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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$2.11B
AUM Growth
+$194M
Cap. Flow
+$818M
Cap. Flow %
38.75%
Top 10 Hldgs %
58.11%
Holding
879
New
298
Increased
119
Reduced
90
Closed
306

Top Buys

Rank Stock Value
1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$47M
2
FTAI icon
FTAI Aviation
FTAI
+$42.9M
3
CLDX icon
Celldex Therapeutics
CLDX
+$29.1M
4
ESTA icon
Establishment Labs
ESTA
+$17.5M
5
VMW
VMware, Inc
VMW
+$15.1M

Top Sells

Rank Stock Value
1
WPF
Foley Trasimene Acquisition Corp.
WPF
+$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.6M
4
SST icon
System1
SST
+$9.9M
5
NICE icon
Nice
NICE
+$7.38M

Sector Composition

Rank Sector Weight
1 Healthcare 15.03%
2 Consumer Discretionary 11.05%
3 Financials 5.53%
4 Technology 3.61%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLTX icon
176
MoonLake Immunotherapeutics
MLTX
$1.47B
$622K 0.03%
+62,475
New +$623K
EQRXW
177
DELISTED
EQRx, Inc. Warrant
EQRXW
$620K 0.03%
289,785
+270,310
+1,388% +$586K
HYZN
178
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
$619K 0.03%
+1,784
New +$773K
APLS
179
PUT
DELISTED
Apellis Pharmaceuticals
APLS
$611K 0.03%
83,900
+53,600
+177% +$3.01M
IOVA icon
180
Iovance Biotherapeutics
IOVA
$2.9B
$604K 0.03%
+24,491
New +$577K
SPY icon
181
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$596K 0.03%
+107,500
New +$47.4M
ALNY icon
182
CALL
Alnylam Pharmaceuticals
ALNY
$29B
$582K 0.03%
16,400
+3,300
+25% +$619K
RF icon
183
Regions Financial
RF
$26.8B
$579K 0.03%
27,169
+5,479
+25% +$109K
INVZW
184
DELISTED
Innoviz Technologies Warrant
INVZW
$578K 0.03%
356,723
+305,194
+592% +$532K
EQRX
185
DELISTED
EQRx, Inc. Common Stock
EQRX
$561K 0.03%
+56,540
New +$566K
XLRN
186
DELISTED
Acceleron Pharma
XLRN
$560K 0.03%
+3,253
New +$425K
FVT
187
DELISTED
Fortress Value Acquisition Corp. III
FVT
$548K 0.03%
56,220
– –
CNI icon
188
PUT
Canadian National Railway
CNI
$75.7B
$516K 0.02%
101,100
-43,400
-30% -$4.8M
LCID icon
189
Lucid Motors
LCID
$2.6B
$515K 0.02%
+2,030
New +$470K
NIR
190
DELISTED
Near Intelligence, Inc. Common Stock
NIR
$493K 0.02%
50,000
-50,000
-50% -$489K
FRSGU
191
DELISTED
First Reserve Sustainable Growth Corp. Unit
FRSGU
$491K 0.02%
+48,901
New +$489K
ASAQ.WS
192
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$491K 0.02%
732,897
+347,707
+90% +$271K
FACA.U
193
DELISTED
Figure Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant
FACA.U
$481K 0.02%
+50,000
New +$505K
GOAC.WS
194
DELISTED
GO Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock
GOAC.WS
$479K 0.02%
650,844
+578,211
+796% +$522K
NRGV icon
195
Energy Vault
NRGV
$605M
$478K 0.02%
48,246
-131,754
-73% -$1.28M
VIR icon
196
Vir Biotechnology
VIR
$1.5B
$472K 0.02%
+10,850
New +$470K
HIPO icon
197
Hippo Holdings
HIPO
$856M
$468K 0.02%
+4,000
New +$701K
SEER icon
198
Seer Inc
SEER
$119M
$454K 0.02%
+13,138
New +$452K
UTHR icon
199
PUT
United Therapeutics
UTHR
$22.7B
$453K 0.02%
+32,400
New +$6.38M
BWACW
200
DELISTED
BETTER WORLD ACQUISITION CORP. Warrants
BWACW
$443K 0.02%
726,226
+321,888
+80% +$263K
6 7
8
9 10

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen and Company held 879 positions worth $2.11B, up 10% from $1.92B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cowen and Company deployed $818M of net new capital in Q3 2021, opening 298 new positions and adding to 119 existing holdings. Its largest new stake was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Nice, an estimated $7.38M trimmed.

  • Cowen and Company's largest Q3 2021 buy was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.
  • Cowen and Company added most to FTAI Aviation in Q3 2021, an estimated $42.9M increase.
  • Cowen and Company's biggest Q3 2021 reduction was Nice, cutting an estimated $7.38M.
  • Cowen and Company fully exited Foley Trasimene Acquisition Corp. in Q3 2021, selling an estimated $15.1M.
  • Cowen and Company's ten largest holdings make up 58% of its $2.11B portfolio in Q3 2021.
  • Cowen and Company opened 298 new positions and closed 306 in Q3 2021.
  • Cowen and Company's portfolio value rose 10% quarter-over-quarter to $2.11B.

Based on Cowen and Company's 13F filing for Q3 2021, filed 12 Nov 2021.