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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-1.58%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.43B
AUM Growth
+$223M
Cap. Flow
+$517M
Cap. Flow %
36.15%
Top 10 Hldgs %
41.55%
Holding
794
New
212
Increased
219
Reduced
129
Closed
151

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$169M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$48.6M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$29.1M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$22.5M
5
SIRI icon
SiriusXM
SIRI
+$20.3M

Top Sells

Rank Stock Value
1
MMP
Magellan Midstream Partners, L.P.
MMP
+$45.2M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.1M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$15.2M
4
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$11.4M
5
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$8.23M

Sector Composition

Rank Sector Weight
1 Financials 29.55%
2 Technology 21.97%
3 Healthcare 21.97%
4 Communication Services 4.12%
5 Industrials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
176
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$483K 0.03%
+71,900
New +$32M
IMUX icon
177
Immunic
IMUX
$192M
$466K 0.03%
31,706
-4,080
-11% -$78.4K
GSAT icon
178
Globalstar
GSAT
$10.9B
$459K 0.03%
23,333
+12,600
+117% +$226K
QQQ icon
179
PUT
Invesco QQQ Trust
QQQ
$479B
$449K 0.03%
+53,700
New +$19.9M
TALKW
180
DELISTED
Talkspace Inc Warrant
TALKW
$443K 0.03%
3,846,281
+517,728
+16% +$46.6K
CCTS
181
DELISTED
Cactus Acquisition Corp. 1 Limited Class A Ordinary Share
CCTS
$432K 0.03%
+39,133
New +$425K
BTU icon
182
CALL
Peabody Energy
BTU
$3B
$428K 0.03%
+275,400
New +$6.16M
TWLV
183
DELISTED
Twelve Seas Investment Company II Class A Common Stock
TWLV
$421K 0.03%
40,385
-1,005
-2% -$10.5K
RMGC
184
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
$410K 0.03%
38,885
+3,885
+11% +$42.1K
IMAQ
185
DELISTED
International Media Acquisition Corp. Class A Common Stock
IMAQ
$405K 0.03%
35,627
-4,072
-10% -$45.2K
EEM icon
186
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$398K 0.03%
+10,500
New +$416K
DMYY
187
DELISTED
dMY Squared
DMYY
$370K 0.03%
35,398
-1,402
-4% -$14.6K
EMB icon
188
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$355K 0.02%
+4,298
New +$367K
LHC
189
DELISTED
Leo Holdings Corp. II
LHC
$348K 0.02%
+31,545
New +$341K
AACI
190
DELISTED
Armada Acquisition Corp. I Common Stock
AACI
$344K 0.02%
32,140
-2,860
-8% -$30.3K
SOFI icon
191
SoFi Technologies
SOFI
$23.4B
$331K 0.02%
+41,400
New +$364K
BTU icon
192
Peabody Energy
BTU
$3B
$325K 0.02%
+12,500
New +$280K
SEDA
193
DELISTED
SDCL EDGE Acquisition Corporation
SEDA
$323K 0.02%
+30,479
New +$321K
ATEK
194
DELISTED
Athena Technology Acquisition Corp. II
ATEK
$316K 0.02%
+29,313
New +$311K
XFIN
195
DELISTED
ExcelFin Acquisition Corp Class A Common Stock
XFIN
$314K 0.02%
+29,500
New +$310K
PNST
196
DELISTED
Pinstripes Holdings, Inc.
PNST
$308K 0.02%
29,233
-76
-0.3% -$798
CTOR
197
Citius Oncology
CTOR
$68.6M
$304K 0.02%
+28,263
New +$302K
DECA
198
DELISTED
Denali Capital Acquisition Corp. Class A Ordinary Shares
DECA
$304K 0.02%
27,793
+8,979
+48% +$97.3K
TBLAW
199
DELISTED
Taboola.com Ltd Warrant
TBLAW
$300K 0.02%
697,500
– –
FOA.WS
200
DELISTED
Finance of America Companies Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50
FOA.WS
$295K 0.02%
2,950,464
+33,180
+1% +$4.01K
6 7
8
9 10

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CIP
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PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
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Cowen and Company's Q3 2023 Portfolio in Review

As of Q3 2023, Cowen and Company held 794 positions worth $1.43B, up 18% from $1.21B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen and Company deployed $517M of net new capital in Q3 2023, opening 212 new positions and adding to 219 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 29% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Kensington Capital Acquisition Corp. V, an estimated $7.13M trimmed.

  • Cowen and Company's largest Q3 2023 buy was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.
  • Cowen and Company added most to NVIDIA in Q3 2023, an estimated $169M increase.
  • Cowen and Company's biggest Q3 2023 reduction was Kensington Capital Acquisition Corp. V, cutting an estimated $7.13M.
  • Cowen and Company fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $45.2M.
  • Cowen and Company's ten largest holdings make up 42% of its $1.43B portfolio in Q3 2023.
  • Cowen and Company opened 212 new positions and closed 151 in Q3 2023.
  • Cowen and Company's portfolio value rose 18% quarter-over-quarter to $1.43B.

Based on Cowen and Company's 13F filing for Q3 2023, filed 9 Nov 2023.