CAC

Cowen and Company Portfolio holdings

AUM $2.9B
This Quarter Return
+6.21%
1 Year Return
+104.28%
3 Year Return
+119.87%
5 Year Return
+632.2%
10 Year Return
–
AUM
$1.42B
AUM Growth
+$1.42B
Cap. Flow
+$306M
Cap. Flow %
21.57%
Top 10 Hldgs %
68.89%
Holding
568
New
254
Increased
46
Reduced
31
Closed
135

Top Buys

1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$152M
2
XBI icon
SPDR S&P Biotech ETF
XBI
$43.7M
3
ITOS
iTeos Therapeutics
ITOS
$20.1M
4
UPST icon
Upstart Holdings
UPST
$12.9M
5
QNGY
Quanergy Systems, Inc.
QNGY
$10.7M

Top Sells

1
SMH icon
VanEck Semiconductor ETF
SMH
$28.4M
2
DIS icon
Walt Disney
DIS
$23.1M
3
NGHC
National General Holdings Corp
NGHC
$20.7M
4
STLA icon
Stellantis
STLA
$19.7M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
$16M

Sector Composition

1 Healthcare 11.42%
2 Financials 9.99%
3 Technology 2.94%
4 Industrials 2.74%
5 Consumer Discretionary 1.76%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NHIC
151
DELISTED
NewHold Investment Corp. Class A Common Stock
NHIC
$671K 0.05%
+67,082
New +$671K
SCPL
152
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
$656K 0.05%
+40,516
New +$656K
WORK
153
DELISTED
Slack Technologies, Inc.
WORK
$654K 0.05%
16,107
-46,827
-74% -$1.9M
EUCR
154
DELISTED
Eucrates Biomedical Acquisition Corp. Ordinary Shares
EUCR
$652K 0.04%
+65,296
New +$652K
GMBT
155
DELISTED
Pivotal Holdings Corp Class A Ordinary Share
GMBT
$631K 0.04%
+65,099
New +$631K
DWIN.U
156
DELISTED
Delwinds Insurance Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
DWIN.U
$611K 0.04%
+61,208
New +$611K
VTIQU
157
DELISTED
VectoIQ Acquisition Corp. II Unit
VTIQU
$607K 0.04%
+59,952
New +$607K
RF icon
158
Regions Financial
RF
$24B
$587K 0.04%
+28,402
New +$587K
LCID icon
159
Lucid Motors
LCID
$51.6B
$580K 0.04%
+25,000
New +$580K
SPFR.WS
160
DELISTED
Jaws Spitfire Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Cl
SPFR.WS
$576K 0.04%
+293,745
New +$576K
BWACW
161
DELISTED
BETTER WORLD ACQUISITION CORP. Warrants
BWACW
$564K 0.04%
+541,943
New +$564K
TVRD
162
Tvardi Therapeutics, Inc. Common Stock
TVRD
$270M
$562K 0.04%
+25,892
New +$562K
QELL
163
DELISTED
Qell Acquisition Corp. Class A Ordinary Shares
QELL
$559K 0.04%
+54,901
New +$559K
ASAQ.WS
164
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$557K 0.04%
752,216
+702,216
+1,404% +$520K
SEAH.WS
165
DELISTED
Sports Entertainment Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one s
SEAH.WS
$552K 0.04%
501,820
+471,820
+1,573% +$519K
TERN icon
166
Terns Pharmaceuticals
TERN
$651M
$550K 0.04%
+25,000
New +$550K
ARGX icon
167
argenx
ARGX
$44.2B
$544K 0.04%
+1,975
New +$544K
VTIQW
168
DELISTED
VectoIQ Acquisition Corp. II Warrant
VTIQW
$533K 0.04%
+372,628
New +$533K
GOAC.WS
169
DELISTED
GO Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock
GOAC.WS
$499K 0.03%
554,698
+490,412
+763% +$441K
CYXT
170
DELISTED
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
$497K 0.03%
+50,000
New +$497K
THCX
171
DELISTED
AXS Cannabis ETF
THCX
$492K 0.03%
25,000
-50,000
-67% -$984K
DLCA
172
DELISTED
Deep Lake Capital Acquisition Corp. Class A Ordinary Shares
DLCA
$490K 0.03%
+50,000
New +$490K
HUMAW icon
173
Humacyte, Inc. Warrant
HUMAW
$32.6M
$487K 0.03%
167,525
+122,525
+272% +$356K
CND.WS
174
DELISTED
Concord Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CND.WS
$471K 0.03%
+523,030
New +$471K
KIIIU
175
DELISTED
Kismet Acquisition Three Corp. Unit
KIIIU
$464K 0.03%
+47,009
New +$464K
5 6
7
8 9