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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$2.11B
AUM Growth
+$194M
Cap. Flow
+$818M
Cap. Flow %
38.75%
Top 10 Hldgs %
58.11%
Holding
879
New
298
Increased
119
Reduced
90
Closed
306

Top Buys

Rank Stock Value
1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$47M
2
FTAI icon
FTAI Aviation
FTAI
+$42.9M
3
CLDX icon
Celldex Therapeutics
CLDX
+$29.1M
4
ESTA icon
Establishment Labs
ESTA
+$17.5M
5
VMW
VMware, Inc
VMW
+$15.1M

Top Sells

Rank Stock Value
1
WPF
Foley Trasimene Acquisition Corp.
WPF
+$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.6M
4
SST icon
System1
SST
+$9.9M
5
NICE icon
Nice
NICE
+$7.38M

Sector Composition

Rank Sector Weight
1 Healthcare 15.03%
2 Consumer Discretionary 11.05%
3 Financials 5.53%
4 Technology 3.61%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLNX
201
PUT
DELISTED
Xilinx Inc
XLNX
$441K 0.02%
+102,000
New +$14.9M
GGPIW
202
DELISTED
Gores Guggenheim, Inc. Warrant
GGPIW
$440K 0.02%
211,689
+171,689
+429% +$338K
GEN icon
203
Gen Digital
GEN
$17.5B
$433K 0.02%
+17,100
New +$445K
IONS icon
204
Ionis Pharmaceuticals
IONS
$9.46B
$431K 0.02%
12,843
-14,865
-54% -$560K
ZNTL icon
205
Zentalis Pharmaceuticals
ZNTL
$297M
$424K 0.02%
+6,369
New +$367K
MRNA icon
206
CALL
Moderna
MRNA
$23.9B
$418K 0.02%
+6,400
New +$2.36M
CONX
207
DELISTED
CONX Corp. Class A Common Stock
CONX
$416K 0.02%
+42,456
New +$416K
EXEEW
208
DELISTED
Expand Energy Corp Class A Warrants
EXEEW
$407K 0.02%
+11,558
New +$360K
MDP
209
DELISTED
Meredith Corporation
MDP
$400K 0.02%
+7,179
New +$313K
ENFAU
210
DELISTED
890 5th Avenue Partners Inc Unit
ENFAU
$396K 0.02%
39,611
-29,973
-43% -$308K
C icon
211
PUT
Citigroup
C
$227B
$382K 0.02%
54,400
+11,900
+28% +$832K
PPGHU
212
DELISTED
Poema Global Holdings Corp. Unit
PPGHU
$360K 0.02%
+34,951
New +$353K
ASHR icon
213
PUT
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.59B
$344K 0.02%
+228,100
New +$8.81M
C icon
214
CALL
Citigroup
C
$227B
$332K 0.02%
+87,900
New +$6.14M
AUPH icon
215
CALL
Aurinia Pharmaceuticals
AUPH
$2.06B
$330K 0.02%
53,900
+40,900
+315% +$649K
GSQD.U
216
DELISTED
G Squared Ascend I Inc. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant to acquire one Class A ordinary share
GSQD.U
$324K 0.02%
+32,172
New +$321K
VGII.WS
217
DELISTED
Virgin Group Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one Class
VGII.WS
$318K 0.02%
369,233
+167,796
+83% +$181K
NUAN
218
CALL
DELISTED
Nuance Communications, Inc.
NUAN
$302K 0.01%
747,100
+276,900
+59% +$15.2M
KDMN
219
CALL
DELISTED
Kadmon Holdings, Inc.
KDMN
$302K 0.01%
+201,200
New +$1.15M
SOND
220
DELISTED
Sonder
SOND
$301K 0.01%
+1,524
New +$302K
TLRY icon
221
CALL
Tilray
TLRY
$602M
$298K 0.01%
22,430
+6,570
+41% +$901K
PV.WS
222
DELISTED
Primavera Capital Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PV.WS
$295K 0.01%
347,443
+335,001
+2,693% +$313K
GLW icon
223
Corning
GLW
$136B
$294K 0.01%
+8,045
New +$321K
WEBR
224
PUT
DELISTED
Weber Inc.
WEBR
$290K 0.01%
+70,000
New +$1.12M
YSAC.WS
225
DELISTED
Yellowstone Acquisition Company Warrants, each whole warrant exercisable for one share of Class A co
YSAC.WS
$289K 0.01%
307,325
+278,771
+976% +$237K
7 8
9
10 11

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen and Company held 879 positions worth $2.11B, up 10% from $1.92B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cowen and Company deployed $818M of net new capital in Q3 2021, opening 298 new positions and adding to 119 existing holdings. Its largest new stake was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Nice, an estimated $7.38M trimmed.

  • Cowen and Company's largest Q3 2021 buy was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.
  • Cowen and Company added most to FTAI Aviation in Q3 2021, an estimated $42.9M increase.
  • Cowen and Company's biggest Q3 2021 reduction was Nice, cutting an estimated $7.38M.
  • Cowen and Company fully exited Foley Trasimene Acquisition Corp. in Q3 2021, selling an estimated $15.1M.
  • Cowen and Company's ten largest holdings make up 58% of its $2.11B portfolio in Q3 2021.
  • Cowen and Company opened 298 new positions and closed 306 in Q3 2021.
  • Cowen and Company's portfolio value rose 10% quarter-over-quarter to $2.11B.

Based on Cowen and Company's 13F filing for Q3 2021, filed 12 Nov 2021.