CAC

Cowen and Company Portfolio holdings

AUM $2.9B
1-Year Return 104.28%
This Quarter Return
+4.71%
1 Year Return
+104.28%
3 Year Return
+119.87%
5 Year Return
+632.2%
10 Year Return
–
AUM
$565M
AUM Growth
+$18.8M
Cap. Flow
+$91.8M
Cap. Flow %
16.25%
Top 10 Hldgs %
57.13%
Holding
464
New
143
Increased
36
Reduced
68
Closed
118

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$62.1M
2
ALBO
Albireo Pharma, Inc. Common Stock
ALBO
$20M
3
AVPT icon
AvePoint
AVPT
$14.3M
4
STLA icon
Stellantis
STLA
$10.8M
5
MCD icon
McDonald's
MCD
$10.7M

Top Sells

1
CCL icon
Carnival Corp
CCL
$24.2M
2
BLU
BELLUS Health Inc.
BLU
$16.7M
3
ABUS icon
Arbutus Biopharma
ABUS
$12.1M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
$11M
5
LGVW.U
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
$5.75M

Sector Composition

1 Healthcare 15.16%
2 Consumer Discretionary 14.36%
3 Financials 9.07%
4 Technology 6.82%
5 Industrials 3.57%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SNDX icon
176
Syndax Pharmaceuticals
SNDX
$1.48B
$191K 0.03%
12,946
-13,274
-51% -$196K
QD
177
Qudian
QD
$732M
$189K 0.03%
152,247
+120,776
+384% +$150K
SFTW.WS
178
DELISTED
Osprey Technology Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one shar
SFTW.WS
$189K 0.03%
135,311
-183,371
-58% -$256K
DMYD.U
179
DELISTED
dMY Technology Group, Inc. II Units, each consisting of one share of Class A common stock and one-th
DMYD.U
$184K 0.03%
+18,003
New +$184K
RPLA.WS
180
DELISTED
Replay Acquisition Corp. Warrants
RPLA.WS
$174K 0.03%
183,249
-224,377
-55% -$213K
IPV.U
181
DELISTED
InterPrivate Acquisition Corp. Units, each consisting of one share of common stock, $.0001 par value
IPV.U
$174K 0.03%
+16,812
New +$174K
SRTAW
182
Strata Critical Medical, Inc. Warrants
SRTAW
$2.14M
$173K 0.03%
141,698
+78,752
+125% +$96.1K
CCX.WS
183
DELISTED
Churchill Capital Corp II Warrants, each exercisable for one share of Class A common stock at an exe
CCX.WS
$172K 0.03%
78,885
-709
-0.9% -$1.55K
LOTZ
184
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$171K 0.03%
16,685
-20,473
-55% -$210K
JFKKW
185
DELISTED
8i Enterprises Acquisition Corp Warrant
JFKKW
$163K 0.03%
122,000
– –
FAST icon
186
Fastenal
FAST
$55.2B
$156K 0.03%
+6,898
New +$156K
CERE
187
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
$146K 0.02%
+14,000
New +$146K
APPHW
188
DELISTED
AppHarvest, Inc. Warrants
APPHW
$135K 0.02%
+48,363
New +$135K
THBRW
189
DELISTED
Thunder Bridge Acquisition II, Ltd. Warrants
THBRW
$135K 0.02%
100,015
-165,599
-62% -$224K
HPX.U
190
DELISTED
HPX Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
HPX.U
$133K 0.02%
+13,087
New +$133K
TREB.WS
191
DELISTED
Trebia Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
TREB.WS
$133K 0.02%
+88,530
New +$133K
BOWXU
192
DELISTED
BowX Acquisition Corp. Unit
BOWXU
$129K 0.02%
+12,542
New +$129K
DRNA
193
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
$128K 0.02%
+7,133
New +$128K
CHPMW
194
DELISTED
CHP Merger Corp. Warrant
CHPMW
$120K 0.02%
+100,000
New +$120K
KLR.WS
195
DELISTED
Kaleyra, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exercise price of $40.25 per share
KLR.WS
$119K 0.02%
83,889
-35,267
-30% -$50K
CRBP icon
196
Corbus Pharmaceuticals
CRBP
$121M
$117K 0.02%
2,170
+1,275
+142% +$68.7K
ANGI icon
197
Angi Inc
ANGI
$812M
$115K 0.02%
1,040
+463
+80% +$51.2K
MYOK
198
DELISTED
MyoKardia, Inc. Common Stock
MYOK
$115K 0.02%
+844
New +$115K
ROCHU
199
DELISTED
Roth CH Acquisition I Co. Unit
ROCHU
$107K 0.02%
+10,000
New +$107K
YAC
200
DELISTED
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
$101K 0.02%
+10,163
New +$101K
6 7
8
9 10