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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+16.41%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$757M
Cap. Flow
+$1.77B
Cap. Flow %
153.77%
Top 10 Hldgs %
71.98%
Holding
716
New
268
Increased
91
Reduced
64
Closed
268

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$285M
2
AAPL icon
Apple
AAPL
+$138M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.2M
4
FRC
First Republic Bank
FRC
+$38.9M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$36.5M

Top Sells

Rank Stock Value
1
ZM icon
Zoom
ZM
+$32.9M
2
CRWD icon
CrowdStrike
CRWD
+$17.6M
3
BYND icon
Beyond Meat
BYND
+$17.1M
4
SEGG
Sports Entertainment Gaming Global Corp
SEGG
+$12M
5
BFI
BurgerFi International, Inc. Common Stock
BFI
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 17.86%
2 Financials 13.13%
3 Healthcare 4.9%
4 Consumer Discretionary 2.63%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTON icon
151
PUT
Peloton Interactive
PTON
$2.49B
$355K 0.03%
+50,000
New +$1.35M
SRPT icon
152
PUT
Sarepta Therapeutics
SRPT
$1.77B
$351K 0.03%
+20,200
New +$2.04M
VST icon
153
Vistra
VST
$47.4B
$345K 0.03%
+15,000
New +$387K
PAYA
154
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
$345K 0.03%
34,084
+21,028
+161% +$212K
I
155
DELISTED
INTELSAT S. A.
I
$344K 0.03%
48,902
+33,197
+211% +$522K
SCHW
156
Charles Schwab
SCHW
$187B
$343K 0.03%
+7,215
New +$318K
QQQ icon
157
PUT
Invesco QQQ Trust
QQQ
$481B
$338K 0.03%
329,600
+109,600
+50% +$21.9M
NEPT
158
PUT
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$336K 0.03%
+114
New +$495K
TWTR
159
PUT
DELISTED
Twitter, Inc.
TWTR
$334K 0.03%
+127,500
New +$4.19M
SCPE.WS
160
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
$332K 0.03%
345,783
-37,400
-10% -$40.4K
LOTZW
161
DELISTED
CarLotz, Inc. Warrant
LOTZW
$318K 0.03%
424,203
+109,567
+35% +$78.2K
NEBUW
162
DELISTED
Nebula Acquisition Corporation Warrant
NEBUW
$318K 0.03%
254,207
+216,148
+568% +$215K
FXI icon
163
CALL
iShares China Large-Cap ETF
FXI
$4.31B
$315K 0.03%
+272,400
New +$11.4M
TELA icon
164
TELA Bio
TELA
$38.9M
$309K 0.03%
+23,831
New +$291K
MAPSW
165
DELISTED
WM TECHNOLOGY INC WTS
MAPSW
$307K 0.03%
+768,500
New +$447K
RPLA.U
166
DELISTED
Replay Acquisition Corp.
RPLA.U
$306K 0.03%
+29,518
New +$303K
ATCX
167
DELISTED
Atlas Technical Consultants, Inc. Class A Common Stock
ATCX
$294K 0.03%
+28,900
New +$291K
SMMCU
168
DELISTED
South Mountain Merger Corp. Unit
SMMCU
$291K 0.03%
+28,000
New +$288K
HTT
169
PUT
High Templar Tech Ltd
HTT
$391M
$288K 0.03%
+287,900
New +$1.69M
SONG
170
DELISTED
Akazoo SA
SONG
$284K 0.02%
+53,804
New +$309K
MU icon
171
PUT
Micron Technology
MU
$991B
$281K 0.02%
+56,100
New +$2.68M
MDLA
172
PUT
DELISTED
Medallia, Inc.
MDLA
$281K 0.02%
+65,300
New +$1.93M
TENB icon
173
Tenable Holdings
TENB
$4.01B
$277K 0.02%
+11,572
New +$282K
ARYAW
174
DELISTED
ARYA Sciences Acquisiton Corp. Warrant
ARYAW
$276K 0.02%
161,200
+101,661
+171% +$159K
AVP
175
CALL
DELISTED
Avon Products, Inc.
AVP
$273K 0.02%
404,200
-248,600
-38% -$1.15M
5 6
7
8 9

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
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FTDI
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CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
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Cowen and Company's Q4 2019 Portfolio in Review

As of Q4 2019, Cowen and Company held 716 positions worth $1.15B, up 192% from $394M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Cowen and Company deployed $1.77B of net new capital in Q4 2019, opening 268 new positions and adding to 91 existing holdings. Its largest new stake was Apple: 2,148,000 shares worth $158M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Sports Entertainment Gaming Global Corp, an estimated $12M trimmed.

  • Cowen and Company's largest Q4 2019 buy was Apple: 2,148,000 shares worth $158M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2019, an estimated $285M increase.
  • Cowen and Company's biggest Q4 2019 reduction was Sports Entertainment Gaming Global Corp, cutting an estimated $12M.
  • Cowen and Company fully exited Zoom in Q4 2019, selling an estimated $32.9M.
  • Cowen and Company's ten largest holdings make up 72% of its $1.15B portfolio in Q4 2019.
  • Cowen and Company opened 268 new positions and closed 268 in Q4 2019.
  • Cowen and Company's portfolio value rose 192% quarter-over-quarter to $1.15B.

Based on Cowen and Company's 13F filing for Q4 2019, filed 11 Feb 2020.