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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+16.41%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$757M
Cap. Flow
+$1.77B
Cap. Flow %
153.77%
Top 10 Hldgs %
71.98%
Holding
716
New
268
Increased
91
Reduced
64
Closed
268

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$285M
2
AAPL icon
Apple
AAPL
+$138M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.2M
4
FRC
First Republic Bank
FRC
+$38.9M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$36.5M

Top Sells

Rank Stock Value
1
ZM icon
Zoom
ZM
+$32.9M
2
CRWD icon
CrowdStrike
CRWD
+$17.6M
3
BYND icon
Beyond Meat
BYND
+$17.1M
4
SEGG
Sports Entertainment Gaming Global Corp
SEGG
+$12M
5
BFI
BurgerFi International, Inc. Common Stock
BFI
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 17.86%
2 Financials 13.13%
3 Healthcare 4.9%
4 Consumer Discretionary 2.63%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTCH icon
201
PUT
Match Group
MTCH
$8.55B
$215K 0.02%
+25,000
New +$1.82M
GRAF.WS
202
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
$214K 0.02%
489,222
-34,950
-7% -$14.7K
THWWW
203
DELISTED
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
$213K 0.02%
409,117
+239,979
+142% +$167K
RDNT icon
204
RadNet
RDNT
$5.69B
$212K 0.02%
+10,456
New +$179K
CTACW
205
DELISTED
ChaSerg Technology Acquisition Corp. Warrant
CTACW
$212K 0.02%
+96,362
New +$169K
ACTTU
206
DELISTED
Act II Global Acquisition Corp Unit
ACTTU
$211K 0.02%
19,880
+6,220
+46% +$64.8K
PTON icon
207
CALL
Peloton Interactive
PTON
$2.49B
$209K 0.02%
+64,400
New +$1.73M
SAMAW
208
DELISTED
Schultze Special Purpose Acquisition Corp. Warrant
SAMAW
$205K 0.02%
539,737
-15,294
-3% -$6.14K
ACB
209
CALL
Aurora Cannabis
ACB
$185M
$204K 0.02%
2,423
+1,918
+380% +$715K
SEGG
210
Sports Entertainment Gaming Global Corp
SEGG
$8.25M
$195K 0.02%
13
-814
-98% -$12M
SBE.WS
211
DELISTED
Switchback Energy Acquisition Corporation Warrants, exercisable for one share of Class A Common Stoc
SBE.WS
$195K 0.02%
+325,015
New +$236K
IMMU
212
DELISTED
Immunomedics Inc
IMMU
$192K 0.02%
9,051
-28,949
-76% -$511K
CELUW
213
DELISTED
Celularity Inc
CELUW
$186K 0.02%
232,900
+197,900
+565% +$140K
TIF
214
PUT
DELISTED
Tiffany & Co.
TIF
$185K 0.02%
+984,700
New +$116M
TIBRW
215
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
$183K 0.02%
+160,300
New +$183K
NEPT
216
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$180K 0.02%
+47
New +$204K
EIDX
217
CALL
DELISTED
Eidos Therapeutics, Inc. Common Stock
EIDX
$180K 0.02%
+33,800
New +$1.67M
UTHR icon
218
PUT
United Therapeutics
UTHR
$23.1B
$179K 0.02%
+24,400
New +$2.15M
EFA icon
219
CALL
iShares MSCI EAFE ETF
EFA
$80.2B
$177K 0.02%
+321,300
New +$21.7M
PRTH icon
220
Priority Technology Holdings
PRTH
$444M
$177K 0.02%
+72,337
New +$252K
BABA icon
221
PUT
Alibaba
BABA
$308B
$176K 0.02%
+32,700
New +$6.14M
EEM icon
222
PUT
iShares MSCI Emerging Markets ETF
EEM
$30B
$176K 0.02%
+2,794,500
New +$120M
HHHHU
223
DELISTED
Wealthbridge Acquisition Limited Units
HHHHU
$176K 0.02%
16,850
-200
-1% -$2.09K
LNC icon
224
Lincoln National
LNC
$8.81B
$174K 0.02%
+2,942
New +$173K
ACTTW
225
DELISTED
Act II Global Acquisition Corp Warrant
ACTTW
$173K 0.02%
+172,888
New +$162K
7 8
9
10 11

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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q4 2019 Portfolio in Review

As of Q4 2019, Cowen and Company held 716 positions worth $1.15B, up 192% from $394M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Cowen and Company deployed $1.77B of net new capital in Q4 2019, opening 268 new positions and adding to 91 existing holdings. Its largest new stake was Apple: 2,148,000 shares worth $158M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Sports Entertainment Gaming Global Corp, an estimated $12M trimmed.

  • Cowen and Company's largest Q4 2019 buy was Apple: 2,148,000 shares worth $158M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2019, an estimated $285M increase.
  • Cowen and Company's biggest Q4 2019 reduction was Sports Entertainment Gaming Global Corp, cutting an estimated $12M.
  • Cowen and Company fully exited Zoom in Q4 2019, selling an estimated $32.9M.
  • Cowen and Company's ten largest holdings make up 72% of its $1.15B portfolio in Q4 2019.
  • Cowen and Company opened 268 new positions and closed 268 in Q4 2019.
  • Cowen and Company's portfolio value rose 192% quarter-over-quarter to $1.15B.

Based on Cowen and Company's 13F filing for Q4 2019, filed 11 Feb 2020.