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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+151.03%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$601M
AUM Growth
+$166M
Cap. Flow
+$564M
Cap. Flow %
93.74%
Top 10 Hldgs %
55.84%
Holding
582
New
177
Increased
66
Reduced
116
Closed
191

Top Buys

Rank Stock Value
1
NKLA
Nikola Corporation Common Stock
NKLA
+$23.3M
2
CCL icon
Carnival Corporation Ltd
CCL
+$22.1M
3
BLU
BELLUS Health Inc.
BLU
+$15.7M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
+$9.48M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$8.14M

Top Sells

Rank Stock Value
1
MTCH icon
Match Group
MTCH
+$19.8M
2
XOM icon
ExxonMobil
XOM
+$19.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.1M
4
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$13.9M
5
BHP icon
BHP
BHP
+$7.19M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 28.9%
2 Healthcare 14.37%
3 Financials 8.14%
4 Industrials 2.53%
5 Technology 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBAY icon
151
CALL
eBay
EBAY
$48B
$381K 0.06%
+87,700
New +$3.71M
LOTZ
152
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$381K 0.06%
37,158
+20,427
+122% +$205K
NEM icon
153
CALL
Newmont
NEM
$122B
$372K 0.06%
42,200
+3,700
+10% +$219K
X
154
PUT
DELISTED
US Steel
X
$370K 0.06%
181,200
+110,100
+155% +$859K
RPLA.WS
155
DELISTED
Replay Acquisition Corp. Warrants
RPLA.WS
$367K 0.06%
407,626
+140,331
+53% +$90.8K
CZR icon
156
Caesars Entertainment
CZR
$6.13B
$358K 0.06%
8,930
-1,608
-15% -$44.6K
GNRS
157
DELISTED
Greenrose Acquisition Corp. Common Stock
GNRS
$349K 0.06%
+35,497
New +$346K
JWS.U
158
DELISTED
Jaws Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one red
JWS.U
$343K 0.06%
+32,904
New +$342K
IRNT
159
DELISTED
IronNet, Inc.
IRNT
$338K 0.06%
+34,039
New +$333K
SFTW.WS
160
DELISTED
Osprey Technology Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one shar
SFTW.WS
$335K 0.06%
318,682
-48,777
-13% -$37.7K
IHRT icon
161
iHeartMedia
IHRT
$553M
$330K 0.05%
+39,487
New +$307K
ANIK icon
162
CALL
Anika Therapeutics
ANIK
$281M
$329K 0.05%
+56,800
New +$1.87M
ANGI icon
163
PUT
Angi Inc
ANGI
$184M
$320K 0.05%
+20,000
New +$1.82M
AXTA icon
164
Axalta
AXTA
$8.06B
$319K 0.05%
+14,131
New +$289K
PCPL.U
165
DELISTED
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
$318K 0.05%
+30,015
New +$308K
GDX icon
166
CALL
VanEck Gold Miners ETF
GDX
$27.4B
$315K 0.05%
100,000
+50,000
+100% +$1.64M
ZYNE
167
PUT
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
$313K 0.05%
+50,000
New +$236K
DFNS.WS
168
DELISTED
LGL Systems Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of Clas
DFNS.WS
$313K 0.05%
+344,039
New +$195K
CPAAW
169
DELISTED
Conyers Park II Acquisition Corp. Warrant
CPAAW
$299K 0.05%
135,759
+97,624
+256% +$175K
FFIV icon
170
CALL
F5
FFIV
$23.4B
$298K 0.05%
8,800
-21,300
-71% -$2.87M
UBER icon
171
Uber
UBER
$159B
$294K 0.05%
+9,458
New +$295K
INVA icon
172
PUT
Innoviva
INVA
$1.5B
$293K 0.05%
+300,000
New +$4.08M
CFFAU
173
DELISTED
CF Finance Acquisition Corp. Unit
CFFAU
$293K 0.05%
25,000
-305,200
-92% -$3.41M
TBPH icon
174
Theravance Biopharma
TBPH
$876M
$287K 0.05%
+13,664
New +$351K
NFINW
175
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
$283K 0.05%
170,895
+2,408
+1% +$1.11K
5 6
7
8 9

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PWLP
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FPCG
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FTDI
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CIM
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Cowen and Company's Q2 2020 Portfolio in Review

As of Q2 2020, Cowen and Company held 582 positions worth $601M, up 38% from $435M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Cowen and Company deployed $564M of net new capital in Q2 2020, opening 177 new positions and adding to 66 existing holdings. Its largest new stake was Carnival Corporation Ltd: 1,476,800 shares worth $24.2M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 29% of assets, up from 4.8% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $16.1M trimmed.

  • Cowen and Company's largest Q2 2020 buy was Carnival Corporation Ltd: 1,476,800 shares worth $24.2M.
  • Cowen and Company added most to Nikola Corporation Common Stock in Q2 2020, an estimated $23.3M increase.
  • Cowen and Company's biggest Q2 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $16.1M.
  • Cowen and Company fully exited Match Group in Q2 2020, selling an estimated $19.8M.
  • Cowen and Company's ten largest holdings make up 56% of its $601M portfolio in Q2 2020.
  • Cowen and Company opened 177 new positions and closed 191 in Q2 2020.
  • Cowen and Company's portfolio value rose 38% quarter-over-quarter to $601M.

Based on Cowen and Company's 13F filing for Q2 2020, filed 13 Aug 2020.