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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.45B
AUM Growth
+$336M
Cap. Flow
+$603M
Cap. Flow %
41.48%
Top 10 Hldgs %
67.23%
Holding
768
New
375
Increased
70
Reduced
59
Closed
238

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$48.3M
3
ITOS
iTeos Therapeutics
ITOS
+$21.3M
4
QNGY
Quanergy Systems, Inc.
QNGY
+$11.5M
5
FULC icon
Fulcrum Therapeutics
FULC
+$10.9M

Top Sells

Rank Stock Value
1
SMH icon
VanEck Semiconductor ETF
SMH
+$30.8M
2
DIS icon
Walt Disney
DIS
+$23.1M
3
NGHC
National General Holdings Corp
NGHC
+$20.7M
4
STLA icon
Stellantis
STLA
+$19.7M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$16M

Sector Composition

Rank Sector Weight
1 Healthcare 11.15%
2 Financials 9.75%
3 Technology 2.87%
4 Industrials 2.67%
5 Consumer Discretionary 1.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARBGU
151
DELISTED
Aequi Acquisition Corp Unit
ARBGU
$821K 0.06%
+82,063
New +$864K
BAND
152
Bandwidth Inc
BAND
$1.7B
$801K 0.06%
+6,322
New +$979K
C icon
153
Citigroup
C
$227B
$780K 0.05%
10,721
+3,426
+47% +$229K
BMRN icon
154
BioMarin Pharmaceuticals
BMRN
$13.3B
$769K 0.05%
+10,181
New +$832K
XOS icon
155
Xos
XOS
$37M
$757K 0.05%
+2,544
New +$826K
SHACU
156
DELISTED
SCP & CO Healthcare Acquisition Company Unit
SHACU
$750K 0.05%
+75,200
New +$766K
EXEEL
157
DELISTED
Expand Energy Corp Class C Warrants
EXEEL
$740K 0.05%
+43,510
New +$772K
BZFD icon
158
BuzzFeed
BZFD
$94.2M
$702K 0.05%
+18,103
New +$713K
FINMU
159
DELISTED
Marlin Technology Corporation Unit
FINMU
$702K 0.05%
+71,067
New +$737K
COF icon
160
CALL
Capital One
COF
$134B
$698K 0.05%
137,300
+110,400
+410% +$13M
QSI icon
161
Quantum-Si Incorporated
QSI
$172M
$692K 0.05%
+58,034
New +$701K
EVGO icon
162
EVgo
EVGO
$224M
$685K 0.05%
+50,000
New +$766K
BLNK icon
163
PUT
Blink Charging
BLNK
$86M
$674K 0.05%
+150,300
New +$6.55M
NHIC
164
DELISTED
NewHold Investment Corp. Class A Common Stock
NHIC
$671K 0.05%
+67,082
New +$694K
C icon
165
CALL
Citigroup
C
$227B
$669K 0.05%
50,000
– –
SCPL
166
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
$656K 0.05%
+40,516
New +$698K
WORK
167
DELISTED
Slack Technologies, Inc.
WORK
$654K 0.05%
16,107
-46,827
-74% -$1.96M
EUCR
168
DELISTED
Eucrates Biomedical Acquisition Corp. Ordinary Shares
EUCR
$652K 0.04%
+65,296
New +$670K
GMBT
169
DELISTED
Pivotal Holdings Corp Class A Ordinary Share
GMBT
$631K 0.04%
+65,099
New +$639K
DWIN.U
170
DELISTED
Delwinds Insurance Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
DWIN.U
$611K 0.04%
+61,208
New +$635K
VTIQU
171
DELISTED
VectoIQ Acquisition Corp. II Unit
VTIQU
$607K 0.04%
+59,952
New +$658K
TLRY icon
172
PUT
Tilray
TLRY
$602M
$588K 0.04%
17,770
-33,850
-66% -$7.94M
RF icon
173
Regions Financial
RF
$26.8B
$587K 0.04%
+28,402
New +$555K
LCID icon
174
Lucid Motors
LCID
$2.6B
$580K 0.04%
+2,500
New +$668K
SPFR.WS
175
DELISTED
Jaws Spitfire Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Cl
SPFR.WS
$576K 0.04%
+293,745
New +$728K
5 6
7
8 9

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
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CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
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Cowen and Company's Q1 2021 Portfolio in Review

As of Q1 2021, Cowen and Company held 768 positions worth $1.45B, up 30% from $1.12B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Cowen and Company deployed $603M of net new capital in Q1 2021, opening 375 new positions and adding to 70 existing holdings. Its largest new stake was iTeos Therapeutics: 588,238 shares worth $20.1M.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, up from 4.9% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Freeport-McMoran, an estimated $5.42M trimmed.

  • Cowen and Company's largest Q1 2021 buy was iTeos Therapeutics: 588,238 shares worth $20.1M.
  • Cowen and Company added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q1 2021, an estimated $151M increase.
  • Cowen and Company's biggest Q1 2021 reduction was Freeport-McMoran, cutting an estimated $5.42M.
  • Cowen and Company fully exited VanEck Semiconductor ETF in Q1 2021, selling an estimated $30.8M.
  • Cowen and Company's ten largest holdings make up 67% of its $1.45B portfolio in Q1 2021.
  • Cowen and Company opened 375 new positions and closed 238 in Q1 2021.
  • Cowen and Company's portfolio value rose 30% quarter-over-quarter to $1.45B.

Based on Cowen and Company's 13F filing for Q1 2021, filed 4 May 2021.