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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+18.18%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$507M
Cap. Flow
+$424M
Cap. Flow %
37.86%
Top 10 Hldgs %
69.37%
Holding
669
New
238
Increased
59
Reduced
66
Closed
278

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$112M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$111M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$68.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$49.8M

Top Sells

Rank Stock Value
1
NKLA
Nikola Corporation Common Stock
NKLA
+$40M
2
ALBO
Albireo Pharma Inc
ALBO
+$20M
3
AVPT icon
AvePoint
AVPT
+$14.5M
4
MCD icon
McDonald's
MCD
+$10.2M
5
CMRC
Commerce.com Inc Series 1
CMRC
+$5.84M

Sector Composition

Rank Sector Weight
1 Financials 8.86%
2 Healthcare 4.92%
3 Technology 4.04%
4 Communication Services 3.4%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DISH
201
CALL
DELISTED
DISH Network Corp.
DISH
$136K 0.01%
49,900
-27,600
-36% -$849K
XOM icon
202
PUT
ExxonMobil
XOM
$657B
$134K 0.01%
390,900
+32,000
+9% +$1.2M
PANA.WS
203
DELISTED
Panacea Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class
PANA.WS
$128K 0.01%
+39,900
New +$91.4K
PRVL
204
DELISTED
Prevail Therapeutics Inc. Common Stock
PRVL
$127K 0.01%
+5,523
New +$70K
CLVR
205
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
$126K 0.01%
+473
New +$153K
BMRN icon
206
CALL
BioMarin Pharmaceuticals
BMRN
$13.3B
$124K 0.01%
29,300
+20,500
+233% +$1.63M
AMRN
207
Amarin Corp
AMRN
$298M
$120K 0.01%
1,231
-2,020
-62% -$195K
IOVA icon
208
CALL
Iovance Biotherapeutics
IOVA
$2.9B
$120K 0.01%
35,000
-5,300
-13% -$210K
TRIL
209
PUT
DELISTED
Trillium Therapeutics Inc.
TRIL
$120K 0.01%
+81,400
New +$1.17M
VRTX icon
210
PUT
Vertex Pharmaceuticals
VRTX
$133B
$118K 0.01%
+7,500
New +$1.72M
BBBY
211
CALL
DELISTED
Bed Bath & Beyond Inc
BBBY
$118K 0.01%
35,500
– –
ASTRW
212
DELISTED
Astra Space, Inc. Warrant
ASTRW
$116K 0.01%
+86,253
New +$107K
MCD icon
213
PUT
McDonald's
MCD
$194B
$115K 0.01%
15,900
-59,200
-79% -$12.9M
PTRAW
214
DELISTED
Proterra Inc. Warrant
PTRAW
$115K 0.01%
+50,000
New +$88.8K
TACA.U
215
DELISTED
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
$114K 0.01%
+11,019
New +$113K
SCVX.WS
216
DELISTED
SCVX Corp.
SCVX.WS
$110K 0.01%
64,827
+48,327
+293% +$64.1K
XRAY icon
217
CALL
Dentsply Sirona
XRAY
$2.32B
$108K 0.01%
+206,000
New +$10.2M
REV
218
CALL
DELISTED
Revlon, Inc.
REV
$108K 0.01%
+71,000
New +$649K
LPX icon
219
PUT
Louisiana-Pacific
LPX
$5.2B
$104K 0.01%
+108,700
New +$3.64M
SWCH
220
PUT
DELISTED
Switch, Inc. Class A Common Stock
SWCH
$104K 0.01%
104,300
+95,800
+1,127% +$1.5M
KLR.WS
221
DELISTED
Kaleyra, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exercise price of $40.25 per share
KLR.WS
$102K 0.01%
67,944
-15,945
-19% -$23.1K
EXEL icon
222
Exelixis
EXEL
$13.1B
$96K 0.01%
+4,781
New +$100K
SNDL icon
223
Sundial Growers
SNDL
$303M
$96K 0.01%
20,310
– –
GOAC.WS
224
DELISTED
GO Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock
GOAC.WS
$96K 0.01%
+64,286
New +$65.1K
SMH icon
225
PUT
VanEck Semiconductor ETF
SMH
$70.1B
$94K 0.01%
301,600
+95,600
+46% +$9.48M
7 8
9
10 11

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2020 Portfolio in Review

As of Q4 2020, Cowen and Company held 669 positions worth $1.12B, up 83% from $613M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Cowen and Company deployed $424M of net new capital in Q4 2020, opening 238 new positions and adding to 59 existing holdings. Its largest new stake was iShares iBoxx $ Investment Grade Corporate Bond ETF: 825,000 shares worth $114M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, up from 8.4% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was McDonald's, an estimated $10.2M trimmed.

  • Cowen and Company's largest Q4 2020 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 825,000 shares worth $114M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2020, an estimated $68.6M increase.
  • Cowen and Company's biggest Q4 2020 reduction was McDonald's, cutting an estimated $10.2M.
  • Cowen and Company fully exited Nikola Corporation Common Stock in Q4 2020, selling an estimated $40M.
  • Cowen and Company's ten largest holdings make up 69% of its $1.12B portfolio in Q4 2020.
  • Cowen and Company opened 238 new positions and closed 278 in Q4 2020.
  • Cowen and Company's portfolio value rose 83% quarter-over-quarter to $1.12B.

Based on Cowen and Company's 13F filing for Q4 2020, filed 8 Feb 2021.