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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+151.03%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$601M
AUM Growth
+$166M
Cap. Flow
+$564M
Cap. Flow %
93.74%
Top 10 Hldgs %
55.84%
Holding
582
New
177
Increased
66
Reduced
116
Closed
191

Top Buys

Rank Stock Value
1
NKLA
Nikola Corporation Common Stock
NKLA
+$23.3M
2
CCL icon
Carnival Corporation Ltd
CCL
+$22.1M
3
BLU
BELLUS Health Inc.
BLU
+$15.7M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
+$9.48M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$8.14M

Top Sells

Rank Stock Value
1
MTCH icon
Match Group
MTCH
+$19.8M
2
XOM icon
ExxonMobil
XOM
+$19.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.1M
4
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$13.9M
5
BHP icon
BHP
BHP
+$7.19M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 28.9%
2 Healthcare 14.37%
3 Financials 8.14%
4 Industrials 2.53%
5 Technology 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNW icon
201
PUT
Genworth Financial
GNW
$3.75B
$200K 0.03%
1,000,600
+997,600
+33,253% +$3.14M
NIO icon
202
PUT
NIO
NIO
$12.1B
$193K 0.03%
500,000
– –
CLOV icon
203
Clover Health Investments
CLOV
$2.41B
$190K 0.03%
+16,969
New +$183K
PIC.WS
204
DELISTED
Pivotal Investment Corporation II Redeemable Warrants, each whole warrant exercisable for shares of
PIC.WS
$184K 0.03%
232,321
-7,683
-3% -$4.54K
QQQ icon
205
PUT
Invesco QQQ Trust
QQQ
$479B
$182K 0.03%
57,400
+47,100
+457% +$10.6M
CYTK icon
206
CALL
Cytokinetics
CYTK
$10.5B
$174K 0.03%
+20,400
New +$383K
M icon
207
PUT
Macy's
M
$6.55B
$174K 0.03%
+111,100
New +$684K
TLRY icon
208
CALL
Tilray
TLRY
$602M
$173K 0.03%
61,580
+22,220
+56% +$1.79M
NESRW
209
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
$173K 0.03%
314,905
-239,692
-43% -$100K
WKHS icon
210
CALL
Workhorse Group
WKHS
$34.5M
$164K 0.03%
+15
New +$163K
LUV icon
211
CALL
Southwest Airlines
LUV
$22B
$163K 0.03%
+25,000
New +$794K
SNDL icon
212
Sundial Growers
SNDL
$318M
$162K 0.03%
20,310
-827
-4% -$5.72K
DFNS.U
213
DELISTED
LGL Systems Acquisition Corp. Units
DFNS.U
$162K 0.03%
15,806
-1,382,095
-99% -$13.9M
FIT
214
CALL
DELISTED
Fitbit, Inc. Class A common stock
FIT
$160K 0.03%
867,900
+559,900
+182% +$3.66M
WCC
215
PUT
WESCO International
WCC
$17.9B
$156K 0.03%
12,700
– –
ESPR
216
CALL
DELISTED
Esperion Therapeutics
ESPR
$152K 0.03%
+25,000
New +$1.05M
MCOMW
217
DELISTED
micromobility.com Inc. Warrant
MCOMW
$152K 0.03%
542,860
-40,700
-7% -$7.57K
SWCH
218
CALL
DELISTED
Switch, Inc. Class A Common Stock
SWCH
$149K 0.02%
94,600
+90,500
+2,207% +$1.58M
VLDR
219
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$143K 0.02%
10,268
-542,142
-98% -$5.88M
AVPT icon
220
AvePoint
AVPT
$2.75B
$140K 0.02%
+13,680
New +$135K
CZR
221
CALL
DELISTED
Caesars Entertainment Corporation
CZR
$138K 0.02%
223,500
-543,900
-71% -$5.49M
BTRSW
222
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
$136K 0.02%
121,062
-54,907
-31% -$44.3K
GHIVW
223
DELISTED
Gores Holdings IV, Inc. Warrant
GHIVW
$130K 0.02%
+72,450
New +$106K
FCX icon
224
PUT
Freeport-McMoran
FCX
$98.7B
$129K 0.02%
212,500
– –
GMHIW
225
DELISTED
Gores Metropoulos, Inc. Warrant
GMHIW
$128K 0.02%
64,724
-268,093
-81% -$458K
7 8
9
10 11

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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Cowen and Company's Q2 2020 Portfolio in Review

As of Q2 2020, Cowen and Company held 582 positions worth $601M, up 38% from $435M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Cowen and Company deployed $564M of net new capital in Q2 2020, opening 177 new positions and adding to 66 existing holdings. Its largest new stake was Carnival Corporation Ltd: 1,476,800 shares worth $24.2M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 29% of assets, up from 4.8% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $16.1M trimmed.

  • Cowen and Company's largest Q2 2020 buy was Carnival Corporation Ltd: 1,476,800 shares worth $24.2M.
  • Cowen and Company added most to Nikola Corporation Common Stock in Q2 2020, an estimated $23.3M increase.
  • Cowen and Company's biggest Q2 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $16.1M.
  • Cowen and Company fully exited Match Group in Q2 2020, selling an estimated $19.8M.
  • Cowen and Company's ten largest holdings make up 56% of its $601M portfolio in Q2 2020.
  • Cowen and Company opened 177 new positions and closed 191 in Q2 2020.
  • Cowen and Company's portfolio value rose 38% quarter-over-quarter to $601M.

Based on Cowen and Company's 13F filing for Q2 2020, filed 13 Aug 2020.