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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$851M
AUM Growth
-$105M
Cap. Flow
+$44.2M
Cap. Flow %
5.19%
Top 10 Hldgs %
47.53%
Holding
835
New
170
Increased
157
Reduced
172
Closed
270

Top Buys

Rank Stock Value
1
KVSC
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
+$24.3M
2
STOK icon
Stoke Therapeutics
STOK
+$22.8M
3
TIOA
Tio Tech A Class A Ordinary Share
TIOA
+$22.1M
4
SCPH
scPharmaceuticals
SCPH
+$20.6M
5
AAC
Ares Acquisition Corporation
AAC
+$13.3M

Top Sells

Rank Stock Value
1
DCP
DCP Midstream, LP
DCP
+$58.8M
2
SCPL
SciPlay Corporation Class A Common Stock
SCPL
+$25.2M
3
CTLP
Cantaloupe
CTLP
+$12.3M
4
INVZ icon
Innoviz Technologies
INVZ
+$10.9M
5
KAIR
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
+$8.76M

Sector Composition

Rank Sector Weight
1 Healthcare 38.46%
2 Financials 25.66%
3 Materials 12.69%
4 Consumer Discretionary 4.54%
5 Technology 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYFT icon
151
Lyft
LYFT
$6.65B
$223K 0.03%
24,069
-15,931
-40% -$192K
LYFT icon
152
PUT
Lyft
LYFT
$6.65B
$215K 0.03%
+150,000
New +$1.81M
CGC
153
Canopy Growth
CGC
$415M
$211K 0.02%
12,050
-1,464
-11% -$34.7K
VBOC
154
DELISTED
Viscogliosi Brothers Acquisition Corp Common Stock
VBOC
$196K 0.02%
+18,744
New +$192K
NETC
155
DELISTED
Nabors Energy Transition Corp.
NETC
$195K 0.02%
+18,548
New +$193K
ECDA
156
DELISTED
ECD Automotive Design
ECDA
$193K 0.02%
+94
New +$192K
MNTN
157
DELISTED
Everest Consolidator Acquisition Corporation
MNTN
$192K 0.02%
+18,329
New +$190K
LCID icon
158
PUT
Lucid Motors
LCID
$2.61B
$188K 0.02%
510
– –
TGAA
159
DELISTED
Target Global Acquisition I Corp. Class A Ordinary Share
TGAA
$186K 0.02%
+17,877
New +$185K
KITTW icon
160
Nauticus Robotics Warrant
KITTW
$180K
$170K 0.02%
751,096
+231,835
+45% +$58.6K
AVAC
161
DELISTED
Avalon Acquisition Inc. Class A Common Stock
AVAC
$168K 0.02%
+16,125
New +$167K
UTAA
162
DELISTED
UTA Acquisition Corporation Class A Ordinary Shares
UTAA
$168K 0.02%
+16,101
New +$166K
PCT icon
163
PureCycle Technologies
PCT
$1.44B
$167K 0.02%
+23,890
New +$166K
SDACW
164
DELISTED
Sustainable Development Acquisition I Corp. Warrant
SDACW
$162K 0.02%
1,654,096
-1,317,168
-44% -$102K
PCT icon
165
CALL
PureCycle Technologies
PCT
$1.44B
$158K 0.02%
106,500
+32,800
+45% +$229K
IXAQ
166
DELISTED
IX Acquisition Corp. Class A Ordinary Share
IXAQ
$150K 0.02%
+14,610
New +$149K
MOBV
167
DELISTED
Mobiv Acquisition Corp Class A Common Stock
MOBV
$149K 0.02%
+14,359
New +$148K
BTM
168
DELISTED
Bitcoin Depot
BTM
$144K 0.02%
+1,993
New +$143K
MTAL
169
DELISTED
Metals Acquisition
MTAL
$142K 0.02%
+13,877
New +$141K
KCGI.WS
170
DELISTED
Kensington Capital Acquisition Corp. V Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
KCGI.WS
$139K 0.02%
555,249
+147,014
+36% +$27.1K
SKIL.WS
171
DELISTED
Skillsoft Corp. Warrants, each whole warrant is exercisable for 1/20th of a share of Class A Common Stock at an exercise price of $230.00
SKIL.WS
$136K 0.02%
544,249
+15,631
+3% +$3.22K
MARX
172
DELISTED
Mars Acquisition Corp. Ordinary Shares
MARX
$134K 0.02%
+13,215
New +$134K
JSPRW icon
173
Japer Therapeutics Warrants
JSPRW
$101K
$132K 0.02%
661,016
+628,426
+1,928% +$91.8K
ABLLW
174
DELISTED
Abacus Life Warrant
ABLLW
$132K 0.02%
1,011,975
+704,364
+229% +$136K
NVACR
175
DELISTED
NorthView Acquisition Corporation Rights
NVACR
$131K 0.02%
769,550
-321,447
-29% -$54.2K
5 6
7
8 9

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CIP
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PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
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Cowen and Company's Q1 2023 Portfolio in Review

As of Q1 2023, Cowen and Company held 835 positions worth $851M, down 11% from $956M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Cowen and Company deployed $44.2M of net new capital in Q1 2023, opening 170 new positions and adding to 157 existing holdings. Its largest new stake was Khosla Ventures Acquisition Co. III Class A Common Stock: 2,410,664 shares worth $24.5M.

By sector, the portfolio is most concentrated in Healthcare at 38% of assets, up from 37% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was SciPlay Corporation Class A Common Stock, an estimated $25.2M trimmed.

  • Cowen and Company's largest Q1 2023 buy was Khosla Ventures Acquisition Co. III Class A Common Stock: 2,410,664 shares worth $24.5M.
  • Cowen and Company added most to Stoke Therapeutics in Q1 2023, an estimated $22.8M increase.
  • Cowen and Company's biggest Q1 2023 reduction was SciPlay Corporation Class A Common Stock, cutting an estimated $25.2M.
  • Cowen and Company fully exited DCP Midstream, LP in Q1 2023, selling an estimated $58.8M.
  • Cowen and Company's ten largest holdings make up 48% of its $851M portfolio in Q1 2023.
  • Cowen and Company opened 170 new positions and closed 270 in Q1 2023.
  • Cowen and Company's portfolio value fell 11% quarter-over-quarter to $851M.

Based on Cowen and Company's 13F filing for Q1 2023, filed 9 May 2023.