, the portfolio is most concentrated in Healthcare at 38% of assets, up from 37% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was SciPlay Corporation Class A Common Stock, an estimated $25.2M trimmed.

  • Cowen and Company's largest Q1 2023 buy was Khosla Ventures Acquisition Co. III Class A Common Stock: 2,410,664 shares worth $24.5M.
  • Cowen and Company added most to Stoke Therapeutics in Q1 2023, an estimated $22.8M increase.
  • Cowen and Company's biggest Q1 2023 reduction was SciPlay Corporation Class A Common Stock, cutting an estimated $25.2M.
  • Cowen and Company fully exited DCP Midstream, LP in Q1 2023, selling an estimated $58.8M.
  • Cowen and Company's ten largest holdings make up 48% of its $851M portfolio in Q1 2023.
  • Cowen and Company opened 170 new positions and closed 270 in Q1 2023.
  • Cowen and Company's portfolio value fell 11% quarter-over-quarter to $851M.

Based on Cowen and Company's 13F filing for Q1 2023, filed 9 May 2023.