We are live on ! Find out more
CAC

Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-1.58%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.43B
AUM Growth
+$223M
Cap. Flow
+$517M
Cap. Flow %
36.15%
Top 10 Hldgs %
41.55%
Holding
794
New
212
Increased
219
Reduced
129
Closed
151

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$169M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$48.6M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$29.1M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$22.5M
5
SIRI icon
SiriusXM
SIRI
+$20.3M

Top Sells

Rank Stock Value
1
MMP
Magellan Midstream Partners, L.P.
MMP
+$45.2M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.1M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$15.2M
4
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$11.4M
5
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$8.23M

Sector Composition

Rank Sector Weight
1 Financials 29.55%
2 Technology 21.97%
3 Healthcare 21.97%
4 Communication Services 4.12%
5 Industrials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPLT
151
DELISTED
Home Plate Acquisition Corporation Class A Common Stock
HPLT
$817K 0.06%
+74,760
New +$782K
LFAC
152
DELISTED
LF Capital Acquisition Corp. II Class A Common Stock
LFAC
$814K 0.06%
74,996
-32,884
-30% -$355K
FRLA
153
DELISTED
Fortune Rise Acquisition Corporation Class A Common Stock
FRLA
$798K 0.06%
+72,998
New +$794K
MSSA
154
DELISTED
Metal Sky Star Acquisition Corporation Ordinary shares
MSSA
$777K 0.05%
71,373
-7,293
-9% -$78.7K
ALUR.WS
155
DELISTED
Allurion Technologies Warrants
ALUR.WS
$710K 0.05%
+780,500
New +$644K
USCT
156
DELISTED
Roth CH Acquisition Co. Class A Ordinary Shares
USCT
$701K 0.05%
+65,000
New +$691K
PLMJ
157
DELISTED
Plum Acquisition Corp. III Class A Ordinary Shares
PLMJ
$666K 0.05%
63,061
-12,183
-16% -$128K
TSEM icon
158
Tower Semiconductor
TSEM
$28.5B
$659K 0.05%
+26,814
New +$860K
EU
159
enCore Energy
EU
$254M
$658K 0.05%
200,000
– –
LSXMA
160
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$636K 0.04%
+25,000
New +$592K
BTWN
161
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
$603K 0.04%
58,161
-173,971
-75% -$1.8M
FLYX icon
162
flyExclusive
FLYX
$63.7M
$600K 0.04%
+56,244
New +$589K
BOAC
163
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
$591K 0.04%
+58,941
New +$590K
SLGC
164
DELISTED
SomaLogic, Inc. Class A Common Stock
SLGC
$591K 0.04%
247,226
– –
GCMGW
165
DELISTED
GCM Grosvenor Inc Warrant
GCMGW
$590K 0.04%
+1,902,576
New +$597K
VAL.WS icon
166
Valaris Ltd Warrants
VAL.WS
$813M
$590K 0.04%
+40,463
New +$557K
CUTR
167
DELISTED
Cutera, Inc.
CUTR
$575K 0.04%
95,517
-453,351
-83% -$5.75M
SHUA
168
DELISTED
SHUAA Partners Acquisition Corp I Class A Ordinary Share
SHUA
$566K 0.04%
50,997
-28,103
-36% -$305K
TLT icon
169
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$40.5B
$549K 0.04%
+98,900
New +$9.51M
LVWR.WS icon
170
LiveWire Group Warrants
LVWR.WS
$6.66M
$549K 0.04%
1,567,484
-42,891
-3% -$22.8K
INVZW
171
DELISTED
Innoviz Technologies Warrant
INVZW
$542K 0.04%
751,715
+13,500
+2% +$10.8K
KWEB icon
172
PUT
KraneShares CSI China Internet ETF
KWEB
$5.76B
$534K 0.04%
+175,000
New +$4.98M
IGTA
173
DELISTED
Inception Growth Acquisition Limited Common Stock
IGTA
$531K 0.04%
+50,000
New +$524K
INSP icon
174
Inspire Medical Systems
INSP
$1.73B
$516K 0.04%
+2,600
New +$656K
HYAC.WS
175
DELISTED
Haymaker Acquisition Corp 4 Warrants
HYAC.WS
$512K 0.04%
+1,765,557
New +$501K
5 6
7
8 9

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2023 Portfolio in Review

As of Q3 2023, Cowen and Company held 794 positions worth $1.43B, up 18% from $1.21B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen and Company deployed $517M of net new capital in Q3 2023, opening 212 new positions and adding to 219 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 29% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Kensington Capital Acquisition Corp. V, an estimated $7.13M trimmed.

  • Cowen and Company's largest Q3 2023 buy was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.
  • Cowen and Company added most to NVIDIA in Q3 2023, an estimated $169M increase.
  • Cowen and Company's biggest Q3 2023 reduction was Kensington Capital Acquisition Corp. V, cutting an estimated $7.13M.
  • Cowen and Company fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $45.2M.
  • Cowen and Company's ten largest holdings make up 42% of its $1.43B portfolio in Q3 2023.
  • Cowen and Company opened 212 new positions and closed 151 in Q3 2023.
  • Cowen and Company's portfolio value rose 18% quarter-over-quarter to $1.43B.

Based on Cowen and Company's 13F filing for Q3 2023, filed 9 Nov 2023.