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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+18.18%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$507M
Cap. Flow
+$424M
Cap. Flow %
37.86%
Top 10 Hldgs %
69.37%
Holding
669
New
238
Increased
59
Reduced
66
Closed
278

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$112M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$111M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$68.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$49.8M

Top Sells

Rank Stock Value
1
NKLA
Nikola Corporation Common Stock
NKLA
+$40M
2
ALBO
Albireo Pharma Inc
ALBO
+$20M
3
AVPT icon
AvePoint
AVPT
+$14.5M
4
MCD icon
McDonald's
MCD
+$10.2M
5
CMRC
Commerce.com Inc Series 1
CMRC
+$5.84M

Sector Composition

Rank Sector Weight
1 Financials 8.86%
2 Healthcare 4.92%
3 Technology 4.04%
4 Communication Services 3.4%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRNT
176
DELISTED
IronNet, Inc.
IRNT
$196K 0.02%
+19,400
New +$195K
FITB
177
CALL
Fifth Third Bancorp
FITB
$51.9B
$195K 0.02%
15,000
+7,100
+90% +$179K
EQIX icon
178
CALL
Equinix
EQIX
$103B
$193K 0.02%
+3,500
New +$2.61M
DCPH
179
CALL
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
$191K 0.02%
25,500
+10,500
+70% +$622K
TREB.WS
180
DELISTED
Trebia Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
TREB.WS
$191K 0.02%
91,700
+3,170
+4% +$4.91K
EMPW.WS
181
DELISTED
Empower Ltd. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at a
EMPW.WS
$183K 0.02%
+159,492
New +$168K
BOAC.U
182
DELISTED
Bluescape Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of one redeemable warrant
BOAC.U
$167K 0.01%
+15,000
New +$158K
PTRA
183
DELISTED
Proterra Inc. Common Stock
PTRA
$166K 0.01%
+15,000
New +$156K
AMC icon
184
CALL
AMC Entertainment Holdings
AMC
$2.21B
$165K 0.01%
53,790
+47,790
+797% +$1.56M
FXI icon
185
CALL
iShares China Large-Cap ETF
FXI
$4.27B
$164K 0.01%
+318,400
New +$14.5M
AVYA
186
CALL
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$161K 0.01%
24,000
– –
GME icon
187
CALL
GameStop
GME
$8.44B
$160K 0.01%
+400,000
New +$1.38M
SEDG icon
188
PUT
SolarEdge
SEDG
$2.04B
$159K 0.01%
+38,400
New +$10.6M
EMPW.U
189
DELISTED
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
$158K 0.01%
+15,205
New +$153K
REV
190
PUT
DELISTED
Revlon, Inc.
REV
$158K 0.01%
+224,500
New +$2.05M
FST.WS
191
DELISTED
FAST Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FST.WS
$156K 0.01%
+89,514
New +$92.7K
XLF icon
192
State Street Financial Select Sector SPDR ETF
XLF
$59.2B
$155K 0.01%
+5,269
New +$141K
FOLD
193
CALL
DELISTED
Amicus Therapeutics
FOLD
$154K 0.01%
+95,600
New +$1.96M
ALXN
194
CALL
DELISTED
Alexion Pharmaceuticals
ALXN
$151K 0.01%
31,600
+18,100
+134% +$2.33M
LPX icon
195
CALL
Louisiana-Pacific
LPX
$5.34B
$149K 0.01%
+126,200
New +$4.23M
NOACU
196
DELISTED
Natural Order Acquisition Corp. Unit
NOACU
$149K 0.01%
+13,776
New +$147K
SAII
197
DELISTED
Software Acquisition Group Inc. II Class A Common Stock
SAII
$149K 0.01%
+14,949
New +$147K
ARNA
198
CALL
DELISTED
Arena Pharmaceuticals Inc
ARNA
$145K 0.01%
+11,800
New +$884K
EQIX icon
199
PUT
Equinix
EQIX
$103B
$137K 0.01%
+3,500
New +$2.61M
PSACU
200
DELISTED
Property Solutions Acquisition Corp. Unit
PSACU
$136K 0.01%
+12,331
New +$128K
6 7
8
9 10

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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q4 2020 Portfolio in Review

As of Q4 2020, Cowen and Company held 669 positions worth $1.12B, up 83% from $613M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Cowen and Company deployed $424M of net new capital in Q4 2020, opening 238 new positions and adding to 59 existing holdings. Its largest new stake was iShares iBoxx $ Investment Grade Corporate Bond ETF: 825,000 shares worth $114M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, up from 8.4% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was McDonald's, an estimated $10.2M trimmed.

  • Cowen and Company's largest Q4 2020 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 825,000 shares worth $114M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2020, an estimated $68.6M increase.
  • Cowen and Company's biggest Q4 2020 reduction was McDonald's, cutting an estimated $10.2M.
  • Cowen and Company fully exited Nikola Corporation Common Stock in Q4 2020, selling an estimated $40M.
  • Cowen and Company's ten largest holdings make up 69% of its $1.12B portfolio in Q4 2020.
  • Cowen and Company opened 238 new positions and closed 278 in Q4 2020.
  • Cowen and Company's portfolio value rose 83% quarter-over-quarter to $1.12B.

Based on Cowen and Company's 13F filing for Q4 2020, filed 8 Feb 2021.