CAC

Cowen and Company Portfolio holdings

AUM $2.9B
1-Year Return 104.28%
This Quarter Return
+4.71%
1 Year Return
+104.28%
3 Year Return
+119.87%
5 Year Return
+632.2%
10 Year Return
–
AUM
$565M
AUM Growth
+$18.8M
Cap. Flow
+$91.8M
Cap. Flow %
16.25%
Top 10 Hldgs %
57.13%
Holding
464
New
143
Increased
36
Reduced
68
Closed
118

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$62.1M
2
ALBO
Albireo Pharma, Inc. Common Stock
ALBO
$20M
3
AVPT icon
AvePoint
AVPT
$14.3M
4
STLA icon
Stellantis
STLA
$10.8M
5
MCD icon
McDonald's
MCD
$10.7M

Top Sells

1
CCL icon
Carnival Corp
CCL
$24.2M
2
BLU
BELLUS Health Inc.
BLU
$16.7M
3
ABUS icon
Arbutus Biopharma
ABUS
$12.1M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
$11M
5
LGVW.U
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
$5.75M

Sector Composition

1 Healthcare 15.16%
2 Consumer Discretionary 14.36%
3 Financials 9.07%
4 Technology 6.82%
5 Industrials 3.57%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TOL icon
151
Toll Brothers
TOL
$14.2B
$308K 0.05%
+6,334
New +$308K
BTRS
152
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$302K 0.05%
+28,900
New +$302K
APPH
153
DELISTED
AppHarvest, Inc. Common Stock
APPH
$290K 0.05%
+24,669
New +$290K
ABBV icon
154
AbbVie
ABBV
$373B
$282K 0.05%
+3,222
New +$282K
APXTU
155
DELISTED
Apex Technology Acquisition Corporation Unit
APXTU
$282K 0.05%
+23,900
New +$282K
AMRN
156
Amarin Corp
AMRN
$318M
$274K 0.04%
+3,251
New +$274K
NUAN
157
DELISTED
Nuance Communications, Inc.
NUAN
$272K 0.04%
+8,181
New +$272K
SRTA
158
Strata Critical Medical, Inc. Class A Common Stock
SRTA
$331M
$270K 0.04%
+26,843
New +$270K
SPCE icon
159
Virgin Galactic
SPCE
$186M
$267K 0.04%
695
-7,646
-92% -$2.94M
RVPH icon
160
Reviva Pharmaceuticals
RVPH
$29.9M
$264K 0.04%
+24,600
New +$264K
CIICU
161
DELISTED
CIIG Merger Corp. Units
CIICU
$261K 0.04%
+25,590
New +$261K
GRSVU
162
DELISTED
Gores Holdings V, Inc. Unit
GRSVU
$259K 0.04%
+25,000
New +$259K
GLEO.U
163
DELISTED
Galileo Acquisition Corp. Units, each consisting of one Ordinary Share and one Redeemable Warrant
GLEO.U
$253K 0.04%
+24,000
New +$253K
CELUW icon
164
Celularity Inc. Warrant
CELUW
$791K
$252K 0.04%
157,323
-41,363
-21% -$66.3K
AVPTW
165
DELISTED
AvePoint Inc Warrant
AVPTW
$246K 0.04%
126,691
+115,317
+1,014% +$224K
MCF
166
DELISTED
Contango Oil & Gas Co.
MCF
$241K 0.04%
180,000
– –
VACQU
167
DELISTED
Vector Acquisition Corporation Unit
VACQU
$239K 0.04%
+23,588
New +$239K
CGC
168
Canopy Growth
CGC
$449M
$225K 0.04%
1,569
-17,741
-92% -$2.54M
FUSE.WS
169
DELISTED
Fusion Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common st
FUSE.WS
$225K 0.04%
+206,401
New +$225K
CNK icon
170
Cinemark Holdings
CNK
$2.96B
$214K 0.03%
+21,353
New +$214K
ROCH
171
DELISTED
Roth CH Acquisition I Co. Common Stock
ROCH
$204K 0.03%
+20,496
New +$204K
IJR icon
172
iShares Core S&P Small-Cap ETF
IJR
$85.8B
$202K 0.03%
+2,881
New +$202K
BTAQU
173
DELISTED
Burgundy Technology Acquisition Corporation Unit
BTAQU
$197K 0.03%
+19,760
New +$197K
PAYA
174
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
$192K 0.03%
18,660
-22,591
-55% -$232K
RSI icon
175
Rush Street Interactive
RSI
$2.01B
$191K 0.03%
15,000
-38,089
-72% -$485K
5 6
7
8 9