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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$2.11B
AUM Growth
+$194M
Cap. Flow
+$818M
Cap. Flow %
38.75%
Top 10 Hldgs %
58.11%
Holding
879
New
298
Increased
119
Reduced
90
Closed
306

Top Buys

Rank Stock Value
1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$47M
2
FTAI icon
FTAI Aviation
FTAI
+$42.9M
3
CLDX icon
Celldex Therapeutics
CLDX
+$29.1M
4
ESTA icon
Establishment Labs
ESTA
+$17.5M
5
VMW
VMware, Inc
VMW
+$15.1M

Top Sells

Rank Stock Value
1
WPF
Foley Trasimene Acquisition Corp.
WPF
+$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.6M
4
SST icon
System1
SST
+$9.9M
5
NICE icon
Nice
NICE
+$7.38M

Sector Composition

Rank Sector Weight
1 Healthcare 15.03%
2 Consumer Discretionary 11.05%
3 Financials 5.53%
4 Technology 3.61%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLNX
151
CALL
DELISTED
Xilinx Inc
XLNX
$944K 0.04%
+101,500
New +$14.9M
KR icon
152
Kroger
KR
$34.6B
$937K 0.04%
23,164
+4,410
+24% +$185K
STOK icon
153
Stoke Therapeutics
STOK
$2.08B
$913K 0.04%
+35,899
New +$1M
LICY
154
DELISTED
Li-Cycle Holdings Corp.
LICY
$907K 0.04%
+9,688
New +$714K
VLTA
155
DELISTED
Volta Inc.
VLTA
$904K 0.04%
+104,500
New +$1.07M
TERN
156
DELISTED
Terns Pharmaceuticals
TERN
$886K 0.04%
85,000
– –
RSX
157
DELISTED
VanEck Russia ETF
RSX
$857K 0.04%
+28,265
New +$826K
EAF icon
158
GrafTech
EAF
$205M
$833K 0.04%
+8,072
New +$883K
FACA
159
DELISTED
Figure Acquisition Corp. I
FACA
$810K 0.04%
+82,186
New +$809K
GNLN icon
160
Greenlane Holdings
GNLN
$1.23M
– –
0
– –
BAC icon
161
Bank of America
BAC
$447B
$796K 0.04%
18,753
-49
-0.3% -$1.97K
AACIU
162
DELISTED
Armada Acquisition Corp. I Unit
AACIU
$791K 0.04%
+79,783
New +$788K
ITQRU
163
DELISTED
Itiquira Acquisition Corp. Unit
ITQRU
$791K 0.04%
+79,514
New +$793K
SBAC icon
164
SBA Communications
SBAC
$19.2B
$781K 0.04%
+2,364
New +$818K
SPGI icon
165
S&P Global
SPGI
$121B
$781K 0.04%
+1,839
New +$797K
ASLEW
166
DELISTED
AerSale Corp Warrants
ASLEW
$776K 0.04%
126,166
– –
ZION icon
167
Zions Bancorporation
ZION
$10.3B
$769K 0.04%
12,422
-1,832
-13% -$101K
FOREU
168
DELISTED
Foresight Acquisition Corp. Units
FOREU
$748K 0.04%
75,000
– –
AHPAU
169
DELISTED
Avista Public Acquisition Corp. II Unit
AHPAU
$747K 0.04%
+73,785
New +$742K
CCJ icon
170
Cameco
CCJ
$42.4B
$730K 0.03%
+33,583
New +$635K
AUS.U
171
DELISTED
Austerlitz Acquisition Corporation I Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
AUS.U
$718K 0.03%
+69,882
New +$717K
CHNG
172
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$704K 0.03%
+33,639
New +$734K
EXEEZ
173
DELISTED
Expand Energy Corp Class B Warrants
EXEEZ
$703K 0.03%
22,583
+9,735
+76% +$263K
GM icon
174
CALL
General Motors
GM
$77.2B
$664K 0.03%
+275,000
New +$14.6M
FOLD
175
DELISTED
Amicus Therapeutics
FOLD
$645K 0.03%
67,500
+46,500
+221% +$476K
5 6
7
8 9

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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen and Company held 879 positions worth $2.11B, up 10% from $1.92B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cowen and Company deployed $818M of net new capital in Q3 2021, opening 298 new positions and adding to 119 existing holdings. Its largest new stake was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Nice, an estimated $7.38M trimmed.

  • Cowen and Company's largest Q3 2021 buy was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.
  • Cowen and Company added most to FTAI Aviation in Q3 2021, an estimated $42.9M increase.
  • Cowen and Company's biggest Q3 2021 reduction was Nice, cutting an estimated $7.38M.
  • Cowen and Company fully exited Foley Trasimene Acquisition Corp. in Q3 2021, selling an estimated $15.1M.
  • Cowen and Company's ten largest holdings make up 58% of its $2.11B portfolio in Q3 2021.
  • Cowen and Company opened 298 new positions and closed 306 in Q3 2021.
  • Cowen and Company's portfolio value rose 10% quarter-over-quarter to $2.11B.

Based on Cowen and Company's 13F filing for Q3 2021, filed 12 Nov 2021.