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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.45B
AUM Growth
+$336M
Cap. Flow
+$603M
Cap. Flow %
41.48%
Top 10 Hldgs %
67.23%
Holding
768
New
375
Increased
70
Reduced
59
Closed
238

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$48.3M
3
ITOS
iTeos Therapeutics
ITOS
+$21.3M
4
QNGY
Quanergy Systems, Inc.
QNGY
+$11.5M
5
FULC icon
Fulcrum Therapeutics
FULC
+$10.9M

Top Sells

Rank Stock Value
1
SMH icon
VanEck Semiconductor ETF
SMH
+$30.8M
2
DIS icon
Walt Disney
DIS
+$23.1M
3
NGHC
National General Holdings Corp
NGHC
+$20.7M
4
STLA icon
Stellantis
STLA
+$19.7M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$16M

Sector Composition

Rank Sector Weight
1 Healthcare 11.15%
2 Financials 9.75%
3 Technology 2.87%
4 Industrials 2.67%
5 Consumer Discretionary 1.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FZT.U
201
DELISTED
FAST Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
FZT.U
$410K 0.03%
+41,279
New +$410K
ROOT icon
202
Root
ROOT
$828M
$409K 0.03%
+1,783
New +$539K
MRTX
203
PUT
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$409K 0.03%
+29,600
New +$5.86M
CMPOW
204
DELISTED
CompoSecure Inc Warrant
CMPOW
$400K 0.03%
528,141
+478,141
+956% +$609K
KWAC
205
DELISTED
Kingswood Acquisition Corp.
KWAC
$399K 0.03%
+40,105
New +$403K
BAC icon
206
Bank of America
BAC
$447B
$395K 0.03%
10,201
-53,939
-84% -$1.86M
SOFI icon
207
PUT
SoFi Technologies
SOFI
$23.4B
$395K 0.03%
+113,800
New +$2.25M
KODK icon
208
Kodak
KODK
$978M
$394K 0.03%
+50,000
New +$456K
ENFAU
209
DELISTED
890 5th Avenue Partners Inc Unit
ENFAU
$394K 0.03%
+39,611
New +$409K
ITAC
210
DELISTED
Industrial Tech Acquisitions, Inc. Class A common stock
ITAC
$389K 0.03%
+38,835
New +$396K
CTAQ
211
DELISTED
Carney Technology Acquisition Corp. II Class A Common Stock
CTAQ
$376K 0.03%
+38,843
New +$391K
OMER icon
212
Omeros
OMER
$986M
$374K 0.03%
+21,035
New +$409K
WBD icon
213
PUT
Warner Bros
WBD
$67.4B
$372K 0.03%
+50,600
New +$2.53M
CZOO
214
DELISTED
Cazoo Group Ltd
CZOO
$368K 0.03%
+18
New +$418K
HIIIU
215
DELISTED
Hudson Executive Investment Corp. III Unit
HIIIU
$368K 0.03%
+37,066
New +$373K
DCPH
216
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
$364K 0.03%
+8,109
New +$378K
AURCU
217
DELISTED
Aurora Acquisition Corp. Unit
AURCU
$349K 0.02%
+33,700
New +$341K
FTOC
218
DELISTED
FTAC Olympus Acquisition Corp. Class A Ordinary Shares
FTOC
$347K 0.02%
+32,871
New +$385K
EUSG
219
DELISTED
European Sustainable Growth Acquisition Corp. Class A Ordinary Shares
EUSG
$346K 0.02%
+35,600
New +$348K
NBIX icon
220
Neurocrine Biosciences
NBIX
$16.8B
$344K 0.02%
+3,537
New +$371K
BGSX.U
221
DELISTED
Build Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
BGSX.U
$343K 0.02%
+34,702
New +$343K
GRUB
222
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$343K 0.02%
2,857
-4,203
-60% -$584K
WKHS icon
223
CALL
Workhorse Group
WKHS
$34.5M
$342K 0.02%
63
+4
+7% +$287K
MRSN
224
DELISTED
Mersana Therapeutics
MRSN
$341K 0.02%
+844
New +$409K
NHICW
225
DELISTED
NewHold Investment Corp. Warrant
NHICW
$337K 0.02%
+202,843
New +$348K
7 8
9
10 11

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CIP
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PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q1 2021 Portfolio in Review

As of Q1 2021, Cowen and Company held 768 positions worth $1.45B, up 30% from $1.12B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Cowen and Company deployed $603M of net new capital in Q1 2021, opening 375 new positions and adding to 70 existing holdings. Its largest new stake was iTeos Therapeutics: 588,238 shares worth $20.1M.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, up from 4.9% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Freeport-McMoran, an estimated $5.42M trimmed.

  • Cowen and Company's largest Q1 2021 buy was iTeos Therapeutics: 588,238 shares worth $20.1M.
  • Cowen and Company added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q1 2021, an estimated $151M increase.
  • Cowen and Company's biggest Q1 2021 reduction was Freeport-McMoran, cutting an estimated $5.42M.
  • Cowen and Company fully exited VanEck Semiconductor ETF in Q1 2021, selling an estimated $30.8M.
  • Cowen and Company's ten largest holdings make up 67% of its $1.45B portfolio in Q1 2021.
  • Cowen and Company opened 375 new positions and closed 238 in Q1 2021.
  • Cowen and Company's portfolio value rose 30% quarter-over-quarter to $1.45B.

Based on Cowen and Company's 13F filing for Q1 2021, filed 4 May 2021.